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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,688,888,209
Number of records: 277
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,158,534,167124
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,403,477,35385
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Chase Bank USA et al.price-fixing or anti-competitive practices2022private lawsuit-federal$19,500,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$18,300,000
J.P. Morgan Securities LLCinvestor protection violation2024SEC$18,000,000
JPMorgan Chasewage and hour violation2017private lawsuit-federal$16,666,667
JPMorgan Chasewage and hour violation2014private lawsuit-federal$16,000,000
El Paso Electric Corporationenergy market violation2003FERC$15,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
JPMorgan Chase Bank, N.A.investor protection violation2023CFTC$15,000,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$12,000,000
JPMorgan Chase Bankconsumer protection violation2022private lawsuit-federal$11,500,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$11,220,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
J.P. Morgan Securities LLCconsumer protection violation2015private lawsuit-federal$10,571,428
Bear Stearns Companies, Inc.benefit plan administrator violation2012private lawsuit-federal$10,000,000
Washington Mutualconsumer protection violation2015private lawsuit-federal$10,000,000
JPMorgan Chase & Co.consumer protection violation2019private lawsuit-federal$9,500,000
JPMorgan Chasewage and hour violation2012private lawsuit-federal$9,000,000
JPMorgan Chase & Co.employment discrimination2020OFCCP$9,000,000
Washington Mutualconsumer protection violation2011private lawsuit-federal$8,736,000
Affinion Group Holdings, Inc.consumer protection violation2015CFPB$8,700,000
Providian Financial Corp.benefit plan administrator violation2003private lawsuit-federal$8,600,000
JPMorgan Chasewage and hour violation2018private lawsuit-federal$8,333,333
Affinion Group, Inc.consumer protection violation2010NY-AG$8,000,000
Chase Bank USA, N.A.consumer protection violation2011private lawsuit-federal$7,800,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Bank One, KY, N.A.discriminatory practices (non-employment)2005private lawsuit-federal$6,715,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
J.P. Morgan Securities, Inc.investor protection violation2003FINRA$6,000,000
JPMorgan Chasewage and hour violation2017private lawsuit-federal$5,707,279
JPMorgan Chase Bank, N.A.economic sanction violation2018OFAC$5,263,171
JPMorgan Chase Bank, N.A.employment discrimination2019private lawsuit-federal$5,000,000
JP Morgan Securities LLCinvestor protection violation2014FINRA$5,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
Bear, Stearns & Co. Inc.investor protection violation2004FINRA$4,950,000
Chase Bank USA, N.A.consumer protection violation2011private lawsuit-federal$4,900,000
J.P. Morgan Securities LLCtoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.toxic securities abuses2021NM-AG$4,642,857
JPMorgan Chase Bank, N.A.consumer protection violation2017CFPB$4,600,000
Chase Bank USA, N.A.consumer protection violation2009NY-AG$4,400,000
J.P. Morgan Securities LLCinvestor protection violation2016SEC$4,000,000
Washington Mutualconsumer protection violation2012private lawsuit-federal$4,000,000
J.P. Morgan Securities LLCinvestor protection violation2023SEC$4,000,000
Chase Bankconsumer protection violation2006MULTI-AG$3,850,000
El Paso Electricenvironmental violation2015EPA$3,800,000
JPMorgan Chase Bank, N.A.wage and hour violation2020private lawsuit-federal$3,750,000
Chase Investment Services Corporationinvestor protection violation2011FINRA$3,600,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$3,250,000
JPMorgan Chasewage and hour violation2018private lawsuit-federal$3,000,000
JP Morgan Chaseconsumer protection violation2014HI-AG$2,825,000
J.P. Morgan Securitiesinvestor protection violation2014MULTI-FIN$2,800,000
J.P. Morgan Securitiesinvestor protection violation2017FINRA$2,800,000
JPMorgan Chase & Co.consumer protection violation2020private lawsuit-federal$2,500,000
JPMorgan Chasewage and hour violation2010private lawsuit-federal$2,492,729
JPMorgan Chaseconsumer protection violation2012private lawsuit-federal$2,463,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$2,400,000
JPMorgan Chase & Co.consumer protection violation2017private lawsuit-federal$2,295,000
JPMorgan Chase & Co.employment discrimination2006EEOC$2,200,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$2,150,000
JPMorgan Chase Bank, National Associationbanking violation2011OCC$2,000,000
Chase Investment Servicesinvestor protection violation2005FINRA$2,000,000
JPMorgan Chase & Co.investor protection violation2008SEC$1,998,143
JPMorgan Chase & Co.consumer protection violation2013WV-AG$1,950,000
J.P. Morgan Chasediscriminatory practices (non-employment)2010private lawsuit-federal$1,950,000
JPMorgan Chase Bank, National Associationwage and hour violation2019private lawsuit-federal$1,850,000
First Republic Investment Management, Inc.investor protection violation2022SEC$1,825,953
J.P. Morgan Securities LLCinvestor protection violation2020SEC$1,822,438
Providian Financial Corp.consumer protection violation2000CT-AG$1,600,000
Bear, Stearns & Co., Inc.investor protection violation2006SEC$1,500,000
J.P. Morgan Securities, Inc.investor protection violation2006SEC$1,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chaseemployment discrimination2014EEOC$1,450,000
First USAconsumer protection violation2002MULTI-AG$1,300,000
J.P. Morgan Securities, LLCinvestor protection violation2017FINRA$1,250,000
J.P. Morgan Securities LLCinvestor protection violation2022SEC$1,200,000
JPMorgan Chasewage and hour violation2012private lawsuit-federal$1,195,000
JPMorgan Chase & Co.investor protection violation2010NJ-AG$1,149,028
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$1,100,000
J.P. Morgan Investment Management Inc.investor protection violation2015SEC$1,084,210
First Republic Bankwage and hour violation2012WHD$1,009,644
First Republic Investment Management, Inc.investor protection violation2019SEC$1,005,194
JPMorgan Chasewage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCinvestor protection violation2016IN-SEC$950,000
JPMorgan Chase & Co.investor protection violation2016IN-SEC$905,000
JPMorgan Chaseconsumer protection violation2015CFPB$900,000
J.P. Morgan Securities LLCinvestor protection violation2017CFTC$900,000
JPMorgan Chase Bank, N.A.investor protection violation2022CFTC$850,000
J.P. Morgan Securities LLCinvestor protection violation2017FINRA$800,000
JPMorgan Chasewage and hour violation2013private lawsuit-federal$770,000
J.P. Morgan Securities Inc.investor protection violation2005SEC$700,000
Bear Stearnswage and hour violation2010private lawsuit-federal$675,000
JP Morgan Chasemortgage abuses2015MA-AG$675,000
JPMorgan Securitiesinvestor protection violation2014CFTC$650,000
JP Morganinvestor protection violation2012FINRA$623,376
J.P. Morgan Chase Retirement Planbenefit plan administrator violation2010private lawsuit-federal$604,957
JPMorgan Chase Bankinvestor protection violation2012CFTC$600,000
J.P. Morgan Securities LLCinvestor protection violation2015SEC$500,000
J.P. Morgan Securities, Inc.investor protection violation2007FINRA$500,000
Chase Investment Services Corporationinvestor protection violation2006FINRA$500,000
Washington Mutual Bankwage and hour violation2011private lawsuit-federal$463,000
Washington Mutual, Inc.wage and hour violation2005WHD$404,982
JPMorgan Chase and Co.price-fixing or anti-competitive practices2014WV-AG$400,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.