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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $39,340,688,209
Number of records: 275
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$26,659,159,167117
consumer-protection-related offenses$8,619,119,17863
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,252,302,35380
mortgage abuses$5,362,675,0005
banking violation$4,262,350,34114
consumer protection violation$3,194,397,42842
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Banc One Securities Corporationinvestor protection violation2005FINRA$400,000
Bear Stearns Companies Inc.wage and hour violation2003WHD$358,974
J.P. Morgan Securities LLCinvestor protection violation2020KY-FIN$325,000
J.P. Morgan Futures, Inc.data submission deficiencies2009CFTC$300,000
Chase Investment Servicesinvestor protection violation2005FINRA$290,262
Bear, Stearns & Co. Inc.investor protection violation2004FINRA$280,469
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$280,000
Chase Investment Services Corp.investor protection violation2009FINRA$250,000
Chase Investment Services Corp.investor protection violation2004FINRA$250,000
JP Morgan Chase Bank, N.A.environmental violation2017EPA$230,392
JPMorgan Chasedata submission deficiencies2016CFTC$225,000
Banc One Securities Corporationinvestor protection violation2008FINRA$225,000
JP Morgan Chase Bankworkplace whistleblower retaliation2016OSHA$203,323
J. P. Morgan Securities Inc.investor protection violation2000FINRA$200,000
J.P. Morgan Securities, Inc.investor protection violation2005FINRA$160,000
Bear, Stearns & Co., Inc.investor protection violation2008FINRA$150,000
J.P. Morgan Securities, Inc.investor protection violation2005FINRA$150,000
J.P. Morgan Securities LLCinvestor protection violation2012CFTC$140,000
JPMorgan Chase Bank, N.A.investor protection violation2017MD-SEC$100,000
El Paso Electric Companyutility service violation2009TX-PUC$100,000
El Paso Electric Companylabor relations violation2012NLRB$79,692
JP Morgan Chase & Co.economic sanction violation2004OFAC$73,281
J.P. Morgan Chase & Co. and Forum Temporary Serviceslabor relations violation2006NLRB$60,760
Chase Investment Services Corp.investor protection violation2005FINRA$60,000
JP Morgan Chase Bank, NAemployment discrimination2019CA-CRD$60,000
J.P. Morgan Securitiesinvestor protection violation2014SEC$54,000
J.P. Morgan Securities LLCinvestor protection violation2014CT-SEC$53,800
J.P. Morgan Securitiesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities, LLCinvestor protection violation2014AK-DBS$51,120
J.P. Morgan Securities, LLCinvestor protection violation2014NJ-AG$50,460
JPMorgan Chase Bankdiscriminatory practices (non-employment)2021HUD$50,000
El Paso Electric Companyutility service violation2010TX-PUC$50,000
JP Morgan Chase Bank N.A.wage and hour violation2019WHD$38,336
El Paso Electric Companyutility service violation2010TX-PUC$38,000
Chase Investment Services Corp.investor protection violation2009FINRA$32,500
El Paso Electric Companyutility service violation2011TX-PUC$27,000
El Paso Electric Companyutility service violation2006TX-PUC$27,000
JP Morgan Chaseeconomic sanction violation2004OFAC$26,980
Washington Mutual Bank, F. A.environmental violation2005CA-SCAQMD$23,264
El Paso Electric Companyutility service violation2018TX-PUC$20,000
JPMorgan Chase Bankwage and hour violation2004WHD$19,373
JP Morgan Chase Bank, NAexport control violation2010BIS$19,125
EL PASO ELECTRIC COMPANYworkplace safety or health violation2011OSHA$18,300
JP Morgan Chase Bankeconomic sanction violation2004OFAC$18,094
El Paso Electric Companyutility service violation2011TX-PUC$18,000
El Paso Electric Companyutility service violation2011TX-PUC$18,000
JP Morgan Chase & Co.economic sanction violation2004OFAC$17,303
JP Morgan Chase Bank N.Aemployment discrimination2022CA-CRD$16,698
Chase Bankwage and hour violation2010MI-LEO$15,000
J P Morgan Securities LLCinsurance violation2018NY-DFS$11,750
El Paso Electric Companylabor relations violation2009NLRB$11,500
Bear, Stearns & Co., Inc.investor protection violation2005IL-SEC$10,000
J.P. Morgan Securities, Inc.investor protection violation2001FINRA$10,000
Chase Securities, Inc.investor protection violation2001FINRA$10,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2023OSHA$10,000
JP Morgan Chase Bankeconomic sanction violation2004OFAC$9,748
JPMorgan Chase Bank, N.A.wage and hour violation2008WHD$9,622
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JPMorgan Chase Bankwage and hour violation2013CA-LCO$9,111
El Paso Electric Companyutility service violation2014TX-PUC$9,000
El Paso Electric Companyutility service violation2016TX-PUC$7,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2015OSHA$7,000
JPMorgan Chase Bank, NAwage and hour violation2009WHD$6,996
J P Morgan Chase Bankwage and hour violation2005WHD$6,688
Bank Oneeconomic sanction violation2004OFAC$6,682
JP Morgan Chaseenvironmental violation2011TX-ENV$6,555
El Paso Electric Companyutility service violation2015TX-PUC$6,000
EL PASO ELECTRICworkplace safety or health violation2010OSHA$6,000
JPMorgan Chase Bank, National Associationwage and hour violation2022CO-LAE$5,838
Bank Oneeconomic sanction violation2004OFAC$5,500
J P Morgan ChaseFamily and Medical Leave Act2007WHD$5,008
J.P. Morgan Securities LLCinvestor protection violation2018DC-DISB$5,000
El Paso Electric Companyutility administrative violation2010NM-PRC$5,000
WASHINGTON MUTUALworkplace safety or health violation2007OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.