Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: JPMorgan Chase Bank
Current Parent CompanyJPMorgan Chase
Parent at the Time of the Penalty Announcement subscribe to see this data field
Penalty: $100,000,000
Year: 2015
Date: December 18, 2015
Offense Group: miscellaneous offenses
Primary Offense: data submission deficiencies
Violation Description: The U.S. Commodity Futures Trading Commission issued an Order filing and settling charges that JPMorgan Chase Bank, N.A. failed to disclose certain conflicts of interest to clients of its U.S.-based wealth management business, J.P. Morgan Private Bank.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data(click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.