Violation Tracker Individual Record
Company:J.P. Morgan Securities LLC
Date:June 21, 2011
Primary Offense:toxic securities abuses
Secondary Offense:investor protection violation
The Securities and Exchange Commission announced that J.P. Morgan Securities LLC would pay $153.6 million to settle SEC charges that it misled investors in a complex mortgage securities transaction just as the housing market was starting to plummet.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
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