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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,688,888,209
Number of records: 277
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,158,534,167124
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,403,477,35385
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
J.P. Morgan Securities LLCinvestor protection violation2024SEC$18,000,000
JPMorgan Chase & Co.banking violation2024FED$98,200,000
JPMorgan Chase Bank, N.A.banking violation2024OCC$250,000,000
J.P. Morgan Securities LLCinvestor protection violation2023SEC$4,000,000
JPMorgan Chase Bank, N.A.investor protection violation2023CFTC$15,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2023private lawsuit-federal$22,000,000
JPMorgan Chasesexual exploitation of minors2023private lawsuit-federal$290,000,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2023OSHA$10,000
First Republic Investment Management, Inc.investor protection violation2022SEC$1,825,953
JPMorgan Chase Bank, N.A.investor protection violation2022CFTC$850,000
J.P. Morgan Securities LLCinvestor protection violation2022SEC$1,200,000
JP Morgan Chase Bank N.Aemployment discrimination2022CA-CRD$16,698
Chase Bank USA et al.price-fixing or anti-competitive practices2022private lawsuit-federal$19,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
JPMorgan Chase Bankconsumer protection violation2022private lawsuit-federal$11,500,000
JPMorgan Chase Bank, National Associationwage and hour violation2022CO-LAE$5,838
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JPMorgan Chase Bankdiscriminatory practices (non-employment)2021HUD$50,000
JPMorgan Chase Bank, N.A.investor protection violation2021CFTC$75,000,000
J.P. Morgan Securities LLCinvestor protection violation2021SEC$125,000,000
J.P. Morgan Securities LLCtoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.toxic securities abuses2021NM-AG$4,642,857
JPMorgan Chase & Co.price-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
J.P. Morgan Securities LLCinvestor protection violation2020SEC$1,822,438
J.P. Morgan Securities LLCinvestor protection violation2020KY-FIN$325,000
JPMorgan Chase Bank, N.A.wage and hour violation2020private lawsuit-federal$3,750,000
JPMorgan Chase & Companyinvestor protection violation2020CFTC$920,200,000
JPMorgan Chase & Co.fraud2020DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000
JPMorgan Chase Bank, National Associationbanking violation2020OCC$250,000,000
JPMorgan Chase & Co.employment discrimination2020OFCCP$9,000,000
J.P. Morgan Securities LLCinvestor protection violation2020SEC$35,000,000
J.P. Morgan Securities LLCprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chase & Co.consumer protection violation2020private lawsuit-federal$2,500,000
JPMorgan Chase & Co.consumer protection violation2020private lawsuit-federal$62,462,000
First Republic Investment Management, Inc.investor protection violation2019SEC$1,005,194
JP Morgan Chase Bank N.A.wage and hour violation2019WHD$38,336
JPMorgan Chase Bank, N.A.employment discrimination2019private lawsuit-federal$5,000,000
JPMorgan Chase Bank, National Associationwage and hour violation2019private lawsuit-federal$1,850,000
JPMorgan Chasebenefit plan administrator violation2019private lawsuit-federal$75,000,000
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$280,000
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$1,100,000
JP Morgan Chase Bank, NAemployment discrimination2019CA-CRD$60,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
JPMorgan Chase & Co.consumer protection violation2019private lawsuit-federal$9,500,000
JPMorgan Chasewage and hour violation2018private lawsuit-federal$3,000,000
JPMorgan Chasewage and hour violation2018private lawsuit-federal$8,333,333
JPMorgan Chase Bank, N.A.price-fixing or anti-competitive practices2018CFTC$65,000,000
JPMorgan Chase Bank, N.A.economic sanction violation2018OFAC$5,263,171
JPMorgan Chaseemployment discrimination2018private lawsuit-federal$24,000,000
JPMorgan Chase Bank N.A.investor protection violation2018SEC$135,100,000
J.P. Morgan Securities LLCinvestor protection violation2018DC-DISB$5,000
J P Morgan Securities LLCinsurance violation2018NY-DFS$11,750
El Paso Electric Companyutility service violation2018TX-PUC$20,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$104,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$52,000,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$3,250,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$11,220,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$2,150,000
J.P. Morgan Securities LLCinvestor protection violation2017CFTC$900,000
JPMorgan Chasediscriminatory practices (non-employment)2017USAO$53,000,000
JPMorgan Chase Bank, N.A.consumer protection violation2017CFPB$4,600,000
JPMorgan Chasewage and hour violation2017private lawsuit-federal$16,666,667
JPMorgan Chasewage and hour violation2017private lawsuit-federal$5,707,279
JPMorgan Chase Bank, N.A.investor protection violation2017MD-SEC$100,000
J.P. Morgan Securitiesinvestor protection violation2017FINRA$2,800,000
J.P. Morgan Securities, LLCinvestor protection violation2017FINRA$1,250,000
J.P. Morgan Securities LLCinvestor protection violation2017FINRA$800,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2017private lawsuit-federal$71,000,000
JPMorgan Chase & Co.consumer protection violation2017private lawsuit-federal$2,295,000
JP Morgan Chase Bank, N.A.water pollution violation2017EPA$230,392
JPMorgan Chase Bank, National Associationbanking violation2016OCC$48,000,000
J.P. Morgan Securities LLCinvestor protection violation2016SEC$4,000,000
JPMorgan Chaseinvestor protection violation2016CFTC$225,000
JPMorgan Chase & Co.banking violation2016FED$61,900,000
JPMorgan SecuritiesForeign Corrupt Practices Act2016DOJ_CRIMINAL$72,000,000
JPMorgan Chase & Co.Foreign Corrupt Practices Act2016SEC$130,000,000
JPMorgan Chasewage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase & Co.investor protection violation2016IN-SEC$905,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCinvestor protection violation2016IN-SEC$950,000
JP Morgan Chase Bankworkplace whistleblower retaliation2016OSHA$203,323
El Paso Electric Companyutility service violation2016TX-PUC$7,000
J.P. Morgan Chase& Co.price-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
El Paso Electricenvironmental violation2015EPA$3,800,000
JPMorgan Chaseconsumer protection violation2015CFPB$186,000,000
Affinion Group Holdings, Inc.consumer protection violation2015CFPB$8,700,000
JPMorgan Chaseconsumer protection violation2015CFPB$900,000
JPMorgan Chase Bank, National Associationbanking violation2015OCC$30,000,000
JPMORGAN CHASE & CO.banking violation2015FED$342,000,000
JPMorgan Chase Bank N.A.bankruptcy professional violation2015DOJ_UTP$50,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.investor protection violation2015SEC$267,000,000
JPMorgan Chase Bankinvestor protection violation2015CFTC$100,000,000
J.P. Morgan Investment Management Inc.investor protection violation2015SEC$1,084,210
J.P. Morgan Securities LLCinvestor protection violation2015SEC$500,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$12,000,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$2,400,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.