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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,688,888,209
Number of records: 277
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,158,534,167124
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,403,477,35385
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
JP Morgan Chase Bankworkplace whistleblower retaliation2016OSHA$203,323
WASHINGTON MUTUALworkplace safety or health violation2007OSHA$5,000
EL PASO ELECTRICworkplace safety or health violation2010OSHA$6,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2011OSHA$18,300
EL PASO ELECTRIC COMPANYworkplace safety or health violation2015OSHA$7,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2023OSHA$10,000
JP Morgan Chase Bank, N.A.water pollution violation2017EPA$230,392
First Republic Bankwage and hour violation2012WHD$1,009,644
JPMorgan Chase Bank, NAwage and hour violation2009WHD$6,996
JPMorgan Chase Bank, N.A.wage and hour violation2008WHD$9,622
J P Morgan Chase Bankwage and hour violation2005WHD$6,688
Washington Mutual, Inc.wage and hour violation2005WHD$404,982
JPMorgan Chase Bankwage and hour violation2004WHD$19,373
Bear Stearns Companies Inc.wage and hour violation2003WHD$358,974
JPMorgan Chasewage and hour violation2018private lawsuit-federal$3,000,000
JPMorgan Chasewage and hour violation2018private lawsuit-federal$8,333,333
JPMorgan Chasewage and hour violation2017private lawsuit-federal$16,666,667
JPMorgan Chasewage and hour violation2017private lawsuit-federal$5,707,279
JPMorgan Chasewage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$12,000,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$2,400,000
JPMorgan Chasewage and hour violation2014private lawsuit-federal$16,000,000
JPMorgan Chasewage and hour violation2013private lawsuit-federal$770,000
JPMorgan Chasewage and hour violation2012private lawsuit-federal$1,195,000
JPMorgan Chasewage and hour violation2012private lawsuit-federal$9,000,000
Washington Mutual Bankwage and hour violation2011private lawsuit-federal$463,000
JPMorgan Chasewage and hour violation2011private lawsuit-federal$42,000,000
Bear Stearnswage and hour violation2010private lawsuit-federal$675,000
JPMorgan Chasewage and hour violation2010private lawsuit-federal$2,492,729
Washington Mutual Bankwage and hour violation2009private lawsuit-federal$38,000,000
JP Morgan Chase Bank N.A.wage and hour violation2019WHD$38,336
JPMorgan Chase Bank, National Associationwage and hour violation2019private lawsuit-federal$1,850,000
JPMorgan Chase Bank, N.A.wage and hour violation2020private lawsuit-federal$3,750,000
JPMorgan Chase Bankwage and hour violation2013CA-LCO$9,111
JPMorgan Chase Bank, National Associationwage and hour violation2022CO-LAE$5,838
Chase Bankwage and hour violation2010MI-LEO$15,000
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
El Paso Electric Companyutility service violation2018TX-PUC$20,000
El Paso Electric Companyutility service violation2016TX-PUC$7,000
El Paso Electric Companyutility service violation2015TX-PUC$6,000
El Paso Electric Companyutility service violation2014TX-PUC$9,000
El Paso Electric Companyutility service violation2011TX-PUC$18,000
El Paso Electric Companyutility service violation2011TX-PUC$18,000
El Paso Electric Companyutility service violation2011TX-PUC$27,000
El Paso Electric Companyutility service violation2010TX-PUC$38,000
El Paso Electric Companyutility service violation2010TX-PUC$50,000
El Paso Electric Companyutility service violation2009TX-PUC$100,000
El Paso Electric Companyutility service violation2006TX-PUC$27,000
JPMorgan Chasetoxic securities abuses2013DOJ$13,000,000,000
J.P. Morgan Securities LLCtoxic securities abuses2012SEC$296,900,000
J.P. Morgan Securities LLCtoxic securities abuses2011SEC$153,600,000
J.P. Morgan Chase & Co.toxic securities abuses2013CA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000
JPMorgan Chasetoxic securities abuses2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000
J.P. Morgan Securities LLCtoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.toxic securities abuses2021NM-AG$4,642,857
JPMorgan Chasesexual exploitation of minors2023private lawsuit-federal$290,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
JPMorgan Chase Bankprice-fixing or anti-competitive practices2014CFTC$310,000,000
JP Morgan Ventures Energy Corporationprice-fixing or anti-competitive practices2013FERC$410,000,000
JPMorgan Chase Bank, N.A.price-fixing or anti-competitive practices2018CFTC$65,000,000
JPMorgan Chaseprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
JPMorgan Chase and Co.price-fixing or anti-competitive practices2014WV-AG$400,000
Chase Bank USA et al.price-fixing or anti-competitive practices2022private lawsuit-federal$19,500,000
J.P. Morgan Chase& Co.price-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
J.P. Morgan Securities LLCprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2017private lawsuit-federal$71,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$104,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$52,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2023private lawsuit-federal$22,000,000
JPMorgan Chase & Co.mortgage abuses2012DOJ$5,333,600,000
Bear Stearns Companies, LLCmortgage abuses2008FTC$28,000,000
JP Morgan Chasemortgage abuses2015MA-AG$675,000
JPMorgan Chasemortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chase Bankmortgage abuses2015MD-AG$400,000
El Paso Electric Companylabor relations violation2012NLRB$79,692
El Paso Electric Companylabor relations violation2009NLRB$11,500
J.P. Morgan Chase & Co. and Forum Temporary Serviceslabor relations violation2006NLRB$60,760
J.P. Morgan Securities Inc.kickbacks and bribery2009SEC$75,000,000
J.P. Morgan Securities LLCinvestor protection violation2016SEC$4,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.investor protection violation2015SEC$267,000,000
JPMorgan Chaseinvestor protection violation2016CFTC$225,000
JPMorgan Chase Bankinvestor protection violation2015CFTC$100,000,000
JPMorgan Securitiesinvestor protection violation2014CFTC$650,000
JPMorgan Chaseinvestor protection violation2013CFTC$100,000,000
JPMorgan Chase Bankinvestor protection violation2012CFTC$600,000
J.P. Morgan Securities LLCinvestor protection violation2012CFTC$140,000
J.P. Morgan Investment Management Inc.investor protection violation2015SEC$1,084,210
J.P. Morgan Securities LLCinvestor protection violation2015SEC$500,000
J.P. Morgan Securitiesinvestor protection violation2014SEC$54,000
J.P. Morgan Futures, Inc.investor protection violation2009CFTC$300,000
Williams Power Company Inc.investor protection violation2006DOJ_CRIMINAL$50,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.