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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,688,888,209
Number of records: 277
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,158,534,167124
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,403,477,35385
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
JPMorgan Chase & Co.consumer protection violation2013WV-AG$1,950,000
JPMorgan Chase and Co.price-fixing or anti-competitive practices2014WV-AG$400,000
First Republic Bankwage and hour violation2012WHD$1,009,644
JPMorgan Chase Bank, NAwage and hour violation2009WHD$6,996
JPMorgan Chase Bank, N.A.wage and hour violation2008WHD$9,622
J P Morgan ChaseFamily and Medical Leave Act2007WHD$5,008
J P Morgan Chase Bankwage and hour violation2005WHD$6,688
Washington Mutual, Inc.wage and hour violation2005WHD$404,982
JPMorgan Chase Bankwage and hour violation2004WHD$19,373
Bear Stearns Companies Inc.wage and hour violation2003WHD$358,974
JP Morgan Chase Bank N.A.wage and hour violation2019WHD$38,336
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JPMorgan Chase Bankanti-money-laundering deficiencies2014USAO$1,700,000,000
JPMorgan Chasediscriminatory practices (non-employment)2017USAO$53,000,000
El Paso Electric Companyutility service violation2018TX-PUC$20,000
El Paso Electric Companyutility service violation2016TX-PUC$7,000
El Paso Electric Companyutility service violation2015TX-PUC$6,000
El Paso Electric Companyutility service violation2014TX-PUC$9,000
El Paso Electric Companyutility service violation2011TX-PUC$18,000
El Paso Electric Companyutility service violation2011TX-PUC$18,000
El Paso Electric Companyutility service violation2011TX-PUC$27,000
El Paso Electric Companyutility service violation2010TX-PUC$38,000
El Paso Electric Companyutility service violation2010TX-PUC$50,000
El Paso Electric Companyutility service violation2009TX-PUC$100,000
El Paso Electric Companyutility service violation2006TX-PUC$27,000
JP Morgan Chaseenvironmental violation2011TX-ENV$6,555
J.P. Morgan Securities LLCinvestor protection violation2016SEC$4,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.investor protection violation2015SEC$267,000,000
JPMorgan & Co.accounting fraud or deficiencies2013SEC$200,000,000
J.P. Morgan Securities LLCtoxic securities abuses2012SEC$296,900,000
J.P. Morgan Securities LLCtoxic securities abuses2011SEC$153,600,000
J.P. Morgan Investment Management Inc.investor protection violation2015SEC$1,084,210
J.P. Morgan Securities LLCinvestor protection violation2015SEC$500,000
J.P. Morgan Securitiesinvestor protection violation2014SEC$54,000
J.P. Morgan Securities Inc.kickbacks and bribery2009SEC$75,000,000
Bear, Stearns & Co., Inc.investor protection violation2006SEC$1,500,000
J.P. Morgan Securities, Inc.investor protection violation2006SEC$1,500,000
Bear, Stearns & Co., Inc.investor protection violation2006SEC$250,000,000
Banc One Investment Advisors Corporationinvestor protection violation2004SEC$50,000,000
J.P. Morgan Securities Inc.investor protection violation2003SEC$25,000,000
J.P. Morgan Chase & Co.accounting fraud or deficiencies2003SEC$135,000,000
Bear, Stearns & Co. Inc.investor protection violation2003SEC$80,000,000
J.P. Morgan Securities Inc.investor protection violation2003SEC$80,000,000
JPMorgan Chase & Co.Foreign Corrupt Practices Act2016SEC$130,000,000
JPMorgan Chase & Co.investor protection violation2008SEC$1,998,143
J.P. Morgan Securities Inc.investor protection violation2005SEC$700,000
JPMorgan Chase Bank N.A.investor protection violation2018SEC$135,100,000
First Republic Investment Management, Inc.investor protection violation2019SEC$1,005,194
J.P. Morgan Securities LLCinvestor protection violation2020SEC$1,822,438
J.P. Morgan Securities LLCinvestor protection violation2020SEC$35,000,000
J.P. Morgan Securities LLCinvestor protection violation2021SEC$125,000,000
First Republic Investment Management, Inc.investor protection violation2022SEC$1,825,953
J.P. Morgan Securities LLCinvestor protection violation2022SEC$1,200,000
J.P. Morgan Securities LLCinvestor protection violation2023SEC$4,000,000
J.P. Morgan Securities LLCinvestor protection violation2024SEC$18,000,000
JP Morgan Chase Bankworkplace whistleblower retaliation2016OSHA$203,323
WASHINGTON MUTUALworkplace safety or health violation2007OSHA$5,000
EL PASO ELECTRICworkplace safety or health violation2010OSHA$6,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2011OSHA$18,300
EL PASO ELECTRIC COMPANYworkplace safety or health violation2015OSHA$7,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2023OSHA$10,000
JPMorgan Chase & Co.employment discrimination2020OFCCP$9,000,000
JPMorgan Chase Bankeconomic sanction violation2011OFAC$88,300,000
Bank Oneeconomic sanction violation2004OFAC$5,500
Bank Oneeconomic sanction violation2004OFAC$6,682
JP Morgan Chaseeconomic sanction violation2004OFAC$26,980
JP Morgan Chase & Co.economic sanction violation2004OFAC$17,303
JP Morgan Chase & Co.economic sanction violation2004OFAC$73,281
JP Morgan Chase Bankeconomic sanction violation2004OFAC$9,748
JP Morgan Chase Bankeconomic sanction violation2004OFAC$18,094
JPMorgan Chase Bank, N.A.economic sanction violation2018OFAC$5,263,171
JPMorgan Chase Bank, National Associationbanking violation2016OCC$48,000,000
JPMorgan Chase Bank, National Associationbanking violation2015OCC$30,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$60,000,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$300,000,000
JPMorgan Chasebanking violation2013OCC$1,958,450,341
JPMorgan Chase Bank, National Associationbanking violation2011OCC$35,000,000
JPMorgan Chase Bank, National Associationbanking violation2011OCC$2,000,000
JPMorgan Chase Bank, National Associationbanking violation2020OCC$250,000,000
JPMorgan Chase Bank, N.A.banking violation2024OCC$250,000,000
J.P. Morgan Chase & Co.accounting fraud or deficiencies2003NY-MANDA$25,000,000
J P Morgan Securities LLCinsurance violation2018NY-DFS$11,750
Affinion Group, Inc.consumer protection violation2010NY-AG$8,000,000
Banc One Investment Advisors Corporationinvestor protection violation2004NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000,000
Chase Bank USA, N.A.consumer protection violation2009NY-AG$4,400,000
El Paso Electric Companyconsumer protection violation2010NM-PRC$5,000
J.P. Morgan Securities LLCtoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.toxic securities abuses2021NM-AG$4,642,857
El Paso Electric Companylabor relations violation2012NLRB$79,692
El Paso Electric Companylabor relations violation2009NLRB$11,500
J.P. Morgan Chase & Co. and Forum Temporary Serviceslabor relations violation2006NLRB$60,760
J.P. Morgan Securities, LLCinvestor protection violation2014NJ-AG$50,460
JPMorgan Chase & Co.investor protection violation2010NJ-AG$1,149,028
Bear, Stearns & Co. Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
J.P. Morgan Securitiesinvestor protection violation2014MULTI-FIN$2,800,000
J.P. Morgan Securities Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
JPMorgan Chase & Co.investor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
Affinionconsumer protection violation2013MULTI-AG$30,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.