Violation Tracker Individual Record

JPMorgan Chase Bank
Current Parent Company: 
JPMorgan Chase
January 7, 2014
Primary Offense: 
anti-money-laundering deficiencies
Violation Description: 

The United States Attorney for the Southern District of New York annnounced a deferred prosecution agreement relating to criminal charges and a settlement of civil claims against JPMorgan Chase Bank in connection with the bank's relationship with Bernard L. Madoff Investment Securities.

Level of Government: 
Action Type: 
agency action
U.S. Attorney-Southern District of New York
Civil or Criminal Case: 
civil and criminal
Prosecution Agreement: 
deferred prosecution agreement
HQ Country of Parent: 
HQ State of Parent: 
New York
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking & securities
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.