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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,888,888,209
Number of records: 278
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,358,534,167125
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,603,477,35386
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
J.P. Morgan Securities LLCinvestor protection violation2018DC-DISB$5,000
El Paso Electric Companyconsumer protection violation2010NM-PRC$5,000
WASHINGTON MUTUALworkplace safety or health violation2007OSHA$5,000
J P Morgan ChaseFamily and Medical Leave Act2007WHD$5,008
Bank Oneeconomic sanction violation2004OFAC$5,500
JPMorgan Chase Bank, National Associationwage and hour violation2022CO-LAE$5,838
El Paso Electric Companyutility service violation2015TX-PUC$6,000
EL PASO ELECTRICworkplace safety or health violation2010OSHA$6,000
JP Morgan Chaseenvironmental violation2011TX-ENV$6,555
Bank Oneeconomic sanction violation2004OFAC$6,682
J P Morgan Chase Bankwage and hour violation2005WHD$6,688
JPMorgan Chase Bank, NAwage and hour violation2009WHD$6,996
El Paso Electric Companyutility service violation2016TX-PUC$7,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2015OSHA$7,000
El Paso Electric Companyutility service violation2014TX-PUC$9,000
JPMorgan Chase Bankwage and hour violation2013CA-LCO$9,111
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.wage and hour violation2022WA-DLI$9,526
JPMorgan Chase Bank, N.A.wage and hour violation2008WHD$9,622
JP Morgan Chase Bankeconomic sanction violation2004OFAC$9,748
Bear, Stearns & Co., Inc.investor protection violation2005IL-SEC$10,000
J.P. Morgan Securities, Inc.investor protection violation2001FINRA$10,000
Chase Securities, Inc.investor protection violation2001FINRA$10,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2023OSHA$10,000
El Paso Electric Companylabor relations violation2009NLRB$11,500
J P Morgan Securities LLCinsurance violation2018NY-DFS$11,750
Chase Bankwage and hour violation2010MI-LEO$15,000
JP Morgan Chase Bank N.Aemployment discrimination2022CA-CRD$16,698
JP Morgan Chase & Co.economic sanction violation2004OFAC$17,303
El Paso Electric Companyutility service violation2011TX-PUC$18,000
El Paso Electric Companyutility service violation2011TX-PUC$18,000
JP Morgan Chase Bankeconomic sanction violation2004OFAC$18,094
EL PASO ELECTRIC COMPANYworkplace safety or health violation2011OSHA$18,300
JP Morgan Chase Bank, NAexport control violation2010BIS$19,125
JPMorgan Chase Bankwage and hour violation2004WHD$19,373
El Paso Electric Companyutility service violation2018TX-PUC$20,000
Washington Mutual Bank, F. A.air pollution violation2005CA-SCAQMD$23,264
JP Morgan Chaseeconomic sanction violation2004OFAC$26,980
El Paso Electric Companyutility service violation2011TX-PUC$27,000
El Paso Electric Companyutility service violation2006TX-PUC$27,000
Chase Investment Services Corp.investor protection violation2009FINRA$32,500
El Paso Electric Companyutility service violation2010TX-PUC$38,000
JP Morgan Chase Bank N.A.wage and hour violation2019WHD$38,336
JPMorgan Chase Bankdiscriminatory practices (non-employment)2021HUD$50,000
El Paso Electric Companyutility service violation2010TX-PUC$50,000
J.P. Morgan Securities, LLCinvestor protection violation2014NJ-AG$50,460
J.P. Morgan Securities, LLCinvestor protection violation2014AK-DBS$51,120
J.P. Morgan Securitiesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities LLCinvestor protection violation2014CT-SEC$53,800
J.P. Morgan Securitiesinvestor protection violation2014SEC$54,000
Chase Investment Services Corp.investor protection violation2005FINRA$60,000
JP Morgan Chase Bank, NAemployment discrimination2019CA-CRD$60,000
J.P. Morgan Chase & Co. and Forum Temporary Serviceslabor relations violation2006NLRB$60,760
JP Morgan Chase & Co.economic sanction violation2004OFAC$73,281
El Paso Electric Companylabor relations violation2012NLRB$79,692
JPMorgan Chase Bank, N.A.investor protection violation2017MD-SEC$100,000
El Paso Electric Companyutility service violation2009TX-PUC$100,000
J.P. Morgan Securities LLCinvestor protection violation2012CFTC$140,000
Bear, Stearns & Co., Inc.investor protection violation2008FINRA$150,000
J.P. Morgan Securities, Inc.investor protection violation2005FINRA$150,000
J.P. Morgan Securities, Inc.investor protection violation2005FINRA$160,000
J. P. Morgan Securities Inc.investor protection violation2000FINRA$200,000
JP Morgan Chase Bankworkplace whistleblower retaliation2016OSHA$203,323
JPMorgan Chaseinvestor protection violation2016CFTC$225,000
Banc One Securities Corporationinvestor protection violation2008FINRA$225,000
JP Morgan Chase Bank, N.A.environmental violation2017EPA$230,392
Chase Investment Services Corp.investor protection violation2009FINRA$250,000
Chase Investment Services Corp.investor protection violation2004FINRA$250,000
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$280,000
Bear, Stearns & Co. Inc.investor protection violation2004FINRA$280,469
Chase Investment Servicesinvestor protection violation2005FINRA$290,262
J.P. Morgan Futures, Inc.investor protection violation2009CFTC$300,000
J.P. Morgan Securities LLCinvestor protection violation2020KY-FIN$325,000
Bear Stearns Companies Inc.wage and hour violation2003WHD$358,974
JPMorgan Chase and Co.price-fixing or anti-competitive practices2014WV-AG$400,000
JPMorgan Chase Bankmortgage abuses2015MD-AG$400,000
Banc One Securities Corporationinvestor protection violation2005FINRA$400,000
Washington Mutual, Inc.wage and hour violation2005WHD$404,982
Washington Mutual Bankwage and hour violation2011private lawsuit-federal$463,000
J.P. Morgan Securities LLCinvestor protection violation2015SEC$500,000
J.P. Morgan Securities, Inc.investor protection violation2007FINRA$500,000
Chase Investment Services Corporationinvestor protection violation2006FINRA$500,000
JPMorgan Chase Bankinvestor protection violation2012CFTC$600,000
J.P. Morgan Chase Retirement Planbenefit plan administrator violation2010private lawsuit-federal$604,957
JP Morganinvestor protection violation2012FINRA$623,376
JPMorgan Securitiesinvestor protection violation2014CFTC$650,000
Bear Stearnswage and hour violation2010private lawsuit-federal$675,000
JP Morgan Chasemortgage abuses2015MA-AG$675,000
J.P. Morgan Securities Inc.investor protection violation2005SEC$700,000
JPMorgan Chasewage and hour violation2013private lawsuit-federal$770,000
J.P. Morgan Securities LLCinvestor protection violation2017FINRA$800,000
JPMorgan Chase Bank, N.A.investor protection violation2022CFTC$850,000
JPMorgan Chaseconsumer protection violation2015CFPB$900,000
J.P. Morgan Securities LLCinvestor protection violation2017CFTC$900,000
JPMorgan Chase & Co.investor protection violation2016IN-SEC$905,000
JPMorgan Chasewage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCinvestor protection violation2016IN-SEC$950,000
First Republic Investment Management, Inc.investor protection violation2019SEC$1,005,194
First Republic Bankwage and hour violation2012WHD$1,009,644
J.P. Morgan Investment Management Inc.investor protection violation2015SEC$1,084,210
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$1,100,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.