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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
APS HEALTHCARE BETHESDA, INC. benefit plan administrator violation2006$10,001
APTARA, INC. benefit plan administrator violation2021$10,000
Aqua Alliance, Inc Retirement Savings Plan benefit plan administrator violation2004$10,001
ARAPAHOE MOTORS, INC. DBA RALPH SCHOMP HONDA, INC. benefit plan administrator violation2020$10,001
ARCELORMITTAL TAILORED BLANKS AMERICAS CORPORATIONCleveland-Cliffsmining and mineralsbenefit plan administrator violation2020$10,001
ARCHWAY SALES, INC. benefit plan administrator violation2017$10,001
Ardisam Inc. 401k Profit Sharing Plan benefit plan administrator violation2005$10,001
ARES GROUP, INC. benefit plan administrator violation2012$10,001
ARES GROUP, INC. benefit plan administrator violation2012$50,001
ARGENTA US HOLDINGS LIMITED benefit plan administrator violation2017$50,001
ARGO REAL ESTATE, LLC. benefit plan administrator violation2021$10,000
ARGOS NORTH AMERICA CORP.Summit Materialsbuilding materialsbenefit plan administrator violation2020$10,001
ARGOS USA, LLCSummit Materialsbuilding materialsbenefit plan administrator violation2020$10,001
ARISE ACADEMY benefit plan administrator violation2022$10,001
Arkion Life Sciences LLC benefit plan administrator violation2011$193,795
Arko Paper Products Co., Inc. benefit plan administrator violation2002$10,001
Armor Metal Group, Inc. benefit plan administrator violation2023$10,001
ARMS UP MOTORSPORTS LLC benefit plan administrator violation2018$10,001
ARNOT OGDEN MEDICAL CENTER benefit plan administrator violation2023$10,001
ARRAY MARKETING GROUP INC. benefit plan administrator violation2012$10,001
Arrow Air, Inc. benefit plan administrator violation2003$10,001
ARTISTIC IDENTIFICATION SYSTEMS, INC. PENSION PLAN benefit plan administrator violation2001$10,001
ASANTE SOLUTIONS, INC. benefit plan administrator violation2017$10,001
ASHFIELD HEALTHCARE, LLC benefit plan administrator violation2020$10,001
Ashford, Inc. benefit plan administrator violation2023$50,001
Asociacion de Enfermeria Visitante Gregoria Auffant benefit plan administrator violation2009$10,001
ASPIRA INC OF ILLINOIS benefit plan administrator violation2021$10,001
ASPIRA, INC. OF ILLINOIS benefit plan administrator violation2022$10,001
ASPIRE HEALTH, LLC benefit plan administrator violation2018$10,001
ASSET PROTECTION AND SECURITY SERVICES LLP benefit plan administrator violation2009$50,001
ASSOC OF CIVIL EMPLOYERS WELFARE benefit plan administrator violation2001$10,001
ASSOCIATED CONSTRUCTION AND ENGINEERING, INC. benefit plan administrator violation2018$10,001
ASSOCIATED RETINA CONSULTANTS benefit plan administrator violation2021$10,001
ASTRIA HEALTH benefit plan administrator violation2022$10,001
ASURE SOFTWARE, INC. benefit plan administrator violation2011$10,001
AT DAWN benefit plan administrator violation2019$10,001
ATARAXIS, INC. benefit plan administrator violation2021$10,000
ATARAXIS, INC. benefit plan administrator violation2022$10,001
ATARAXIS, INC. benefit plan administrator violation2022$50,001
ATLANTA HEART ASSOCIATES, P.C. benefit plan administrator violation2022$10,001
ATLANTA HEART ASSOCIATES, P.C. benefit plan administrator violation2023$50,001
ATLANTIC HOTEL PARTNERS, LLC benefit plan administrator violation2013$10,001
ATLANTIC WIRE COMPANY, LLC benefit plan administrator violation2005$10,001
Atlas America Inc benefit plan administrator violation2009$10,001
ATLAS FENCE COMPANY, INC. benefit plan administrator violation2006$50,001
ATLAS TECHNICAL CONSULTANTS, LLC benefit plan administrator violation2021$10,001
ATLAS TECHNICAL CONSULTANTS, LLC benefit plan administrator violation2022$10,001
Atlas Technical Consultants, Llc benefit plan administrator violation2023$10,001
Atos Syntel Inc. benefit plan administrator violation2023$50,001
ATRIUM CONSULTING & MANAGEMENT SERVICES LLC benefit plan administrator violation2020$10,001
ATRIUM CONSULTING & MANAGEMENT SERVICES LLC benefit plan administrator violation2022$50,001
Atrium Hospitality Lp benefit plan administrator violation2023$50,001
Attitude Wellness Llc benefit plan administrator violation2023$10,001
AUDIENCESCIENCE benefit plan administrator violation2011$10,001
Auerbach Pollak & Richardson benefit plan administrator violation2004$10,001
AUGUSTA GLEN PARTNERS LLC benefit plan administrator violation2012$10,001
Augusta Medical Complex Retirement Plan benefit plan administrator violation2004$50,001
AURA SYSTEMS, INC. benefit plan administrator violation2006$10,001
AURALCARE HEARING CENTERS OF AME benefit plan administrator violation2022$10,001
AURELIUS HOLDINGS, INC. benefit plan administrator violation2005$10,001
Automated Marine Propulsion Systems, Inc. benefit plan administrator violation2003$100,001
AUTOMATIC BAR CONTROLS, INC.Middleby Corp.miscellaneous manufacturingbenefit plan administrator violation2016$10,001
AUTOMOTIVE CLIMATE CONTROL, INC. DBA ACC CLIMATE CONTROL benefit plan administrator violation2019$10,001
AUTOMOTIVE RESOURCES, INC. benefit plan administrator violation2021$50,000
AUTOMOTIVE RESOURCES, INC. benefit plan administrator violation2021$50,000
AUTOPARTS WHOLESALE benefit plan administrator violation2005$50,001
AUXILIARY ENTERPRISES & SERVICES/STATE UNIVERSIT benefit plan administrator violation2014$10,001
Auxiliary Enterprises & Services/State Universit benefit plan administrator violation2014$10,001
Avacon Corporation benefit plan administrator violation2000$56,239
AVALON SHUTTERS, INC. benefit plan administrator violation2011$10,001
AVIATION MAINTENANCE GROUP INC benefit plan administrator violation2021$10,001
AVISTA PHARMA SOLUTIONS, INC. benefit plan administrator violation2022$10,001
Avitus Inc. benefit plan administrator violation2022$10,001
Avtex Solutions, Llc benefit plan administrator violation2023$10,001
AWREY BAKERIES LLC benefit plan administrator violation2012$10,001
AWREY BAKERIES LLC benefit plan administrator violation2010$10,001
AXA ASSISTANCE USA, INC. benefit plan administrator violation2018$10,001
Aya Healthcare Services benefit plan administrator violation2013$10,001
AZHAR A KHAN, INC. benefit plan administrator violation2018$10,001
B & K Builders Inc benefit plan administrator violation2012$117,430
B & W PAVING & LANDSCAPING LLC benefit plan administrator violation2017$10,001
B- SURE SYTEMS, INC benefit plan administrator violation2015$10,001
B. K. ENTERTAINMENT, INC. benefit plan administrator violation2003$50,001
BACARDI U.S.A., INC.Bacardi Limitedbeveragesbenefit plan administrator violation2020$10,001
BACARDI U.S.A., INC.Bacardi Limitedbeveragesbenefit plan administrator violation2020$10,001
Bachman Services, Inc.Innospecchemicalsbenefit plan administrator violation2016$10,001
BAG MAKERS, INC. benefit plan administrator violation2019$10,001
BAILEY TOOL & MFG. CO. benefit plan administrator violation2009$10,001
Bailey, Hunt, Jones & Busto, P.C. benefit plan administrator violation2001$135,233
BALLY NORTH AMERICA INC. benefit plan administrator violation2006$10,001
Bank of HawaiiBank of Hawaiifinancial servicesbenefit plan administrator violation2009$2,500,000
BANK OF LODI benefit plan administrator violation2007$50,001
Bank of New York MellonBank of New York Mellonfinancial servicesbenefit plan administrator violation2015$84,000,000
BANNER MATTRESS benefit plan administrator violation2008$10,001
Baran Telecom Inc. benefit plan administrator violation2014$10,001
BARBER AUTO SALES, INC. benefit plan administrator violation2007$10,001
BARDAN FINANCIAL SERVICES, INC. benefit plan administrator violation2021$10,001
BARJAN PRODUCTS, L.L.C. benefit plan administrator violation2008$50,001
Barkan Management Company, Inc. benefit plan administrator violation2023$10,001
BARNEYS NEW YORK, INC. benefit plan administrator violation2006$50,001
BARRACUDA INDUSTRIES benefit plan administrator violation2019$10,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.