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Violation Tracker Agency Summary Page
Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Wells Fargo | $175,000,000 | 2 |
| M&T Bank | $88,000,000 | 1 |
| Bank of New York Mellon | $84,000,000 | 1 |
| Sherwin-Williams | $80,000,000 | 1 |
| Franklin Resources | $21,000,000 | 1 |
| UnitedHealth Group | $15,684,249 | 1 |
| Invesco | $10,270,000 | 1 |
| Voya Financial | $5,200,000 | 1 |
| Communicare Health | $3,366,957 | 1 |
| Bank of Hawaii | $2,500,000 | 1 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company  | Current Parent | Current Parent Industry | Primary Offense Type | Year | Penalty Amount |
| A. C. FREIGHT SYSTEMS | | | benefit plan administrator violation | 2005 | $50,001 |
| A Pro Realty Company, Ltd | | | benefit plan administrator violation | 2005 | $10,001 |
| A AND H INSURANCE INC | | | benefit plan administrator violation | 2010 | $10,001 |
| A & E Management, Inc. | | | benefit plan administrator violation | 2014 | $10,001 |
| 777 Partners Llc | | | benefit plan administrator violation | 2023 | $50,001 |
| 72andsunny Partners, Llc | | | benefit plan administrator violation | 2022 | $10,001 |
| 7-UP BOTTLING COMPANY OF PHILADELPHIA, INC. | | | benefit plan administrator violation | 2017 | $10,001 |
| 7-ELEVEN STORES OF OKLAHOMA EM | Seven & I Holdings | retailing | benefit plan administrator violation | 2015 | $10,001 |
| 7-ELEVEN STORES OF OKLAHOMA 40 | Seven & I Holdings | retailing | benefit plan administrator violation | 2015 | $10,001 |
| 7-ELEVEN STORES OF OKLAHOMA | Seven & I Holdings | retailing | benefit plan administrator violation | 2021 | $10,000 |
| 6K SYSTEMS, INC. | | | benefit plan administrator violation | 2019 | $10,001 |
| 5J OILFIELD SERVICES LLC | | | benefit plan administrator violation | 2021 | $10,001 |
| 500 CLUB CASINO | | | benefit plan administrator violation | 2018 | $10,001 |
| 4457528 CANADA, INC., DBA TRAFFIC TECHNOLOGIES | | | benefit plan administrator violation | 2018 | $100,001 |
| 401K PL | | | benefit plan administrator violation | 2002 | $10,001 |
| 4 SUNKIDS MANAGEMENT LLC | | | benefit plan administrator violation | 2013 | $10,001 |
| 3MD RELOCATION SERVICES LLC | | | benefit plan administrator violation | 2019 | $10,001 |
| 3MD RELOCATION SERVICES LLC | | | benefit plan administrator violation | 2020 | $10,001 |
| 360TRAINING.COM | | | benefit plan administrator violation | 2019 | $10,001 |
| 2U, INC. | | | benefit plan administrator violation | 2018 | $10,001 |
| 291 Digital Llc | | | benefit plan administrator violation | 2006 | $10,001 |
| 22 TEXAS PARTNERS 401K AND PROFIT | | | benefit plan administrator violation | 2001 | $10,001 |
| 1-800-PACK-RAT, LLC | | | benefit plan administrator violation | 2020 | $10,001 |
| 1-800-BAR NONE, A FINANCIAL C | | | benefit plan administrator violation | 2008 | $50,001 |
