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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
Corporate Resource Mgmt Inc Employee Healthcare plan benefit plan administrator violation2004$100,001
Rod Foster, Inc. 401K Plan benefit plan administrator violation2004$100,001
R.P. INDUSTRIES, INC. benefit plan administrator violation2003$10,001
J F Jelenko & Co benefit plan administrator violation2003$10,001
WENAMERICA, LLC benefit plan administrator violation2003$10,001
QUALITY RESTORATION & ROOFING, INC. benefit plan administrator violation2003$10,001
ECONO LUBE N TUNE, INC. benefit plan administrator violation2003$10,001
scott zeigler benefit plan administrator violation2003$10,001
Local Union 880 benefit plan administrator violation2003$10,001
AIB Financial Group, Inc. benefit plan administrator violation2003$10,001
BREED TENNESSEE HOLDINGS HOURLY benefit plan administrator violation2003$10,001
IMPERIAL CREDIT INDUSTRIES INC. benefit plan administrator violation2003$10,001
Arrow Air, Inc. benefit plan administrator violation2003$10,001
Ronald Blue & Company benefit plan administrator violation2003$10,001
Ronald Blue & Company, LLC benefit plan administrator violation2003$10,001
Star Fibers, Inc. benefit plan administrator violation2003$10,001
Maxell benefit plan administrator violation2003$10,001
Great Lakes Companies, Inc. benefit plan administrator violation2003$10,001
Optimation, Inc. benefit plan administrator violation2003$50,001
B. K. ENTERTAINMENT, INC. benefit plan administrator violation2003$50,001
Bowcutter Technologies, Inc. benefit plan administrator violation2003$50,001
EXODUS COMPUTERS, INC. 401K PROFIT SHARING PLAN benefit plan administrator violation2003$50,001
Gateway Welding benefit plan administrator violation2003$50,001
GLASGAL COMMUNICATIONS, INC. benefit plan administrator violation2003$100,001
LOCAL 358 aka LOCAL 456 benefit plan administrator violation2003$100,001
TRIO GRAPHICS INC benefit plan administrator violation2003$100,001
H.G. PASTERNACK INC benefit plan administrator violation2003$100,001
UNIVERSAL NURSING SVCS, INC. benefit plan administrator violation2003$100,001
Automated Marine Propulsion Systems, Inc. benefit plan administrator violation2003$100,001
Frank E Mccarthy benefit plan administrator violation2002$10,001
Marathon, INc. benefit plan administrator violation2002$10,001
DRG HOLDINGS, INC. benefit plan administrator violation2002$10,001
Syracuse Language Systems Inc benefit plan administrator violation2002$10,001
TEAM TIRES PLUS LTD benefit plan administrator violation2002$10,001
ISW EMPLOYEE LEASING COMPANY, INC. benefit plan administrator violation2002$10,001
Alexander Underwriters benefit plan administrator violation2002$10,001
Sunshine Hardware Inc benefit plan administrator violation2002$10,001
NEW OPPORTUNITIES FOR WATERBURY INC benefit plan administrator violation2002$10,001
Softnet Systems Inc. benefit plan administrator violation2002$10,001
Berkeley Systems Inc benefit plan administrator violation2002$10,001
SOUTHERN WEBBING MILLS INC benefit plan administrator violation2002$10,001
EQUIPTO RETIREMENT AND SAVINGS benefit plan administrator violation2002$10,001
ROSEWOOD ENTERPRISES PROFIT SHARING benefit plan administrator violation2002$10,001
CANNON EQUIPMENT SOUTHEAST INC benefit plan administrator violation2002$10,001
CMGR INC 401K PLAN benefit plan administrator violation2002$10,001
PERIMMUNE INC 401K PLAN benefit plan administrator violation2002$10,001
JOHN L SULLIVAN CHEVROLET INC 401K benefit plan administrator violation2002$10,001
NATURES HEARTLAND 401K PLAN benefit plan administrator violation2002$10,001
TWIN COUNTY GROCERS INC THRIFT PLAN benefit plan administrator violation2002$10,001
Decelle, Inc. Employees' 401 (K) P/S Plan benefit plan administrator violation2002$10,001
SOUTHERN SIDING & WINDOW benefit plan administrator violation2002$10,001
AMERICAN PHOENIX CORP SAVINGS AND benefit plan administrator violation2002$10,001
SHEET METAL WORKERS-WELFARE FUND benefit plan administrator violation2002$10,001
SHEET METAL LOCAL 22-PENSION FUND benefit plan administrator violation2002$10,001
SHEET METAL WORKERS LOCAL 22 ANNUITY FUND benefit plan administrator violation2002$10,001
PACKAGED ICE INC 401K PLAN benefit plan administrator violation2002$10,001
NEW JERSEY HOSPITAL ASSOCIATION benefit plan administrator violation2002$10,001
TRG benefit plan administrator violation2002$10,001
NATIONAL PACIFIC MORTGAGE CORP benefit plan administrator violation2002$10,001
KX Industries, LP benefit plan administrator violation2002$10,001
j p emco inc esop money purchase pension plan benefit plan administrator violation2002$10,001
401K PL benefit plan administrator violation2002$10,001
Arko Paper Products Co., Inc. benefit plan administrator violation2002$10,001
King Container Services, Inc benefit plan administrator violation2002$50,001
NETSCHOOLS CORPORATION benefit plan administrator violation2002$50,001
BUSINESS PARTNERS, INC. benefit plan administrator violation2002$50,001
TRANSWAY INC. benefit plan administrator violation2002$50,001
FIORE PROPERTIES INC. benefit plan administrator violation2002$100,001
Graphic Planet benefit plan administrator violation2002$100,001
GENERAL CLAY PRODUCTS benefit plan administrator violation2002$100,001
MET TECH INC benefit plan administrator violation2002$100,001
MASSACHUSETTS RESTAURANT EQUIPMENT SVC INC benefit plan administrator violation2002$100,001
RDA CONSTRUCTION CORPORATION benefit plan administrator violation2002$100,001
CHARLIE HUMPHRIES, ,MD benefit plan administrator violation2002$100,001
CORDOBA CORPORATION benefit plan administrator violation2002$100,001
NORTH JERSEY MICA, INC benefit plan administrator violation2002$100,001
Morgan Tire & Auto, Inc. benefit plan administrator violation2002$100,001
Hornblower Yachts Inc benefit plan administrator violation2001$10,001
RETIREMENT PLAN FOR EMP OF GREENSVILLE MEMORIAL benefit plan administrator violation2001$10,001
CALIFORNIA METAL TRADES ASSOCIATION benefit plan administrator violation2001$10,001
FREDERICKS OF HOLLYWOOD INC benefit plan administrator violation2001$10,001
TEXCOM INC PROFIT SHARING 401K PLAN benefit plan administrator violation2001$10,001
GOVERNMENT SECURITIES CORP 401K PROFIT SHARING PL benefit plan administrator violation2001$10,001
QUANTIC INDUSTRIES INC PROFIT SHARING & SAL DEFERR benefit plan administrator violation2001$10,001
Bonnie Optical, Inc benefit plan administrator violation2001$10,001
EMPLOYEE STOCK OWNERSHIP PLAN benefit plan administrator violation2001$10,001
BEN FRANKLIN RETAIL STORES INC EMP SAVING PLAN benefit plan administrator violation2001$10,001
PORT HOLE PUB PROFIT SHARING PLAN benefit plan administrator violation2001$10,001
SANGER WORKS FACTORY INC P-S TR benefit plan administrator violation2001$10,001
DISALVO TRUCKING CO. PROFIT SHARING PLAN benefit plan administrator violation2001$10,001
FLEXPLUS RETIREMENT SAVINGS PLAN benefit plan administrator violation2001$10,001
MERITOR AUTOMOTIVE INC RETIREMENT benefit plan administrator violation2001$10,001
LIBERTY LIGHTING COMPANY INC benefit plan administrator violation2001$10,001
CLEARING NIAGARA INC UNION benefit plan administrator violation2001$10,001
M O N RETIREMENT PLAN benefit plan administrator violation2001$10,001
HEALTH CARE OPTIONS INC PROFIT SHARING PLAN benefit plan administrator violation2001$10,001
TEAMSTERS LOCAL 918 PENSION PLAN benefit plan administrator violation2001$10,001
TOPEKA METAL SPECIALTIES INC benefit plan administrator violation2001$10,001
INFOTEC COMMERICAL SYSTEMS INC 401K PLAN benefit plan administrator violation2001$10,001
PITTENCRIEFF COMMUNICATIONS INC 401K RETIREMENT PL benefit plan administrator violation2001$10,001
BEEF AMERICA SALARIED EMPL SAV P-S & 401K RET PLN benefit plan administrator violation2001$10,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.