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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconPenalty Amount
Pressmans Local 51 Vacation Fund benefit plan administrator violation2001$10,001
ADVANTAGE HEALTH 401K PLAN benefit plan administrator violation2001$10,001
22 TEXAS PARTNERS 401K AND PROFIT benefit plan administrator violation2001$10,001
THE LANDSCAPE WEST 401K SAVINGS & benefit plan administrator violation2001$10,001
FOULKE MANAGEMENT CORP 401(K) PLAN benefit plan administrator violation2001$10,001
AMERICAN RING CO., INC. PROFIT SHARING PLAN & TST benefit plan administrator violation2001$10,001
CAMINO REAL PASO DEL NORTE 401K SVNGS & RET PLAN benefit plan administrator violation2001$10,001
EMERGENCY MANUFACTURING SERVICES benefit plan administrator violation2001$10,001
KLINE AUTOMOTIVE GROUP LTD EMPLOYEE benefit plan administrator violation2001$10,001
CUSTOM BANDAG INC 401K SALARY benefit plan administrator violation2001$10,001
ASSOC OF CIVIL EMPLOYERS WELFARE benefit plan administrator violation2001$10,001
DYNACS EMGINEERING CO INC 401K PLAN benefit plan administrator violation2001$10,001
RESUMIX INC 401K RETIREMENT PLAN benefit plan administrator violation2001$10,001
CONNECTICUT DRIVESHAFT, INC. EE PS & 401(K) PLAN benefit plan administrator violation2001$10,001
PRIMARY ELECTRIC PROFIT SHARING benefit plan administrator violation2001$10,001
SOUTHERN PLASTICS INC 401K benefit plan administrator violation2001$10,001
UNITED AUTO WORKERS LOCAL 1464 401K benefit plan administrator violation2001$10,001
UTILIQUEST 401K PLAN benefit plan administrator violation2001$10,001
OMNI CORPORATION PROFIT SHARING benefit plan administrator violation2001$10,001
Good News Salisbury Inc Nadart benefit plan administrator violation2001$10,001
HORIZON PHYSICIANS GROUP P C benefit plan administrator violation2001$10,001
CONTINUE CARE HOLDING CORPORATION benefit plan administrator violation2001$10,001
CARE-A-LOT HOME HEALTH SERVICES INC benefit plan administrator violation2001$10,001
MEISSNER & WURST U S INC 401K AND benefit plan administrator violation2001$10,001
CRYSTAL DYNAMICS INC TAX DEFERRED benefit plan administrator violation2001$10,001
PORT STOCKTON FOOD DISTRIBUTORS benefit plan administrator violation2001$10,001
GULF STREAM LUMBER CO THRIFT benefit plan administrator violation2001$10,001
GSI PROFIT SHARING PLAN benefit plan administrator violation2001$10,001
GREATER SOUTHEAST HEALTH CARE benefit plan administrator violation2001$10,001
K & R SPORTSWEAR INC PROFIT SHARING PLAN benefit plan administrator violation2001$10,001
Institute for International Research benefit plan administrator violation2001$50,001
COMPUTER OUTSOURCING SERVICES INC 401K SAVINGS PL benefit plan administrator violation2001$50,001
WARRIOR TRACTOR & EQUIPMENT CO INC EMP P S P benefit plan administrator violation2001$50,001
Resource Technology Corp 401(k) benefit plan administrator violation2001$50,001
TEJAS POWER CORPORATION EMPLOYEE benefit plan administrator violation2001$50,001
OCEAN ENERGY INC A LOUISIANA CORPORATION 401K SAV benefit plan administrator violation2001$50,001
SYSTEMSOFT CORPORATION 401K PLAN benefit plan administrator violation2001$50,001
PRAM FILTRATION CORP 401K PLAN benefit plan administrator violation2001$50,001
FORT LOGAN HOSPITAL FOUNDATION INC benefit plan administrator violation2001$50,001
CENTRAL TRACTOR FARM & COUNTRY INC RET SAVINGS PL benefit plan administrator violation2001$50,001
CARROLLTON GRAPHICS INC 401K PROFIT SHARING PLAN benefit plan administrator violation2001$50,001
HEALTH PARTNERS INC 401K SAVINGS benefit plan administrator violation2001$50,001
CAREPOINT PHYSICIANS INC 401K PLAN benefit plan administrator violation2001$50,001
KOREX CORP SAVINGS & RETIREMENT benefit plan administrator violation2001$50,001
CV MATERIALS LDT RETIREMENT SAVINGS benefit plan administrator violation2001$50,001
Geneva B Scruggs Health and Welfare Fund benefit plan administrator violation2001$100,001
J&F FOODS INC PSP benefit plan administrator violation2001$100,001
J&F FOODS INC MON PUR PLN benefit plan administrator violation2001$100,001
Spike Industries, Inc benefit plan administrator violation2001$301,555
Kowa Printing Corporation and Huston-Patterson Corp. benefit plan administrator violation2001$15,000
GMR Plastics Corp. benefit plan administrator violation2001$12,257
Johnson Motor Company benefit plan administrator violation2001$144,741
CPI Financial Services, Inc. benefit plan administrator violation2001$1,279,656
Seagen Pharmaceuticals, Inc.Pfizerpharmaceuticalsbenefit plan administrator violation2001$29,974
Bailey, Hunt, Jones & Busto, P.C. benefit plan administrator violation2001$135,233
Stock Yards Bank benefit plan administrator violation2001$325,000
Frank E Mccarthy benefit plan administrator violation2002$10,001
Marathon, INc. benefit plan administrator violation2002$10,001
DRG HOLDINGS, INC. benefit plan administrator violation2002$10,001
Syracuse Language Systems Inc benefit plan administrator violation2002$10,001
TEAM TIRES PLUS LTD benefit plan administrator violation2002$10,001
ISW EMPLOYEE LEASING COMPANY, INC. benefit plan administrator violation2002$10,001
Alexander Underwriters benefit plan administrator violation2002$10,001
Sunshine Hardware Inc benefit plan administrator violation2002$10,001
NEW OPPORTUNITIES FOR WATERBURY INC benefit plan administrator violation2002$10,001
VANDER-BEND PRECISION SHEETMETALAterian Investment Partnersprivate equity (including portfolio companies)benefit plan administrator violation2002$10,001
Softnet Systems Inc. benefit plan administrator violation2002$10,001
Berkeley Systems Inc benefit plan administrator violation2002$10,001
SOUTHERN WEBBING MILLS INC benefit plan administrator violation2002$10,001
EQUIPTO RETIREMENT AND SAVINGS benefit plan administrator violation2002$10,001
ROSEWOOD ENTERPRISES PROFIT SHARING benefit plan administrator violation2002$10,001
CANNON EQUIPMENT SOUTHEAST INC benefit plan administrator violation2002$10,001
CMGR INC 401K PLAN benefit plan administrator violation2002$10,001
PERIMMUNE INC 401K PLAN benefit plan administrator violation2002$10,001
JOHN L SULLIVAN CHEVROLET INC 401K benefit plan administrator violation2002$10,001
NATURES HEARTLAND 401K PLAN benefit plan administrator violation2002$10,001
TWIN COUNTY GROCERS INC THRIFT PLAN benefit plan administrator violation2002$10,001
Tatung Co. of America, Inc. p/s planTatungelectrical and electronic equipmentbenefit plan administrator violation2002$10,001
Decelle, Inc. Employees' 401 (K) P/S Plan benefit plan administrator violation2002$10,001
SOUTHERN SIDING & WINDOW benefit plan administrator violation2002$10,001
AMERICAN PHOENIX CORP SAVINGS AND benefit plan administrator violation2002$10,001
BURLINGTON COAT FACTORY WAREHOUSEBurlington Storesretailingbenefit plan administrator violation2002$10,001
SHEET METAL WORKERS-WELFARE FUND benefit plan administrator violation2002$10,001
SHEET METAL LOCAL 22-PENSION FUND benefit plan administrator violation2002$10,001
SHEET METAL WORKERS LOCAL 22 ANNUITY FUND benefit plan administrator violation2002$10,001
PACKAGED ICE INC 401K PLAN benefit plan administrator violation2002$10,001
NEW JERSEY HOSPITAL ASSOCIATION benefit plan administrator violation2002$10,001
TRG benefit plan administrator violation2002$10,001
NATIONAL PACIFIC MORTGAGE CORP benefit plan administrator violation2002$10,001
KX Industries, LP benefit plan administrator violation2002$10,001
j p emco inc esop money purchase pension plan benefit plan administrator violation2002$10,001
401K PL benefit plan administrator violation2002$10,001
Arko Paper Products Co., Inc. benefit plan administrator violation2002$10,001
King Container Services, Inc benefit plan administrator violation2002$50,001
NETSCHOOLS CORPORATION benefit plan administrator violation2002$50,001
BUSINESS PARTNERS, INC. benefit plan administrator violation2002$50,001
TRANSWAY INC. benefit plan administrator violation2002$50,001
FIORE PROPERTIES INC. benefit plan administrator violation2002$100,001
Graphic Planet benefit plan administrator violation2002$100,001
GENERAL CLAY PRODUCTS benefit plan administrator violation2002$100,001
MET TECH INC benefit plan administrator violation2002$100,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.