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Violation Tracker Agency Summary Page
Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Wells Fargo | $175,000,000 | 2 |
| M&T Bank | $88,000,000 | 1 |
| Bank of New York Mellon | $84,000,000 | 1 |
| Sherwin-Williams | $80,000,000 | 1 |
| Franklin Resources | $21,000,000 | 1 |
| UnitedHealth Group | $15,684,249 | 1 |
| Invesco | $10,270,000 | 1 |
| Voya Financial | $5,200,000 | 1 |
| Communicare Health | $3,366,957 | 1 |
| Bank of Hawaii | $2,500,000 | 1 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Penalty Amount  |
| Century Health Services, Inc. | | | benefit plan administrator violation | 2000 | $4,100,000 |
| ING Life Insurance and Annuity Co. | Voya Financial | financial services | benefit plan administrator violation | 2013 | $5,200,000 |
| GreatBanc Trust Co. | | | benefit plan administrator violation | 2014 | $5,250,000 |
| Time Warner Inc. | | | benefit plan administrator violation | 2000 | $5,500,000 |
| Aloha Airlines Inc. | | | benefit plan administrator violation | 2009 | $5,500,000 |
| Evolve Bank and Trust et al. | | | benefit plan administrator violation | 2019 | $6,502,500 |
| International Association of Sheet Metal, Air, Rail and Transportation Workers (SMART) Union | | | benefit plan administrator violation | 2020 | $6,545,454 |
| C&K Market Inc. | | | benefit plan administrator violation | 2010 | $7,500,000 |
| Reliance Trust Company | | | benefit plan administrator violation | 2022 | $9,393,132 |
| People Care Holdings Inc. | | | benefit plan administrator violation | 2014 | $10,000,000 |
| Invesco Trust Company | Invesco | financial services | benefit plan administrator violation | 2016 | $10,270,000 |
| UnitedHealthcare Insurance Co. | UnitedHealth Group | healthcare services | benefit plan administrator violation | 2021 | $15,684,249 |
| First Bankers Trust Services Inc. | | | benefit plan administrator violation | 2017 | $15,750,000 |
| Union Labor Life Insurance Co. | | | benefit plan administrator violation | 2007 | $20,000,000 |
| Western Asset Management Company | Franklin Resources | financial services | benefit plan administrator violation | 2014 | $21,000,000 |
| Reliance Trust Company | | | benefit plan administrator violation | 2023 | $22,500,000 |
| National Rural Electric Cooperative Association | | | benefit plan administrator violation | 2012 | $27,272,727 |
| WH Administrators | | | benefit plan administrator violation | 2020 | $28,650,604 |
| Wachovia National Bank, N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2000 | $30,000,000 |
| Sherwin-Williams Co. | Sherwin-Williams | paints and coatings | benefit plan administrator violation | 2013 | $80,000,000 |
| Bank of New York Mellon | Bank of New York Mellon | financial services | benefit plan administrator violation | 2015 | $84,000,000 |
| Wilmington Trust, N.A. | M&T Bank | financial services | benefit plan administrator violation | 2020 | $88,000,000 |
| Ruane, Cunniff & Goldfarb Inc. et al. | | | benefit plan administrator violation | 2023 | $124,600,000 |
| Wells Fargo and Company | Wells Fargo | financial services | benefit plan administrator violation | 2022 | $145,000,000 |
