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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount sort icon
EPICEPT CORPORATION benefit plan administrator violation2017$101,000
OBERG INDUSTRIES, INC. benefit plan administrator violation2017$101,000
EPICEPT CORPORATION benefit plan administrator violation2018$101,000
FLETCHER-THOMPSON, INC. benefit plan administrator violation2019$101,000
WHOLESOME CHOICE MARKET INC 401(K) PROFIT SHARING PLAN & TRUST benefit plan administrator violation2019$101,000
TIBURCIO VASQUEZ HEALTH CENTER, INC. benefit plan administrator violation2020$101,000
POLE TO WIN AMERICA INC benefit plan administrator violation2020$101,000
POLE TO WIN AMERICA INC benefit plan administrator violation2020$101,000
BUSINESSVENTURES.COM LLC benefit plan administrator violation2020$101,000
MY BENEFITS, LLC benefit plan administrator violation2020$101,000
NEWMARK FURNITURE CO. benefit plan administrator violation2015$100,001
FOSTER DESIGN, INC. benefit plan administrator violation2015$100,001
Briar Hill Stone Company benefit plan administrator violation2015$100,001
Brody Deposition Services Inc. benefit plan administrator violation2015$100,001
ABBEY PARTY RENTS OF WASH INC benefit plan administrator violation2014$100,001
MUNICIPAL REVENUE benefit plan administrator violation2014$100,001
MUNICIPAL REVENUE SERVICE benefit plan administrator violation2014$100,001
RIDGEWOOD BUSHWICK SENIOR CITIZENS COUNC benefit plan administrator violation2014$100,001
First General Services of Southern New York, Inc. benefit plan administrator violation2014$100,001
Allied Construction Services, Inc. benefit plan administrator violation2014$100,001
NOS NEW ENGLAND, INC. DBA SYSTEMATICS benefit plan administrator violation2014$100,001
Craig G. Coy D.D.S., Inc. benefit plan administrator violation2014$100,001
Intelepeer, Inc. benefit plan administrator violation2014$100,001
TAYLOR RAMSEY CORPORATION benefit plan administrator violation2013$100,001
Hb Media Group, Inc. benefit plan administrator violation2013$100,001
Dennis J. Brennan, Inc. benefit plan administrator violation2013$100,001
METGLAS INC benefit plan administrator violation2012$100,001
Servicemaster AlamedaRoark Capitalprivate equity (including portfolio companies)benefit plan administrator violation2012$100,001
Explore General Inc benefit plan administrator violation2011$100,001
Epoch Enterprises benefit plan administrator violation2011$100,001
PRODUCT MANAGEMENT, INC. benefit plan administrator violation2009$100,001
DM Saunders & Associates Inc benefit plan administrator violation2009$100,001
PEC Contracting Engineers benefit plan administrator violation2009$100,001
Greg P Plese CPA PA benefit plan administrator violation2009$100,001
Total Dental Concepts Inc benefit plan administrator violation2009$100,001
Eye Physicians Associates of Hartford benefit plan administrator violation2009$100,001
WRCA 401k Savings Plan benefit plan administrator violation2008$100,001
Americana Companies & Affiliates benefit plan administrator violation2008$100,001
AMERICAN ELECTRONICS ASSOCIATION benefit plan administrator violation2008$100,001
Horodko Soundtrax Inc benefit plan administrator violation2008$100,001
Village Manor Health Care Inc benefit plan administrator violation2008$100,001
Concepts of Independence Inc benefit plan administrator violation2007$100,001
Havas North America Inc. benefit plan administrator violation2007$100,001
CARL WARREN & CO. benefit plan administrator violation2007$100,001
Lake Mechanical Contractors, Inc. benefit plan administrator violation2007$100,001
Farinha Inc. benefit plan administrator violation2007$100,001
Firecheck of Texas, Inc. benefit plan administrator violation2007$100,001
Starr's Transportation benefit plan administrator violation2006$100,001
A.J. Desjardins Roofing Co benefit plan administrator violation2006$100,001
Harrigill Postal Service benefit plan administrator violation2006$100,001
Coldwell Construction, Inc. benefit plan administrator violation2006$100,001
ScanGraphics Inc. 401k Savings Plan benefit plan administrator violation2006$100,001
Goff Group 401k Plan benefit plan administrator violation2006$100,001
The NBA Savings Plan for Coaches & Trainers benefit plan administrator violation2006$100,001
Pruitt Corporation, United Health Services benefit plan administrator violation2006$100,001
CYNET INC benefit plan administrator violation2006$100,001
Knight's Garage benefit plan administrator violation2006$100,001
Advanced Communication Technology, Inc. benefit plan administrator violation2006$100,001
Concepts of Independence, Inc benefit plan administrator violation2006$100,001
Choices Women's Medical Center Inc. benefit plan administrator violation2006$100,001
VIP Plus 401k Plan benefit plan administrator violation2006$100,001
Standard Automotive Corp. benefit plan administrator violation2005$100,001
Learnframe Inc 401k Plan benefit plan administrator violation2005$100,001
INDEPENDENT IMPPORT SERVICES benefit plan administrator violation2005$100,001
Fingerhut Powers, Smith & Associates Inc 401k Plan benefit plan administrator violation2005$100,001
THE JOHN F. GOODSON LTD PENSION PLAN benefit plan administrator violation2005$100,001
THE GOODSON & MANLEY LTD PENSION PLAN benefit plan administrator violation2005$100,001
Kuck Trucking, Inc. benefit plan administrator violation2005$100,001
Gilman & Ciocia, Inc. benefit plan administrator violation2005$100,001
American Fabrics Company benefit plan administrator violation2005$100,001
Distribution Contractors Inc 401k Savings and Profit Sharing Plan benefit plan administrator violation2005$100,001
Empir Business Systems Inc 401k Plan benefit plan administrator violation2005$100,001
Organogenesis, Inc. benefit plan administrator violation2005$100,001
EISCO Employee 401(k) Plan benefit plan administrator violation2005$100,001
OB-GYN Subspecialty Center 401(k) Profit Sharing Plan benefit plan administrator violation2005$100,001
Michael Fellen benefit plan administrator violation2005$100,001
GSP TRANSPORTATION INC. 401K PLAN benefit plan administrator violation2004$100,001
Steppin Out Inc. Profit Sharing Plan benefit plan administrator violation2004$100,001
GLAMOURETTE/OLYMPIC GROUP benefit plan administrator violation2004$100,001
OEM ERIE WESTLAND 401K PLAN benefit plan administrator violation2004$100,001
MODTECH, INC. SAVINGS PLAN benefit plan administrator violation2004$100,001
HIGH TECH TYPE INC. 401K PROFIT SHARING PLAN AND TRUST benefit plan administrator violation2004$100,001
Ullico, Inc. benefit plan administrator violation2004$100,001
Leewood Investments & Associates benefit plan administrator violation2004$100,001
RICHARD C STEINBERG MD SC MONEY PURCHASE DEFINED CONTRIBUTION PLAN benefit plan administrator violation2004$100,001
Corporate Resource Mgmt Inc Employee Healthcare plan benefit plan administrator violation2004$100,001
Rod Foster, Inc. 401K Plan benefit plan administrator violation2004$100,001
GLASGAL COMMUNICATIONS, INC. benefit plan administrator violation2003$100,001
LOCAL 358 aka LOCAL 456 benefit plan administrator violation2003$100,001
TRIO GRAPHICS INC benefit plan administrator violation2003$100,001
H.G. PASTERNACK INC benefit plan administrator violation2003$100,001
UNIFIRST CORPORATION EMPLOYEE TRUSTUniFirstbusiness servicesbenefit plan administrator violation2003$100,001
UNIVERSAL NURSING SVCS, INC. benefit plan administrator violation2003$100,001
Automated Marine Propulsion Systems, Inc. benefit plan administrator violation2003$100,001
FIORE PROPERTIES INC. benefit plan administrator violation2002$100,001
Graphic Planet benefit plan administrator violation2002$100,001
GENERAL CLAY PRODUCTS benefit plan administrator violation2002$100,001
MET TECH INC benefit plan administrator violation2002$100,001
FORD MOTOR COMPANYFord Motormotor vehiclesbenefit plan administrator violation2002$100,001
MASSACHUSETTS RESTAURANT EQUIPMENT SVC INC benefit plan administrator violation2002$100,001
RDA CONSTRUCTION CORPORATION benefit plan administrator violation2002$100,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.