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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearPenalty Amount
C.S. Capital Management Inc. benefit plan administrator violation2010$1,090,000
Vincent's Apartment Washer Service Inc. benefit plan administrator violation2011$16,939
Michigan Drill Corp. benefit plan administrator violation2011$107,775
Arkion Life Sciences LLC benefit plan administrator violation2011$193,795
Copy Cat Business Systems Inc. benefit plan administrator violation2011$13,218
HBMG Inc. benefit plan administrator violation2011$65,244
Wall Street Capitol benefit plan administrator violation2011$242,975
Quality Tool and Machine Inc. benefit plan administrator violation2011$11,763
Christopher Technologies LLC benefit plan administrator violation2011$37,232
Premier Vending Inc. benefit plan administrator violation2011$31,204
Hoosier Foot & Ankle LLC benefit plan administrator violation2011$18,000
Independent BankIndependent Bank Corp. (Michigan)financial servicesbenefit plan administrator violation2011$95,700
Craftsmen Custom Cabinets Inc. benefit plan administrator violation2011$16,047
Dalton Mechanical Services Inc. benefit plan administrator violation2011$41,093
Liberty-Pittsburgh Systems Inc. benefit plan administrator violation2011$67,138
Modern Plumbing Co. Inc. benefit plan administrator violation2011$28,504
Monocacyfabs Inc. benefit plan administrator violation2012$34,310
Merrill Lynch, Pierce, Fenner & Smith Inc.Bank of Americafinancial servicesbenefit plan administrator violation2011$170,854
Compass Capital Partners Ltd. benefit plan administrator violation2012$661,206
Morgan Keegan and Co. Inc.Raymond James Financialfinancial servicesbenefit plan administrator violation2012$633,715
Explore General Inc. benefit plan administrator violation2012$519,601
National Rural Electric Cooperative Association benefit plan administrator violation2012$27,272,727
A.B.D. Tank & Pump Co. benefit plan administrator violation2012$2,767,051
USI Advisors Inc. benefit plan administrator violation2012$1,265,608
B & K Builders Inc benefit plan administrator violation2012$117,430
ING Life Insurance and Annuity Co.Voya Financialfinancial servicesbenefit plan administrator violation2013$5,200,000
Source HR, LLC benefit plan administrator violation2013$24,062
Sun Mortgage Corp., LLC benefit plan administrator violation2013$52,000
Sherwin-Williams Co.Sherwin-Williamspaints and coatingsbenefit plan administrator violation2013$80,000,000
Dietrich & Associates Inc. benefit plan administrator violation2013$272,722
Zenith Capital LLC benefit plan administrator violation2013$602,018
Sunkist Growers Inc.Sunkist Growersfood productsbenefit plan administrator violation2013$1,620,420
Reef Development of Hawaii Inc. benefit plan administrator violation2013$460,000
Western Asset Management CompanyFranklin Resourcesfinancial servicesbenefit plan administrator violation2014$21,000,000
People Care Holdings Inc. benefit plan administrator violation2014$10,000,000
Pro Systems Corp. Group Health Plan benefit plan administrator violation2014$203,212
GreatBanc Trust Co. benefit plan administrator violation2014$5,250,000
Georgetown Realty Inc. benefit plan administrator violation2014$420,127
Cox Enterprises Inc.Cox Enterprisesmediabenefit plan administrator violation2014$1,986,918
Ridge and Long Limited Co. benefit plan administrator violation2015$39,166
Bank of New York MellonBank of New York Mellonfinancial servicesbenefit plan administrator violation2015$84,000,000
Enterworks Inc. benefit plan administrator violation2015$257,516
DSI Contracting Inc. benefit plan administrator violation2015$1,381,444
Mercury Signs & Display LTD benefit plan administrator violation2015$30,000
PBI Bank Inc. benefit plan administrator violation2015$1,052,613
Alessio Azzari Inc. benefit plan administrator violation2015$51,158
NW Systems Inc. benefit plan administrator violation2015$500,000
Alliance Home Healthcare Inc. benefit plan administrator violation2016$1,736,339
Kwasny & Reilly P.C. benefit plan administrator violation2016$50,215
Gruber Systems Inc. benefit plan administrator violation2016$1,320,000
The Children's Place Inc.The Children's Place Inc.retailingbenefit plan administrator violation2016$37,778
Invesco Trust CompanyInvescofinancial servicesbenefit plan administrator violation2016$10,270,000
California Pacific Bank benefit plan administrator violation2016$866,840
First Bankers Trust Services Inc. benefit plan administrator violation2017$15,750,000
Weinhagen Tire Co. Inc. benefit plan administrator violation2017$41,754
Eye Centers of Tennessee LLC benefit plan administrator violation2018$971,622
Demmy Sand & Gravel LLC benefit plan administrator violation2018$350,234
Vision Airlines Inc. benefit plan administrator violation2018$219,716
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2018$10,001
HAMPSHIRE FIRE PROTECTION CO., INC. benefit plan administrator violation2018$10,001
MAHONEY LIMITED PARTNERSHIP benefit plan administrator violation2018$10,001
CLIMB TECH LLC benefit plan administrator violation2018$10,001
BODY WELLNESS LLC benefit plan administrator violation2018$10,001
PRESENTATION SOURCE INC benefit plan administrator violation2018$10,001
L.W.O. CORPORATION benefit plan administrator violation2018$10,001
KRUX DIGITAL INCSalesforce.cominformation technologybenefit plan administrator violation2018$10,001
AXA ASSISTANCE USA, INC. benefit plan administrator violation2018$10,001
UNITED STATES STOVE COMPANY, INC. benefit plan administrator violation2018$10,001
DYNAMIC TRANSIT COMPANY benefit plan administrator violation2018$10,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2018$10,001
OCURRANCE INC benefit plan administrator violation2018$10,001
GRAND APPLIANCE CO., INC. benefit plan administrator violation2018$10,001
HEALTHCARE MANAGEMENT ASSOCIATES, LLC benefit plan administrator violation2018$10,001
CONSTELLIS GROUP, INC.Constellismiscellaneous servicesbenefit plan administrator violation2018$10,001
VERITAS MANAGEMENT GROUP, LLC benefit plan administrator violation2018$10,001
ANTHEM MANAGEMENT, LLC benefit plan administrator violation2018$10,001
COCAL LANDSCAPES benefit plan administrator violation2018$10,001
Fashion Institute of Design & Merchandising benefit plan administrator violation2018$10,001
INNOVATIVE SERVICES, INC. benefit plan administrator violation2018$10,001
VOLUME TRANSPORTATION, INC. benefit plan administrator violation2018$10,001
HCL GLOBAL SYSTEMS, INC benefit plan administrator violation2018$10,001
BRITISH SCHOOL OF AMERICA benefit plan administrator violation2018$10,001
MIDCENTRAL ENERGY PARTNERS LP benefit plan administrator violation2018$10,001
ASSOCIATED CONSTRUCTION AND ENGINEERING, INC. benefit plan administrator violation2018$10,001
LEADERSHIP FOR EDUCATIONAL EQUIT benefit plan administrator violation2018$10,001
HAGO MANUFACTURING CO. benefit plan administrator violation2018$10,001
LUKE'S LOCKER INCORPORATED benefit plan administrator violation2018$10,001
TLC TONERLAND, L.P. benefit plan administrator violation2018$10,001
YAMAMOTO OF ORIENT, INC. benefit plan administrator violation2018$10,001
OMAHA STANDARD, LLC benefit plan administrator violation2018$10,001
TOWER ROAD DISTRIBUTORS, INC. benefit plan administrator violation2018$10,001
BENCHMARK DISTRIBUTOR, INC. benefit plan administrator violation2018$10,001
LANIER OB GYN ASSOC benefit plan administrator violation2018$50,001
Huntington Reproductive Center benefit plan administrator violation2018$50,001
NAYYARSONS DELI BAKERY, CORP. benefit plan administrator violation2018$10,001
REVOLUTION FOODS, INC. benefit plan administrator violation2018$10,001
MIKI SANGYO USA, INC. SALARY SAVINGS PLAN benefit plan administrator violation2018$10,001
DONALD C HAINER, DDS benefit plan administrator violation2018$10,001
AZHAR A KHAN, INC. benefit plan administrator violation2018$10,001
TRIMARK HEALTH SERVICES, INC. benefit plan administrator violation2018$10,001
PARADISE CHEVROLET CADILLAC benefit plan administrator violation2018$10,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.