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Violation Tracker Agency Summary Page
Agency Name: National Credit Union Administration
Penalty Total since 2000: $1,636,450,000
Number of Records: 12
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
UBS | $565,100,000 | 3 |
Barclays | $325,000,000 | 1 |
Morgan Stanley | $225,000,000 | 1 |
Bank of America | $165,000,000 | 1 |
Deutsche Bank | $145,000,000 | 1 |
NatWest Group PLC | $129,600,000 | 1 |
Wells Fargo | $53,000,000 | 1 |
Citigroup | $20,500,000 | 1 |
HSBC | $5,250,000 | 1 |
Nomura | $3,000,000 | 1 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Penalty Amount |
Citigroup | Citigroup | financial services | toxic securities abuses | 2011 | $20,500,000 |
Deutsche Bank Securities | Deutsche Bank | financial services | toxic securities abuses | 2011 | $145,000,000 |
HSBC | HSBC | financial services | toxic securities abuses | 2012 | $5,250,000 |
Bank of America | Bank of America | financial services | toxic securities abuses | 2013 | $165,000,000 |
Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2015 | $225,000,000 |
Wachovia | Wells Fargo | financial services | toxic securities abuses | 2015 | $53,000,000 |
Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2015 | $325,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | financial services | toxic securities abuses | 2015 | $129,600,000 |
UBS | UBS | financial services | toxic securities abuses | 2016 | $69,800,000 |
Credit Suisse | UBS | financial services | toxic securities abuses | 2016 | $50,300,000 |
Nomura Asset Acceptance Corporation and Nomura Home Equity Loan, Inc. | Nomura | financial services | toxic securities abuses | 2016 | $3,000,000 |
UBS | UBS | financial services | toxic securities abuses | 2017 | $445,000,000 |