Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |
Wells Fargo N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
WELLS FARGO BANK, NA | Wells Fargo | financial services | workplace safety or health violation | 2017 | OSHA | $9,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | OCC | $500,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2018 | CFPB | $500,000,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2018 | private lawsuit-state | $27,500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Wells Fargo Advisors LLC | Wells Fargo | financial services | investor protection violation | 2018 | SEC | $5,108,441 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
Wells Fargo | Wells Fargo | financial services | toxic securities abuses | 2018 | IL-AG | $17,250,000 |
Wells Fargo & Company | Wells Fargo | financial services | investor protection violation | 2018 | NY-AG | $65,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | MULTI-AG | $575,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
Wells Fargo Securities | Wells Fargo | financial services | investor protection violation | 2019 | SEC | $812,500 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2019 | SEC | $17,363,847 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | investor protection violation | 2019 | CFTC | $14,475,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | employment discrimination | 2019 | OFCCP | $283,697 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | wage and hour violation | 2019 | WHD | $57,675 |
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc. | Wells Fargo | financial services | insurance violation | 2019 | CA-INS | $5,345,816 |
Wells Fargo Clearing Services, LLC | Wells Fargo | financial services | investor protection violation | 2019 | MA-SEC | $450,000 |
Wells Fargo & Co. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2019 | private lawsuit-federal | $10,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $13,460,000 |
Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $386,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $35,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network | Wells Fargo | financial services | investor protection violation | 2020 | SEC | $35,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | investor protection violation | 2020 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | investor protection violation | 2020 | MD-AG | $20,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | employment discrimination | 2020 | OFCCP | $7,800,000 |
Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2020 | FINRA | $2,075,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
Wells Fargo & Co. | Wells Fargo | financial services | employment discrimination | 2021 | private lawsuit-federal | $18,700,000 |
Wells Fargo Bank | Wells Fargo | financial services | discriminatory practices (non-employment) | 2021 | HUD | $125,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2021 | OCC | $250,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2021 | USAO | $72,600,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $45,000,000 |
Wells Fargo Merchant Services LLC | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $40,000,000 |
Wells Fargo Advisors | Wells Fargo | financial services | anti-money-laundering deficiencies | 2022 | SEC | $7,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $9,795 |
Wells Fargo and Company | Wells Fargo | financial services | benefit plan administrator violation | 2022 | EBSA | $145,000,000 |
Wells Fargo | Wells Fargo | financial services | workplace whistleblower retaliation | 2022 | OSHA | $22,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $12,399 |
Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2022 | CFPB | $3,700,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $20,820,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $12,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
Wells Fargo | Wells Fargo | financial services | Americans with Disabilities Act | 2023 | USAO | $10,000 |
Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | FED | $67,762,500 |
Wells Fargo & Co. | Wells Fargo | financial services | economic sanction violation | 2023 | OFAC | $30,000,000 |
Wells Fargo | Wells Fargo | financial services | investor protection violation | 2023 | CFTC | $75,000,000 |
Wells Fargo Securities, LLC et al. | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $125,000,000 |
Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $35,000,000 |
Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | ME-SEC | $5,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | wage and hour violation | 2024 | private lawsuit-federal | $16,600,000 |