American Fire and Casualty Co | Liberty Mutual Insurance | financial services | insurance violation | 2016 | TX-INS | $20,000 |
American States Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2016 | TX-INS | $27,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2016 | TX-INS | $7,000 |
LM Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2016 | TX-INS | $6,300 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2017 | TX-INS | $18,000 |
Wausau Underwriters Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2017 | TX-INS | $40,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2017 | TX-INS | $13,750 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | financial services | insurance violation | 2017 | TX-INS | $30,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2018 | TX-INS | $19,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2018 | TX-INS | $5,000 |
Employer's Insurance Company of Wausau | Liberty Mutual Insurance | financial services | insurance violation | 2018 | TX-INS | $12,000 |
LM Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2018 | TX-INS | $10,000 |
LM Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2018 | TX-INS | $42,000 |
The Hanover Insurance Company | Hanover Insurance | financial services | insurance violation | 2019 | TX-INS | $20,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2019 | TX-INS | $32,000 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2019 | TX-INS | $10,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2019 | TX-INS | $6,500 |
Liberty Mutual General Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2016 | UT-INS | $5,000 |
Liberty Mutual General Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2016 | UT-INS | $10,000 |
Liberty Mutual Insurance | Liberty Mutual Insurance | financial services | insurance violation | 2017 | UT-INS | $5,000 |
LM General Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2019 | UT-INS | $70,000 |
SAFECO INSURANCE CO. ET AL. | Liberty Mutual Insurance | financial services | insurance violation | 2002 | VA-INS | $28,200 |
PEERLESS INSURANCE COMPANY | Liberty Mutual Insurance | financial services | insurance violation | 2003 | VA-INS | $28,100 |
MASSACHUSETTS MUTUAL LIFE INSURANCE | Massachusetts Mutual Life Insurance | financial services | insurance violation | 2003 | VA-INS | $15,000 |
LIBERTY MUTUAL INSURANCE CO., ET AL | Liberty Mutual Insurance | financial services | insurance violation | 2004 | VA-INS | $37,000 |
LIBERTY MUTUAL INSURANCE CO. ET AL. | Liberty Mutual Insurance | financial services | insurance violation | 2005 | VA-INS | $30,000 |
LIBERTY INSURANCE CORP. ET AL. | Liberty Mutual Insurance | financial services | insurance violation | 2007 | VA-INS | $15,000 |
LIBERTY INSURANCE CORP., ET AL | Liberty Mutual Insurance | financial services | insurance violation | 2009 | VA-INS | $6,000 |
American Economy Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2009 | VA-INS | $8,000 |
American States Preferred Insurance Co. et al. | Liberty Mutual Insurance | financial services | insurance violation | 2010 | VA-INS | $205,463 |
PEERLESS INDEMNITY INSURANCE CO. ET AL. | Liberty Mutual Insurance | financial services | insurance violation | 2011 | VA-INS | $40,057 |
American Economy Insurance Co. et al. | Liberty Mutual Insurance | financial services | insurance violation | 2011 | VA-INS | $12,000 |
American Economy Insurance Co. | Liberty Mutual Insurance | financial services | insurance violation | 2012 | VA-INS | $5,000 |
PEERLESS INSURANCE COMPANY | Liberty Mutual Insurance | financial services | insurance violation | 2012 | VA-INS | $8,000 |
LIBERTY INSURANCE CORPORATION | Liberty Mutual Insurance | financial services | insurance violation | 2015 | VA-INS | $32,675 |
LIBERTY INSURANCE CORP et al. | Liberty Mutual Insurance | financial services | insurance violation | 2017 | VA-INS | $8,652 |
LIBERTY MUTUAL FIRE INSURANCE | Liberty Mutual Insurance | financial services | insurance violation | 2018 | VA-INS | $108,053 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2019 | VA-INS | $27,828 |
American Fire and Casualty Company and Ohio Security Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2019 | VA-INS | $148,910 |
Liberty Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2016 | VT-FIN | $28,000 |
Liberty Mutual Insurance | Liberty Mutual Insurance | financial services | insurance violation | 2017 | VT-FIN | $20,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2010 | WA-INS | $35,000 |
LM Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2019 | WA-INS | $25,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2019 | WA-INS | $30,000 |
Liberty Insurance Underwriters Inc. | Liberty Mutual Insurance | financial services | insurance violation | 2000 | WI-INS | $10,000 |
The Hanover Insurance Co. | Hanover Insurance | financial services | insurance violation | 2014 | WI-INS | $5,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2020 | DE-INS | $20,000 |
AMERICAN ECONOMY INSURANCE COMPANY | Liberty Mutual Insurance | financial services | insurance violation | 2020 | WA-INS | $6,000 |
AMERICAN ECONOMY INSURANCE COMPANY ET AL. | Liberty Mutual Insurance | financial services | insurance violation | 2020 | WA-INS | $10,000 |
LIBERTY MUTUAL INSURANCE CO IH LAB | Liberty Mutual Insurance | financial services | environmental violation | 2011 | MA-ENV | $8,000 |
HANOVER INSURANCE GROUP | Hanover Insurance | financial services | environmental violation | 2002 | MA-ENV | $10,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | financial services | insurance violation | 2021 | MN-FIN | $10,000 |
Liberty Northwest Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2021 | OR-FIN | $5,000 |
Safeco Insurance Company of Oregon | Liberty Mutual Insurance | financial services | insurance violation | 2021 | OR-FIN | $5,000 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2020 | TX-INS | $8,500 |
Fidelity Management Trust Company | Fidelity Investments | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $10,850,000 |
Fidelity Brokerage Services LLC | Fidelity Investments | financial services | investor protection violation | 2015 | FINRA | $1,030,000 |
MML Investors Services, Inc. | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2007 | FINRA | $473,000 |
Fidelity Investments Institutional Services Company, Inc. and Fidelity Distributors Corporation | Fidelity Investments | financial services | investor protection violation | 2007 | FINRA | $400,000 |
Fidelity Distributors Corp. et al. | Fidelity Investments | financial services | investor protection violation | 2007 | FINRA | $3,750,000 |
State Street Global Markets LLC | State Street Corp. | financial services | investor protection violation | 2005 | FINRA | $1,400,000 |
MML Investor Services, Inc. | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2004 | FINRA | $250,000 |
State Street Corporation | State Street Corp. | financial services | fraud | 2021 | USAO | $115,000,000 |
MML Investors Services, LLC | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2021 | MA-SEC | $4,000,000 |
Liberty Mutual Group Inc. and Safeco Insurance Company of Oregon | Liberty Mutual Insurance | financial services | insurance violation | 2021 | OR-FIN | $120,000 |
MML Investors Services, LLC | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2021 | SEC | $2,109,458 |
Liberty Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2021 | TX-INS | $7,000 |
LM Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2021 | TX-INS | $40,000 |
Liberty Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2021 | TX-INS | $14,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | financial services | insurance violation | 2021 | WA-INS | $100,000 |
Great American Life Insurance Company | Massachusetts Mutual Life Insurance | financial services | insurance violation | 2021 | CT-INS | $6,000 |
American States Preferred Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2021 | MD-INS | $111,176 |
SAFECO Insurance Company of America | Liberty Mutual Insurance | financial services | insurance violation | 2021 | MD-INS | $196,044 |
American Fire & Casualty Company | Liberty Mutual Insurance | financial services | insurance violation | 2021 | MO-INS | $64,000 |
LM Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2021 | TX-INS | $11,500 |
FMR LLC | Fidelity Investments | financial services | benefit plan administrator violation | 2021 | EBSA | $10,001 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2021 | TX-INS | $38,000 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | financial services | wage and hour violation | 2009 | CA-LCO | $11,916 |
MML Investors Services, LLC | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2022 | MA-SEC | $262,092 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $7,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $20,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $5,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $12,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $8,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $24,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $5,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $22,500 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2022 | TX-INS | $6,000 |
Liberty Mutual Holding Co. Inc. | Liberty Mutual Insurance | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
Massachusetts Mutual Life Insurance Company | Massachusetts Mutual Life Insurance | financial services | consumer protection violation | 2017 | private lawsuit-federal | $37,500,000 |
State Street Bank and Trust Co. | State Street Corp. | financial services | consumer protection violation | 2012 | private lawsuit-federal | $6,250,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $11,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $7,500 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $14,500 |
LM Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $28,000 |
LM Insurance Corp. | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $11,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $6,000 |
Fidelity Brokerage Services LLC | Fidelity Investments | financial services | investor protection violation | 2023 | MA-SEC | $750,000 |
MML Investors Services, LLC | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2023 | MI-SEC | $10,000 |
LM Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2023 | TX-INS | $7,000 |
Hanover Insurance Company | Hanover Insurance | financial services | insurance violation | 2023 | TX-INS | $8,000 |