Violation Tracker Parent Company Summary

Parent Company Name: 
State Street Corp.
Ownership Structure: 
publicly traded (ticker symbol STT)
Headquartered in: 
Massachusetts
Major Industry: 
financial services
Specific Industry: 
financial services
Penalty total since 2000: 
$779,814,174
Number of records: 
7
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$731,000,0003
fraud$32,300,0001
illicit political contributions$12,000,0001
employment discrimination$4,492,1741
economic sanction violation$22,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

STATE STREET

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
State Street Bank and Trust Company investor protection violation 2016 SEC $382,400,000
State Street Bank and Trust Company investor protection violation 2010 SEC $313,300,000
State Street Bank and Trust Company investor protection violation 2017 SEC $35,300,000
State Street Corporation fraud 2017 DOJ_CRIMINAL $32,300,000
State Street Bank and Trust Company illicit political contributions 2016 SEC $12,000,000
State Street Corporation employment discrimination 2017 OFCCP $4,492,174
State Street Bank & Trust Co economic sanction violation 2003 OFAC $22,000
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