Violation Tracker Individual Record
Company:State Street Bank and Trust Company
Date:June 27, 2019
Primary Offense:investor protection violation
State Street Bank and Trust Company agreed to pay over $88 million to settle allegations of overcharging mutual funds and other registered investment company clients for expenses related to the firm's custody of client assets.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:Massachusetts
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:financial services
Source of Data:
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