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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Minnesota
Current Parent Penalty Total since 2000: $25,790,302,028
Number of Records: 2,066
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
3M Company$19,694,417,115135
UnitedHealth Group$2,245,949,382388
U.S. Bancorp$1,681,335,61466
Mosaic Co.$898,981,519106
Ameriprise Financial$340,010,88558
Cargill$220,708,468219
Target$187,253,759158
Ecolab$122,430,09084
Patterson$81,538,4329
Piper Sandler$53,424,45426

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
UNITED HEALTHCARE INSURANCE COUnitedHealth Grouphealthcare servicesinsurance violation2017VA-INS$79,000
OPTIMUM CHOICE, INC.UnitedHealth Grouphealthcare servicesinsurance violation2017VA-INS$49,000
Freedom Life Insurance Company of AmericaUnitedHealth Grouphealthcare servicesinsurance violation2019VA-INS$6,300
UnitedHealthcare Insurance Company, et al.UnitedHealth Grouphealthcare servicesinsurance violation2021VA-INS$200,000
UnitedHealthcare of Utah Inc.UnitedHealth Grouphealthcare servicesinsurance violation2020UT-INS$39,750
UnitedHealthcare Insurance Co.UnitedHealth Grouphealthcare servicesinsurance violation2020UT-INS$5,000
UnitedHealthcare Insurance Co.UnitedHealth Grouphealthcare servicesinsurance violation2020UT-INS$5,000
UnitedHealthcare of Utah Inc.UnitedHealth Grouphealthcare servicesinsurance violation2020UT-INS$78,000
UnitedHealthcare Insurance CompanyUnitedHealth Grouphealthcare servicesinsurance violation2021UT-INS$15,500
St. Cloud HospitalCentraCare Healthhealthcare servicesFalse Claims Act and related2015USAO$500,000
Swisher Hygiene Inc.Ecolabchemicalsfraud2015USAO$2,000,000
Mayo ClinicMayo Clinichealthcare servicesFalse Claims Act and related2012USAO$1,260,000
Sierra Military Health Services LLCUnitedHealth Grouphealthcare servicesFalse Claims Act and related2010USAO$2,200,000
U.S. BancorpU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018USAO$453,000,000
Target CorporationTargetretailingFalse Claims Act and related2018USAO$3,000,000
United Healthcare Insurance CompanyUnitedHealth Grouphealthcare servicesFalse Claims Act and related2004USAO$9,700,000
Animal Health International Inc.Pattersonwholesalersdrug or medical equipment safety violation2020USAO$52,802,203
DaVita Healthcare Partners, Inc. at al.UnitedHealth Grouphealthcare servicesFalse Claims Act and related2023USAO$9,596,234
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2000TX-SEC$9,000
Securian Financial Services Inc.Securian Financialfinancial servicesinvestor protection violation2009TX-SEC$50,000
Xcel I Southwestern Public ServiceXcel Energyutilities and power generationutility service violation2019TX-PUC$74,000
XCEL/ Southwestern PublicXcel Energyutilities and power generationutility service violation2019TX-PUC$68,000
SPS (XcelXcel Energyutilities and power generationutility service violation2017TX-PUC$30,000
SPS/XCELXcel Energyutilities and power generationutility service violation2016TX-PUC$49,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2015TX-PUC$14,000
Xcel Energy dba Southwestern Public Service CompanyXcel Energyutilities and power generationconsumer protection violation2014TX-PUC$32,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2014TX-PUC$20,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2012TX-PUC$61,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2011TX-PUC$45,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2011TX-PUC$39,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2010TX-PUC$57,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2010TX-PUC$55,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2008TX-PUC$48,000
Southwestern Public Service CompanyXcel Energyutilities and power generationutility service violation2006TX-PUC$36,000
PacifiCare Life and Health Insurance CompanyUnitedHealth Grouphealthcare servicesinsurance violation2015TX-INS$10,000
Unitedhealthcare Benefits of Texas, Inc.UnitedHealth Grouphealthcare servicesinsurance violation2016TX-INS$90,000
Unitedhealthcare Community Plan of Texas, LLCUnitedHealth Grouphealthcare servicesinsurance violation2017TX-INS$15,000
OptumHealth Care Solutions, LLCUnitedHealth Grouphealthcare servicesinsurance violation2018TX-INS$50,000
OptumRX, Inc.UnitedHealth Grouphealthcare servicesinsurance violation2018TX-INS$75,000
UnitedHealthcare of Texas, Inc.UnitedHealth Grouphealthcare servicesinsurance violation2018TX-INS$175,000
United Behavioral HealthUnitedHealth Grouphealthcare servicesinsurance violation2018TX-INS$25,000
UnitedHealthcare Insurance CompanyUnitedHealth Grouphealthcare servicesinsurance violation2019TX-INS$125,000
UnitedHealthcare Insurance Co.UnitedHealth Grouphealthcare servicesinsurance violation2020TX-INS$150,000
UnitedHealthcare Community Plan of Texas, LLCUnitedHealth Grouphealthcare servicesinsurance violation2020TX-INS$100,000
UnitedHealthcare Insurance Company et al.UnitedHealth Grouphealthcare servicesinsurance violation2021TX-INS$2,600,000
UnitedHealthcare Community Plan of TexasUnitedHealth Grouphealthcare servicesinsurance violation2022TX-INS$150,000
Southwestern Public Service CompanyXcel Energyutilities and power generationenvironmental violation2020TX-ENV$6,981
Nalco Company LLCEcolabchemicalsenvironmental violation2019TX-ENV$27,540
Nalco Company LLCEcolabchemicalsenvironmental violation2018TX-ENV$6,420
Nalco Company LLCEcolabchemicalsenvironmental violation2018TX-ENV$6,931
Nalco Company LLCEcolabchemicalsenvironmental violation2017TX-ENV$17,400
Nalco Company LLCEcolabchemicalsenvironmental violation2017TX-ENV$847,284
Southwestern Public Service CompanyXcel Energyutilities and power generationenvironmental violation2016TX-ENV$15,000
Cargill Meat Solutions CorporationCargillagribusinessenvironmental violation2012TX-ENV$12,700
Cargill Meat Solutions CorporationCargillagribusinessenvironmental violation2011TX-ENV$30,341
Cargill Meat Solutions CorporationCargillagribusinessenvironmental violation2009TX-ENV$19,294
CHS IncCHS Inc.agribusinessenvironmental violation2005TX-ENV$7,200
Cargill, IncorporatedCargillagribusinessenvironmental violation2002TX-ENV$9,375
EXCEL CORPORATIONCargillagribusinessenvironmental violation2002TX-ENV$8,800
EXCEL CORPORATIONCargillagribusinessenvironmental violation2001TX-ENV$20,000
3M Company3M Companymiscellaneous manufacturingair pollution violation2022TX-ENV$33,300
PacifiCare Health Systems, Inc.UnitedHealth Grouphealthcare servicesconsumer protection violation2003TX-AG$4,250,000
Patterson CompaniesPattersonwholesalersprice-fixing or anti-competitive practices2018TX-AG$200,000
3M Company dba 3M Clinton3M Companymiscellaneous manufacturingair pollution violation2020TN-ENV$6,250
Swisher HygieneEcolabchemicalsaccounting fraud or deficiencies2016SEC$2,000,000
BMO Capital Markets GKST Inc.Piper Sandlerfinancial servicesinvestor protection violation2015SEC$250,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2015SEC$500,000
Investment Professionals Inc.Ameriprise Financialfinancial servicesinvestor protection violation2014SEC$67,800
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009SEC$17,300,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006SEC$125,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$15,000,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$30,000,000
Columbia Management Advisors Inc. and Columbia Funds Distributor Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$140,000,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004SEC$3,706,693
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2003SEC$32,500,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesdata submission deficiencies2002SEC$1,650,000
Oxford Health Plans, Inc.UnitedHealth Grouphealthcare servicesaccounting fraud or deficiencies2002SEC$250,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2017SEC$8,750,000
Columbia Management Investment Services Corp.Ameriprise Financialfinancial servicesinvestor protection violation2017SEC$250,000
U.S. Bank Municipal Securities GroupU.S. Bancorpfinancial servicesinvestor protection violation2015SEC$60,000
Ameriprise Financial ServicesAmeriprise Financialfinancial servicesinvestor protection violation2018SEC$230,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2013SEC$300,000
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018SEC$4,500,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesinvestor protection violation2005SEC$500,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002SEC$100,000
MUFG Securities Americas Inc.U.S. Bancorpfinancial servicesinvestor protection violation2018SEC$1,400,000
U.S. Bancorp Investments, Inc.U.S. Bancorpfinancial servicesinvestor protection violation2020SEC$15,992,441
3M Company3M Companymiscellaneous manufacturingForeign Corrupt Practices Act2023SEC$6,500,000
U.S. Bancorp Investments Inc.U.S. Bancorpfinancial servicesinvestor protection violation2024SEC$8,000,000
Otter Trail Power CompanyOtter Tail Corp.utilities and power generationenvironmental violation2019SD-ENV$5,058
3M Company3M Companymiscellaneous manufacturingenvironmental violation2018SD-ENV$5,279
ABE South Dakota LLCAdvanced BioEnergy LLCmiscellaneous energy products and systemsenvironmental violation2014SD-ENV$15,545
Land O' LakesLand O'Lakesfood productsenvironmental violation2004SD-ENV$6,750
Land O' LakesLand O'Lakesfood productsenvironmental violation2004SD-ENV$5,950
Land O' LakesLand O'Lakesfood productsenvironmental violation2003SD-ENV$57,430
Northern States PowerXcel Energyutilities and power generationenvironmental violation2001SD-ENV$65,874
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018SC-SEC$650,000
Royal Adhesives and Sealants, LLCH.B. Fullerchemicalsair pollution violation2017SC-ENV$34,000
United Healthcare of New England Inc.UnitedHealth Grouphealthcare servicesinsurance violation2007RI-OHIC$67,500
The MEGA Life and Health Insurance CompanyUnitedHealth Grouphealthcare servicesinsurance violation2011RI-OHIC$225,000
UnitedHealthcare Insurance CompanyUnitedHealth Grouphealthcare servicesinsurance violation2018RI-OHIC$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.