Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Minnesota
Current Parent Penalty Total since 2000: $25,790,302,028
Number of Records: 2,066
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
3M Company$19,694,417,115135
UnitedHealth Group$2,245,949,382388
U.S. Bancorp$1,681,335,61466
Mosaic Co.$898,981,519106
Ameriprise Financial$340,010,88558
Cargill$220,708,468219
Target$187,253,759158
Ecolab$122,430,09084
Patterson$81,538,4329
Piper Sandler$53,424,45426

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2003SEC$32,500,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesdata submission deficiencies2002SEC$1,650,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2013SEC$300,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002SEC$100,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2003MT-FIN$2,625,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006MT-FIN$345,000
US Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2001ND-SEC$23,250
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004ND-SEC$20,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004ND-SEC$17,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005ND-SEC$30,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006ND-SEC$17,204
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006ND-SEC$229,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002NE-DBF$5,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $12,500,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2010FINRA$700,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2008FINRA$100,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005FINRA$280,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005FINRA$275,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004FINRA$2,400,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002FINRA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,650,000
U.S. Bancorp Piper JaffrayPiper Sandlerfinancial servicesinvestor protection violation2002FINRA$250,000
Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2000FINRA$933,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$9,750,000
WEBSTER VETERINARY SUPPLY, INC.Pattersonwholesalersbenefit plan administrator violation2005EBSA$50,001
Patterson Dental Supply, Inc.Pattersonwholesalerswage and hour violation2013WHD$7,760
Patterson Dental Supply, Inc.Pattersonwholesalerswage and hour violation2008WHD$5,613
Patterson CompaniesPattersonwholesalersprice-fixing or anti-competitive practices2018TX-AG$200,000
Patterson Dental Co.Pattersonwholesalersemployment discrimination2005EEOC$150,000
Animal Health International Inc.Pattersonwholesalersdrug or medical equipment safety violation2020USAO$52,802,203
Patterson Companies, Inc.Pattersonwholesalersprice-fixing or anti-competitive practices2019private lawsuit-federal$28,300,000
ANIMAL HEALTH INTERNATIONALPattersonwholesalersworkplace safety or health violation2016OSHA$7,700
PATTERSON LOGISTICS SERVICES INCORPORATEDPattersonwholesalersworkplace safety or health violation2019OSHA$15,155
Otter Tail Power CompanyOtter Tail Corp.utilities and power generationenergy market violation2008FERC$546,832
Otter Trail Power CompanyOtter Tail Corp.utilities and power generationenvironmental violation2019SD-ENV$5,058
BTD MANUFACTURING INCOtter Tail Corp.utilities and power generationworkplace safety or health violation2012OSHA$5,100
VINYLTECH CORPORATIONOtter Tail Corp.utilities and power generationworkplace safety or health violation2016OSHA$5,000
VINYLTECH CORPORATIONOtter Tail Corp.utilities and power generationworkplace safety or health violation2018OSHA$8,250
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2009FRA$10,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2010FRA$5,000
Mosaic Fertilizer, LLCMosaic Co.chemicalshazardous waste violation2015EPA$810,200,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2015FRA$9,500
Mosaic FertilizerMosaic Co.chemicalsenvironmental violation2009EPA$32,400,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2015FRA$5,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2016FRA$7,500
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2016FRA$6,000
MosaicMosaic Co.chemicalswage and hour violation2016WHD$7,387
MosaicMosaic Co.chemicalswage and hour violation2009WHD$6,599
IMC-Agric Port SuttonMosaic Co.chemicalslabor relations violation2004NLRB$619,315
IMC-Phosphates CompanyMosaic Co.chemicalslabor relations violation2004NLRB$13,560
The Mosaic CompanyMosaic Co.chemicalsrailroad safety violation2006FRA$12,500
The Mosaic CompanyMosaic Co.chemicalsrailroad safety violation2006FRA$5,000
The Mosaic CompanyMosaic Co.chemicalsrailroad safety violation2007FRA$9,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2018FRA$6,400
Mosaic Fertilizer, LLCMosaic Co.chemicalshazardous waste violation2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,000,000
MOSAIC FERTILIZER LLCMosaic Co.chemicalsair pollution violation2021FL-DEP$22,340
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2019FL-DEP$11,000
MOSAIC FERTILIZIER, LLCMosaic Co.chemicalshazardous waste violation2016FL-DEP$1,450,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2014FL-DEP$10,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2010FL-DEP$9,200
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsair pollution violation2010FL-DEP$88,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsair pollution violation2010FL-DEP$23,800
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsair pollution violation2010FL-DEP$5,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2010FL-DEP$5,000
MOSAIC FERTILIZER, L.L.C.Mosaic Co.chemicalsenvironmental violation2008FL-DEP$76,481
MOSAIC FERTILIZER, L.L.C.Mosaic Co.chemicalsenvironmental violation2008FL-DEP$14,540
MOSAIC FERTILIZER LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$173,100
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$6,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$16,500
MOSAIC FERTILIZERS, LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$15,748
MOSAIC PHOSPHATES COMPANYMosaic Co.chemicalsair pollution violation2005FL-DEP$6,000
IMC PHOSPHATES COMPANYMosaic Co.chemicalsair pollution violation2005FL-DEP$10,000
MOSAIC PHOSPHATES COMPANY, INC.Mosaic Co.chemicalsenvironmental violation2005FL-DEP$7,000
MOSAIC FERTILIZER, L.L.C.Mosaic Co.chemicalsenvironmental violation2005FL-DEP$15,995
MOSAIC PHOSPHATES COMPANYMosaic Co.chemicalsenvironmental violation2005FL-DEP$5,000
IMC PHOSPHATES COMPANYMosaic Co.chemicalsenvironmental violation2001FL-DEP$9,198
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2020LA-ENV$6,625
Mosaic Potash Carlsbad, Inc.Mosaic Co.chemicalsenvironmental violation2015NM-ENV$22,080
Mosaic Potash Carlsbad Inc.Mosaic Co.chemicalsenvironmental violation2013NM-ENV$28,800
Mosaic Potash Carlsbad, Inc.Mosaic Co.chemicalsenvironmental violation2012NM-ENV$41,856
Mosaic Potash Carlsbad, Inc.Mosaic Co.chemicalsenvironmental violation2011NM-ENV$9,600
MOSAIC FERTILIZER, LLC - BARTOW CHEMICAL PLANTMosaic Co.chemicalsenvironmental violation2021FL-DEP$13,000
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2021FL-DEP$32,400
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2022FL-DEP$17,230
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2022LA-ENV$5,000
Mosaic Co.Mosaic Co.chemicalsprice-fixing or anti-competitive practices2013private lawsuit-federal$43,750,000
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2023FL-DEP$6,200
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2023FL-DEP$13,990
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2022FRA$7,400
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2021FRA$5,400
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2021FRA$36,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2021FRA$45,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2021FRA$40,500
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2023FL-DEP$9,575
Mosaic FertilizerMosaic Co.chemicalsenvironmental violation2023LA-ENV$24,650
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2019FRA$25,000
Mosaic Fertilizer and Tampa Port ServicesMosaic Co.chemicalsair pollution violation2024EPA$217,085
Mosaic Fertilizer, LLCMosaic Co.chemicalsair pollution violation2023FL-DEP$7,700
IMC FERTILIZER, INC. (NEW WALES)Mosaic Co.chemicalsworkplace safety or health violation2000OSHA$5,600
IMC PHOSPHATE COMPANYMosaic Co.chemicalsworkplace safety or health violation2002OSHA$23,400
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsworkplace safety or health violation2006OSHA$6,300
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsworkplace safety or health violation2013OSHA$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.