| Stifel Nicolaus & Co. | Stifel Financial | financial services | investor protection violation | 2014 | SEC | $60,000 |
| Health Net Inc. | Centene | healthcare services | investor protection violation | 2016 | SEC | $340,000 |
| WellCare Health Plans, Inc. | Centene | healthcare services | investor protection violation | 2009 | SEC | $10,000,000 |
| Edward D. Jones & Co., L.P. | Jones Financial | financial services | investor protection violation | 2004 | SEC | $75,000,000 |
| Dean Foods Company | Dairy Farmers of America (DFA) | food products | accounting fraud or deficiencies | 2004 | SEC | $400,000 |
| Thomas Weisel Partners LLC | Stifel Financial | financial services | investor protection violation | 2004 | SEC | $12,500,000 |
| Stifel, Nicolaus & Co., Inc. | Stifel Financial | financial services | investor protection violation | 2016 | SEC | $24,500,000 |
| Jack Henry & Associates, Inc. | Jack Henry & Associates | information technology | accounting fraud or deficiencies | 2016 | SEC | $780,000 |
| Stifel, Nicolaus & Company, Incorporated | Stifel Financial | financial services | investor protection violation | 2017 | SEC | $300,000 |
| Edward D. Jones & Co., L.P. | Jones Financial | financial services | investor protection violation | 2015 | SEC | $100,000 |
| UMB Bank N.A. Investment Banking Division | UMB Financial Corp. | financial services | investor protection violation | 2015 | SEC | $420,000 |
| Stifel and Nicolaus & Company, Incorporated | Stifel Financial | financial services | investor protection violation | 2019 | SEC | $6,037,175 |
| Stifel, Nicolaus & Co., Inc. | Stifel Financial | financial services | investor protection violation | 2019 | SEC | $2,700,000 |
| Belden Inc. | Belden | industrial equipment | investor protection violation | 2020 | SEC | $650,000 |
| Edward D. Jones & Co. L.P. | Jones Financial | financial services | investor protection violation | 2019 | SD-INS | $10,000 |
| Wellcare Prescription Insurance Inc. | Centene | healthcare services | insurance violation | 2022 | SD-INS | $5,000 |
| HANES COMPANIES INC | Leggett & Platt | diversified | water pollution violation | 2006 | SC-ENV | $13,400 |
| Centene Corporation | Centene | healthcare services | False Claims Act and related | 2023 | SC-AG | $25,898,071 |
| DAIRY FARMERS OF AMER INC | Dairy Farmers of America (DFA) | food products | environmental violation | 2015 | PA-ENV | $8,755 |
| MERCER LIME COMPANY | HBM Holdings | private equity (including portfolio companies) | environmental violation | 2001 | PA-ENV | $27,000 |
| MERCER LIME COMPANY | HBM Holdings | private equity (including portfolio companies) | environmental violation | 2001 | PA-ENV | $16,000 |
| DAIRY FARMERS OF AMER INC | Dairy Farmers of America (DFA) | food products | environmental violation | 2006 | PA-ENV | $18,000 |
| BIG HEART PET BRANDS INC | Post Holdings | food products | environmental violation | 2013 | PA-ENV | $18,000 |
| BIG HEART PET BRANDS INC | Post Holdings | food products | environmental violation | 2012 | PA-ENV | $20,000 |
| BIG HEART PET BRANDS INC | Post Holdings | food products | environmental violation | 2010 | PA-ENV | $30,000 |
| Edward D. Jones & Co. LP | Jones Financial | financial services | investor protection violation | 2016 | PA-BKG | $135,000 |
| Edward D. Jones & Co., LP | Jones Financial | financial services | investor protection violation | 2024 | PA-BKG | $300,000 |
| Thomas Industrial Coatings | Thomas Industrial Coatings | paints and coatings | workplace safety or health violation | 2012 | OSHA | $1,200,000 |
| MICHAEL FOODS INC | Post Holdings | food products | workplace safety or health violation | 2002 | OSHA | $11,000 |
| LEGGETT & PLATT, INCORPORATED | Leggett & Platt | diversified | workplace safety or health violation | 2000 | OSHA | $5,063 |
| CREST FOAM, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2000 | OSHA | $5,310 |
| PURITY DAIRIES LLC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2005 | OSHA | $12,713 |
| BOB EVANS FARMS, INC. | Post Holdings | food products | workplace safety or health violation | 2001 | OSHA | $6,750 |
| CSK AUTO, INC. | O'Reilly Automotive | retailing | workplace safety or health violation | 2004 | OSHA | $5,000 |
| LEGGETT & PLATT | Leggett & Platt | diversified | workplace safety or health violation | 2001 | OSHA | $9,075 |
| MELODY FARMS | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2000 | OSHA | $9,900 |
| COUNTRY FRESH LLC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2001 | OSHA | $14,735 |
| COUNTRY FRESH LLC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2000 | OSHA | $10,837 |
| WEETABIX COMPANY INC. | Post Holdings | food products | workplace safety or health violation | 2000 | OSHA | $7,801 |
| BERKELEY FARMS | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2002 | OSHA | $5,700 |
| BERKELEY FARMS | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2002 | OSHA | $7,905 |
| WESTLAND TECHNOLOGIES, INC. | ESCO Technologies | miscellaneous manufacturing | workplace safety or health violation | 2003 | OSHA | $16,685 |
| DEAN FOODS CO OF CALIFORNIA INC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2002 | OSHA | $9,140 |
| LEGGETT & PLATT | Leggett & Platt | diversified | workplace safety or health violation | 2003 | OSHA | $6,000 |
| VALLEY METALS | Leggett & Platt | diversified | workplace safety or health violation | 2004 | OSHA | $8,200 |
| SHENANDOAH'S PRIDE, LLC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2000 | OSHA | $6,045 |
| LEGGETT & PLATT, INCORPORATED | Leggett & Platt | diversified | workplace safety or health violation | 2001 | OSHA | $30,000 |
| LEGGETT & PLATT CREST FOAM CORP. | Leggett & Platt | diversified | workplace safety or health violation | 2000 | OSHA | $24,000 |
| SUIZA DBA MEADOW GOLD DAIRIES, INC. | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2001 | OSHA | $27,800 |
| SUIZA DBA MEADOW GOLD DAIRIES, INC. | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2001 | OSHA | $88,000 |
| CABELA'S WHOLESALE, INC. | Bass Pro | retailing | workplace safety or health violation | 2001 | OSHA | $8,065 |
| HPI PRODUCTS, INC. | HPI Products | chemicals | workplace safety or health violation | 2004 | OSHA | $42,400 |
| KANSAS CITY POWER & LIGHT CO. | Evergy Inc. | utilities and power generation | workplace safety or health violation | 2001 | OSHA | $16,800 |
| GARELICK FARMS OF LYNN | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2002 | OSHA | $31,500 |
| NORTHERN STAR COMPANY | Post Holdings | food products | workplace safety or health violation | 2000 | OSHA | $12,000 |
| O'REILLY AUTO PARTS DISTRIBUTION | O'Reilly Automotive | retailing | workplace safety or health violation | 2003 | OSHA | $9,215 |
| PAPETTI'S HYGRADE EGG PRODUCTS, INC. | Post Holdings | food products | workplace safety or health violation | 2002 | OSHA | $21,500 |
| CREST FOAM CORP. | Leggett & Platt | diversified | workplace safety or health violation | 2002 | OSHA | $6,300 |
| COLLIER-KEYWORTH, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2001 | OSHA | $7,600 |
| LEGGETT & PLATT, INCORPORATED | Leggett & Platt | diversified | workplace safety or health violation | 2001 | OSHA | $8,500 |
| MICHAEL FOODS INC | Post Holdings | food products | workplace safety or health violation | 2003 | OSHA | $10,000 |
| HPI PRODUCTS, INC. | HPI Products | chemicals | workplace safety or health violation | 2002 | OSHA | $10,250 |
| KANSAS CITY POWER & LIGHT COMPANY | Evergy Inc. | utilities and power generation | workplace safety or health violation | 2002 | OSHA | $7,000 |
| HPI PRODUCTS, INC. | HPI Products | chemicals | workplace safety or health violation | 2003 | OSHA | $15,000 |
| WEETABIX COMPANY INC. | Post Holdings | food products | workplace safety or health violation | 2004 | OSHA | $10,000 |
| LEGGETT & PLATT, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2004 | OSHA | $9,000 |
| TRACKER MARINE LLC | Bass Pro | retailing | workplace safety or health violation | 2004 | OSHA | $16,758 |
| DEAN SPECIALTY FOODS GROUP LLC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2004 | OSHA | $18,000 |
| DAIRICONCEPTS LP | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2007 | OSHA | $20,925 |
| KOHLER MIX SPECIALTIES | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2003 | OSHA | $7,700 |
| BERKELEY FARMS | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2005 | OSHA | $6,840 |
| LEGGETT & PLATT, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2004 | OSHA | $5,000 |
| GARELICK FARMS | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2004 | OSHA | $6,080 |
| COUNTRY FRESH INC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2004 | OSHA | $17,085 |
| LEGGETT & PLATT, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2004 | OSHA | $5,250 |
| LEGGETT & PLATT, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2005 | OSHA | $13,550 |
| PROVIDENCE HOSPITAL | Ascension Health | healthcare services | workplace safety or health violation | 2004 | OSHA | $10,125 |
| SUIZA DAIRY CORPORATION | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2006 | OSHA | $9,250 |
| TRACKER MARINE GROUP LLC | Bass Pro | retailing | workplace safety or health violation | 2006 | OSHA | $12,900 |
| LEGGETT & PLATT, INC., TNT STEEL INDUSTRIES DIV. | Leggett & Platt | diversified | workplace safety or health violation | 2004 | OSHA | $8,000 |
| ALBERICI CONSTRUCTORS, INC. | Alberici | construction and engineering | workplace safety or health violation | 2005 | OSHA | $21,000 |
| LEGGETT & PLATT, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2006 | OSHA | $6,250 |
| LEGGETT & PLATT, INCORPORATED | Leggett & Platt | diversified | workplace safety or health violation | 2004 | OSHA | $11,500 |
| BELDEN CDT | Belden | industrial equipment | workplace safety or health violation | 2004 | OSHA | $8,470 |
| LEGGETT & PLATT CREST FOAM CORP. | Leggett & Platt | diversified | workplace safety or health violation | 2005 | OSHA | $11,000 |
| LEGGETT & PLATT INC | Leggett & Platt | diversified | workplace safety or health violation | 2005 | OSHA | $64,125 |
| MCCARTHY BUILDING COMPANIES | McCarthy Holdings | construction and engineering | workplace safety or health violation | 2004 | OSHA | $5,000 |
| BOB EVANS FARMS INC | Post Holdings | food products | workplace safety or health violation | 2007 | OSHA | $7,200 |
| OLIN CORPORATION | Olin Corp. | chemicals | workplace safety or health violation | 2005 | OSHA | $18,000 |
| DAIRY FARMERS OF AMERICA INC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2007 | OSHA | $8,235 |
| MAYFIELD DAIRY FARMS, INC. | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2006 | OSHA | $6,250 |
| DEAN DAIRY PRODUCTS COMPANY | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2006 | OSHA | $8,000 |
| FLINTCO COMPANIES, INC. DBA FLINTCO, INC. | Alberici | construction and engineering | workplace safety or health violation | 2006 | OSHA | $5,700 |
| BARBER MILK, INC. | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2006 | OSHA | $5,625 |
| MAYFIELD DAIRY FARMS INC. | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2006 | OSHA | $9,125 |
| PURITY DAIRIES LLC | Dairy Farmers of America (DFA) | food products | workplace safety or health violation | 2008 | OSHA | $5,850 |
| THOMAS INDUSTRIAL COATINGS, INC. | Thomas Industrial Coatings | paints and coatings | workplace safety or health violation | 2006 | OSHA | $800,000 |
| THOMAS INDUSTRIAL COATINGS, INC. | Thomas Industrial Coatings | paints and coatings | workplace safety or health violation | 2006 | OSHA | $344,000 |
| HPI PRODUCTS, INC. | HPI Products | chemicals | workplace safety or health violation | 2007 | OSHA | $21,300 |
| LEGGETT & PLATT, INC. | Leggett & Platt | diversified | workplace safety or health violation | 2007 | OSHA | $9,500 |
| THOMAS INDUSTRIAL COATINGS, INC. | Thomas Industrial Coatings | paints and coatings | workplace safety or health violation | 2006 | OSHA | $56,000 |
