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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
UBS AGUBSfinancial servicestoxic securities abuses2023DOJ_CIVIL$1,435,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$13,750,000
Ace American InsuranceChubb Limitedfinancial serviceswage and hour violation2012MI-LEO$6,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$12,750
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$6,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$42,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$12,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$90,950
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$17,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$5,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$19,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$13,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$27,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$22,250
Vitol Inc.Vitolfinancial servicesenergy market violation2024FERC$2,225,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2023SEC$10,000,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2024NY-DFS$150,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$18,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$17,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2024TX-INS$17,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2024TX-INS$17,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$12,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$7,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2024TX-INS$6,200
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$6,000
Vitol S.A., Inc.Vitolfinancial servicesair pollution violation2005EPA$41,600
Glencore Ltd.Glencorefinancial servicesair pollution violation2013EPA$98,954
Vitol Inc.Vitolfinancial servicesair pollution violation2014EPA$30,394
CHEMOIL CORPORATIONGlencorefinancial servicesair pollution violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Vitol, Inc.Vitolfinancial servicesair pollution violation2015EPA$14,047
Vitol, Inc.Vitolfinancial servicesair pollution violation2016EPA$17,934
Vitol Inc.Vitolfinancial servicesair pollution violation2016EPA$9,814
VitolVitolfinancial servicesair pollution violation2017EPA$35,000
VITOL SA, INCVitolfinancial servicesair pollution violation2002EPA$95,000
Russell Stover Candies, Inc.Lindt & Sprunglifood productswater pollution violation2012EPA$585,000
Lindt & SprungliLindt & Sprunglifood productsenvironmental violation2011EPA$19,300
NBTY, Inc.Nestlefood productsconsumer protection violation2010FTC$2,100,000
Barry Callebaut Sourcing AGBarry Callebautfood productsinvestor protection violation2004CFTC$25,000
NBTY, Inc.Nestlefood productsconsumer protection violation2005FTC$2,000,000
Barry Callebaut USA, IncBarry Callebautfood productseconomic sanction violation2004OFAC$6,852
NESTLE PURINA PETCARE COMPANYNestlefood productsbenefit plan administrator violation2005EBSA$10,001
Aryzta Holdings IV LLCAryztafood productswage and hour violation2015WHD$165,921
Aryzta LLCAryztafood productswage and hour violation2014WHD$226,527
Nestle USA, Inc.Nestlefood productsFamily and Medical Leave Act2014WHD$7,712
Nestle USA, Inc.Nestlefood productswage and hour violation2009WHD$578,824
Nestle ProfessionalNestlefood productswage and hour violation2008WHD$261,191
Nestle USANestlefood productswage and hour violation2008WHD$461,158
Nestle USANestlefood productswage and hour violation2008WHD$2,750,840
Nestle USANestlefood productswage and hour violation2008WHD$126,299
Nestle USA, Inc.Nestlefood productswage and hour violation2008WHD$1,752,293
Otis Spunkmeyer, Inc.Aryztafood productswage and hour violation2007WHD$46,063
NBTY, Inc.Nestlefood productswage and hour violation2004WHD$122,381
Nestle Purina PetCareNestlefood productslabor relations violation2006NLRB$43,519
Ghirardelli ChocolateLindt & Sprunglifood productslabor relations violation2004NLRB$12,998
Barry Callebaut, Inc.Barry Callebautfood productslabor relations violation2003NLRB$37,757
Nestle USA IncNestlefood productslabor relations violation2003NLRB$9,800
Novartis NutritionNestlefood productslabor relations violation2002NLRB$70,569
Novartis NutritionNestlefood productslabor relations violation2002NLRB$66,839
Nestle Nutrition DivisionNestlefood productslabor relations violation2002NLRB$25,000
Barry Callebaut U.S.A., Inc.Barry Callebautfood productslabor relations violation2001NLRB$30,000
Otis Spunkmeyer, Inc.Aryztafood productslabor relations violation2000NLRB$6,500
Gerber Products Co.Nestlefood productsemployment discrimination2009OFCCP$900,000
Nestle USA Prepared Foods Division Inc.Nestlefood productsemployment discrimination2006OFCCP$120,000
Nestle Snacks and Confections DivisionNestlefood productsFamily and Medical Leave Act2017WHD$8,400
NESTLE PURINA PETCARENestlefood productsaviation safety violation2012FAA$80,000
NESTLE USA INCNestlefood productswage and hour violation2011KY-DWS$471,490
Nestle USANestlefood productswage and hour violation2017private lawsuit-federal$99,050
Gerber ProductsNestlefood productswage and hour violation2016private lawsuit-state$3,001,669
Russell StoverLindt & Sprunglifood productswage and hour violation2014private lawsuit-federal$3,075,000
NBTY Inc.Nestlefood productswage and hour violation2012private lawsuit-state$420,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
NestleNestlefood productsconsumer protection violation2009MULTI-AG$325,000
Ghirardelli and Russell StoverLindt & Sprunglifood productsconsumer protection violation2019CA-MULTI$750,000
NBTY, Inc.Nestlefood productsControlled Substances Act violation2004USAO$950,000
Nestle Prepared Foods CompanyNestlefood productsFamily and Medical Leave Act2016WHD$17,000
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
BARRY CALLEBAUT USA LLCBarry Callebautfood productsenvironmental violation2014PA-ENV$13,974
Nestle Purina PetCare CompanyNestlefood productspesticide violation2012CA-DPR$55,000
NESTLE USA INCNestlefood productsair pollution violation2020IN-ENV$9,000
Nestle Purina Pet Care CompanyNestlefood productsair pollution violation2013MO-ENV$5,000
Nestle Purina Pet Care CompanyNestlefood productsair pollution violation2013MO-ENV$5,000
ARYZTAAryztafood productsair pollution violation2019NJ-ENV$7,680
ARYZTAAryztafood productswater pollution violation2018NJ-ENV$7,000
ARYZTAAryztafood productsair pollution violation2017NJ-ENV$21,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2014NJ-ENV$14,450
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2008NJ-ENV$5,700
ARYZTAAryztafood productsair pollution violation2007NJ-ENV$20,900
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2006NJ-ENV$6,000
ARYZTAAryztafood productswater pollution violation2006NJ-ENV$27,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2006NJ-ENV$14,720
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$16,960
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$10,240
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$12,800
ARYZTAAryztafood productswater pollution violation2004NJ-ENV$50,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$56,080
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$21,280
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$16,480
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$12,960
ARYZTAAryztafood productswater pollution violation2003NJ-ENV$11,000
NESTLE USA BEVERAGE DIVISIONNestlefood productsair pollution violation2003NJ-ENV$125,550
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.