| Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | off-label or unapproved promotion of medical products | 2010 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $29,000,000 |
| Novartis Pharmaceuticals | Novartis | pharmaceuticals | off-label or unapproved promotion of medical products | 2012 | TX-AG | $6,638,250 |
| Sandoz | Sandoz Group | pharmaceuticals | False Claims Act and related | 2009 | KY-AG | $16,000,000 |
| Sandoz | Sandoz Group | pharmaceuticals | False Claims Act and related | 2013 | LA-AG | $13,100,000 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2010 | ID-AG | $1,650,000 |
| Sandoz, Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2011 | MS-AG | $30,110,618 |
| Novartis Pharmaceuticals | Novartis | pharmaceuticals | False Claims Act and related | 2019 | IL-AG | $21,280,356 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | DOJ_ANTITRUST | $195,000,000 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | kickbacks and bribery | 2020 | CA-AG | $11,800,000 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | False Claims Act and related | 2020 | DOJ_CIVIL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000 |
| Novartis Hellas S.A.C.I. et al. | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $233,000,000 |
| Novartis Pharmaceuticals Corp. | Novartis | pharmaceuticals | kickbacks and bribery | 2020 | MULTI-AG | $103,000,000 |
| Novartis AG | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | SEC | $112,800,000 |
| ROCHE DIAGNOSTICS CORP | Roche | pharmaceuticals | air pollution violation | 2001 | IN-ENV | $13,200 |
| HOFFMAN LAROCHE INC | Roche | pharmaceuticals | hazardous waste violation | 2002 | NJ-ENV | $5,000 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2021 | DOJ_CIVIL | $185,000,000 |
| Hoffmann-La Roche | Roche | pharmaceuticals | price-fixing or anti-competitive practices | 2000 | private lawsuit-federal | $130,000,000 |
| Hoffmann-La Roche Inc. | Roche | pharmaceuticals | price-fixing or anti-competitive practices | 2008 | private lawsuit-federal | $11,000,000 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | price-fixing or anti-competitive practices | 2017 | private lawsuit-federal | $1,750,000 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | price-fixing or anti-competitive practices | 2017 | private lawsuit-federal | $3,202,500 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $85,000,000 |
| Sandoz Inc. | Sandoz Group | pharmaceuticals | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $150,000,000 |
| Novartis AG | Novartis | pharmaceuticals | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $126,850,000 |
| Genentech | Roche | pharmaceuticals | hazardous waste violation | 2023 | EPA | $158,208 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | wage and hour violation | 2014 | MI-LEO | $13,000 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | wage and hour violation | 2014 | MI-LEO | $5,885 |
| Roche Diagnostics Corp. | Roche | pharmaceuticals | False Claims Act and related | 2021 | private lawsuit-federal | $6,250,000 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | False Claims Act and related | 2016 | private lawsuit-federal | $35,000,000 |
| CHIRON CORPORATION | Novartis | pharmaceuticals | workplace safety or health violation | 2000 | OSHA | $90,140 |
| GENENTECH | Roche | pharmaceuticals | workplace safety or health violation | 2003 | OSHA | $11,240 |
| ROCHE MOLECULAR SYSTEMS INC | Roche | pharmaceuticals | workplace safety or health violation | 2002 | OSHA | $9,225 |
| NOVARTIS CONSUMER HEALTH INC. | Novartis | pharmaceuticals | workplace safety or health violation | 2013 | OSHA | $6,078 |
| ROCHE MOLECULAR SYSTEMS, INC. | Roche | pharmaceuticals | workplace safety or health violation | 2021 | OSHA | $9,300 |
| Roche Molecular Systems, Inc. | Roche | pharmaceuticals | hazardous waste violation | 2011 | EPA | $90,000 |
| Genentech | Roche | pharmaceuticals | environmental violation | 2023 | EPA | $158,209 |
| NOVARTIS PRODUCTS | Novartis | pharmaceuticals | environmental violation | 2000 | EPA | $13,200 |
| NOVARTIS CONSUMER HEALTH, INC. | Novartis | pharmaceuticals | environmental violation | 2000 | EPA | $5,000 |
| ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $19,000,000 |
| ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2010 | SEC | $39,300,000 |
| ABB INC | ABB Ltd. | utilities and power generation | motor vehicle safety violation | 2005 | FMCSA | $6,680 |
| ABB Middle East & Africa Participations AG | ABB Ltd. | utilities and power generation | price-fixing or anti-competitive practices | 2001 | DOJ_ANTITRUST | $53,000,000 |
| ABB Ltd | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2004 | SEC | $5,900,000 |
| Baldor Electric Co. | ABB Ltd. | utilities and power generation | employment discrimination | 2012 | OFCCP | $2,000,000 |
| ABB, Inc. | ABB Ltd. | utilities and power generation | wage and hour violation | 2016 | WHD | $10,349 |
| Reliance Electric, Inc. | ABB Ltd. | utilities and power generation | wage and hour violation | 2012 | WHD | $209,007 |
| Baldor Electric Company, Inc. | ABB Ltd. | utilities and power generation | wage and hour violation | 2006 | WHD | $14,809 |
| ABB Inc. | ABB Ltd. | utilities and power generation | labor relations violation | 2006 | NLRB | $20,000 |
| ABB, Inc. | ABB Ltd. | utilities and power generation | labor relations violation | 2004 | NLRB | $6,626 |
| Thomas & Betts Corporation | ABB Ltd. | utilities and power generation | labor relations violation | 2003 | NLRB | $17,140 |
| ABB, Inc. | ABB Ltd. | utilities and power generation | energy conservation violation | 2017 | DOE | $37,040 |
| Thomas & Betts | ABB Ltd. | utilities and power generation | employment discrimination | 2003 | private lawsuit-federal | $698,610 |
| ABB Inc. | ABB Ltd. | utilities and power generation | benefit plan administrator violation | 2019 | private lawsuit-federal | $55,000,000 |
| ABB Inc. | ABB Ltd. | utilities and power generation | telecommunications violation | 2020 | FCC | $15,000 |
| Baldor Electric Company | ABB Ltd. | utilities and power generation | hazardous waste violation | 2015 | AR-ENV | $7,500 |
| Thomas & Betts | ABB Ltd. | utilities and power generation | air pollution violation | 2010 | AR-ENV | $18,000 |
| Baldor Electric Company | ABB Ltd. | utilities and power generation | hazardous waste violation | 2008 | AR-ENV | $5,625 |
| ABB, Inc. | ABB Ltd. | utilities and power generation | environmental violation | 2010 | AZ-DEQ | $30,000 |
| Baldor Electric Co. | ABB Ltd. | utilities and power generation | environmental violation | 2010 | AZ-DEQ | $10,000 |
| Thomas & Betts Corp. | ABB Ltd. | utilities and power generation | environmental violation | 2016 | CA-DTSC | $625,000 |
| Jennings Technology Company, LLC | ABB Ltd. | utilities and power generation | hazardous waste violation | 2011 | CA-DTSC | $347,000 |
| ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $315,000,000 |
| ABB Ltd | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2022 | SEC | $75,000,000 |
| ABB PAINT AUTOMATION GROUP | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2000 | OSHA | $8,375 |
| ABB INC | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2000 | OSHA | $9,000 |
| ABB POWER T & D COMPANY, INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2001 | OSHA | $9,000 |
| KUHLMAN ELECTRIC CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2000 | OSHA | $6,375 |
| ABB POWER T & D COMPANY, INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2001 | OSHA | $25,000 |
| THOMAS & BETTS | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2002 | OSHA | $6,000 |
| KUHLMAN ELECTRIC CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2005 | OSHA | $17,075 |
| ABB, INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2005 | OSHA | $7,800 |
| KUHLMAN ELECTRIC CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2005 | OSHA | $5,000 |
| THOMAS & BETTS INC | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2005 | OSHA | $7,650 |
| THOMAS & BETTS CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2006 | OSHA | $6,750 |
| ABB KUHLMAN ELECTRIC CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2011 | OSHA | $10,000 |
| THOMAS & BETTS CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2009 | OSHA | $13,000 |
| THOMAS & BETTS CORP. DBA JENNINGS TECHNOLOGY INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2013 | OSHA | $7,730 |
| THOMAS & BETTS CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2012 | OSHA | $12,780 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2015 | OSHA | $5,600 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2015 | OSHA | $5,000 |
| ABB, INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2015 | OSHA | $5,390 |
| ABB INCORPORATED | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2016 | OSHA | $15,000 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2018 | OSHA | $12,472 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2018 | OSHA | $187,000 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $12,725 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $12,725 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $34,099 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $21,356 |
| Thomas & Betts Caribe, Inc. | ABB Ltd. | utilities and power generation | environmental violation | 2008 | EPA | $17,710 |
| ABB, INC | ABB Ltd. | utilities and power generation | environmental violation | 2011 | EPA | $74,140 |
| HOMAC MANUFACTURING COMPANY | ABB Ltd. | utilities and power generation | hazardous waste violation | 2010 | EPA | $21,800 |
