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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2017OSHA$5,000
NESTLE PREPARED FOODS COMPANYNestlefood productsworkplace safety or health violation2017OSHA$5,000
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsworkplace safety or health violation2017OSHA$12,132
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2017OSHA$9,412
SWISSPORT USA, INC.Swissport Internationalbusiness servicesworkplace safety or health violation2017OSHA$5,543
ADECCO STAFFING ONSITE, CORNING INC.Adeccobusiness servicesworkplace safety or health violation2017OSHA$19,512
CLARIANT CORPORATIONClariantchemicalsenvironmental violation2017EPA$346,715
VitolVitolfinancial servicesair pollution violation2017EPA$35,000
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,850
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,008
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,947
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,947
Lafarge MidwestHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,094
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,260
Lafarge North America Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,785
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,877
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,426
Holcim Quarries NY, INCHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,000
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$40,300
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$13,081
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$7,892
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$45,110
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$26,715
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$7,583
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$6,462
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$6,462
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$21,455
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,426
UBS AGUBSfinancial servicesinvestor protection violation2018CFTC$15,000,000
Regus ManagementInternational Workplace Groupbusiness serviceswage and hour violation2018private lawsuit-state$5,300,000
Credit Suisse (Hong Kong) LimitedUBSfinancial servicesForeign Corrupt Practices Act2018DOJ_CRIMINAL$47,029,916
UBS Financial Services Inc.UBSfinancial serviceswage and hour violation2018WHD$6,246
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2018SEC$29,700,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2018SEC$5,000,000
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2018private lawsuit-state$1,268,283
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$7,500
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2018SEC$5,000,000
UBS Financial Services Inc.UBSfinancial servicesanti-money-laundering deficiencies2018FINCEN$5,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2018NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018MULTI-AG$68,000,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2018NY-AG$230,000,000
SGS North America, Inc.SGS S.A.miscellaneous serviceswage and hour violation2018WHD$16,981
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2018MT-FIN$20,000
Chubb Ltd.Chubb Limitedfinancial servicesinsurance violation2018NY-DFS$1,300,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$53,750
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$42,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$40,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$22,000
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$7,000
Chubb Lloyds Insurance Company of TexasChubb Limitedfinancial servicesinsurance violation2018TX-INS$55,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$18,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$7,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$9,000
ZURICH AMERICAN INS COZurich Insurancefinancial serviceswage and hour violation2018IL-DOL$13,865
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2018PA-ENV$5,000
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2018CO-DPHE$9,200
Aggregate Industries - WCR, Inc.Holcim Groupbuilding materialsmining environmental violation2018CO-DRMS$10,000
Arch Wood Protection, Inc.Arxadachemicalsair pollution violation2018GA-ENV$39,673
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2018NJ-ENV$15,000
ARYZTAAryztafood productswater pollution violation2018NJ-ENV$7,000
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2018NJ-ENV$15,000
SIKA CORPSika AGchemicalswater pollution violation2018NJ-ENV$63,750
UBS Financial Services Inc. and UBS Securities LLCUBSfinancial servicesanti-money-laundering deficiencies2018FINRA$5,000,000
Clariant Corp.Clariantchemicalsair pollution violation2018KY-LMAPCD$7,500
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
LINDT & SPRUNGLI (USA) INC.Lindt & Sprunglifood productsworkplace safety or health violation2018OSHA$10,000
NESTLE USANestlefood productsworkplace safety or health violation2018OSHA$43,970
ARYZTA, LLCAryztafood productsworkplace safety or health violation2018OSHA$20,975
GIVAUDAN INC.Givaudanmiscellaneous manufacturingworkplace safety or health violation2018OSHA$5,835
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2018OSHA$12,472
FIRESTONE BUILDING PRODUCTS, LLC.Holcim Groupbuilding materialsworkplace safety or health violation2018OSHA$12,000
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2018OSHA$7,760
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2018OSHA$9,701
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2018OSHA$170,000
A. FINKL & SONS CO.Swiss Steelmetalsworkplace safety or health violation2018OSHA$22,040
ARCH WOOD PROTECTION, INC.Arxadachemicalsworkplace safety or health violation2018OSHA$10,964
ARYZTA LLCAryztafood productsworkplace safety or health violation2018OSHA$25,869
BARRY CALLEBAUT USA LLCBarry Callebautfood productsworkplace safety or health violation2018OSHA$64,996
RUSSELL STOVER CHOCOLATES LLCLindt & Sprunglifood productsworkplace safety or health violation2018OSHA$7,814
NESTLE PREPARED FOODS COMPANYNestlefood productsworkplace safety or health violation2018OSHA$17,575
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2018OSHA$12,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2018OSHA$187,000
ARCH CHEMICALS INC.Arxadachemicalsworkplace safety or health violation2018OSHA$28,000
ARYTZAAryztafood productsair pollution violation2018EPA$7,000
Nestle Prepared Foods Co. Inc.Nestlefood productsenvironmental violation2018EPA$27,720
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,111
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,111
Holcim SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2018MSHA$9,995
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,536
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$9,692
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,997
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.