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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016SD-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016TX-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016TX-INS$13,571
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016TX-INS$35,012
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2016TX-INS$16,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016WA-INS$20,000
Thomas & Betts Corp.ABB Ltd.utilities and power generationenvironmental violation2016CA-DTSC$625,000
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2016CO-DPHE$5,600
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2016IN-ENV$14,375
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2016LA-ENV$6,000
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2016MA-ENV$6,616
Lafarge North America Inc. et al.Holcim Groupbuilding materialsenvironmental violation2016OH-ENV$275,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesanti-money-laundering deficiencies2016FINRA$16,500,000
Firestone Building ProductsHolcim Groupbuilding materialsair pollution violation2016CA-SCAQMD$21,825
Clariant Corp.Clariantchemicalsair pollution violation2016KY-LMAPCD$14,250
Credit Suisse GroupAGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$6,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit SuisseUBSfinancial servicesconsumer protection violation2016private lawsuit-federal$110,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
SULZER TURBO SERVICES HOUSTON, INC.Sulzerconstruction and engineeringworkplace safety or health violation2016OSHA$6,000
ABB INCORPORATEDABB Ltd.utilities and power generationworkplace safety or health violation2016OSHA$15,000
TE CONNECTIVITY LTDTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2016OSHA$7,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2016OSHA$13,000
ALCON LABORATORIES, INC.Alcon Inc.medical equipment and suppliesworkplace safety or health violation2016OSHA$16,480
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2016OSHA$33,850
BARRY CALLEBAUT USA, LLCBarry Callebautfood productsworkplace safety or health violation2016OSHA$5,070
NESTLE PREPARED FOODS COMPANYNestlefood productsworkplace safety or health violation2016OSHA$5,000
RUSSELL STOVER CHOCOLATES, LLC.Lindt & Sprunglifood productsworkplace safety or health violation2016OSHA$6,971
Givaudan Flavors CorporationGivaudanmiscellaneous manufacturingenvironmental violation2016EPA$94,500
HOLCIM (US) INC. GEOCYCLE (US), LLCHolcim Groupbuilding materialshazardous waste violation2016EPA$75,000
CHEMOIL CORPORATIONGlencorefinancial servicesair pollution violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Vitol, Inc.Vitolfinancial servicesair pollution violation2016EPA$17,934
Vitol Inc.Vitolfinancial servicesair pollution violation2016EPA$9,814
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$15,103
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$11,880
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,338
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$31,557
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$6,367
Lafarge West, IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,000
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,338
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$10,289
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,861
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2016MSHA$6,500
Credit SuisseUBSfinancial servicestoxic securities abuses2017DOJ_CIVIL$5,280,000,000
Aggregate Industries USHolcim Groupbuilding materialslabor relations violation2017NLRB$17,214
UBSUBSfinancial servicestoxic securities abuses2017NCUA$445,000,000
Nestle Snacks and Confections DivisionNestlefood productsFamily and Medical Leave Act2017WHD$8,400
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2017SEC$3,500,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2017SEC$5,754,714
ABB, Inc.ABB Ltd.utilities and power generationenergy conservation violation2017DOE$37,040
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$20,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$10,000
Nestle USANestlefood productswage and hour violation2017private lawsuit-federal$99,050
KUEHNE AND NAGEL INC.Kuehne & Nagelfreight and logisticsaviation safety violation2017FAA$25,360
Noble Americas CorporationVitolfinancial servicesrailroad safety violation2017FRA$6,500
Bristol West Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2017MN-FIN$20,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2017NY-DFS$23,740
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2017NY-DFS$135,000,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$6,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$8,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2017TX-INS$8,750
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017TX-INS$22,500
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$32,400
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017TX-INS$5,255
FEDERAL INSURANCE COMPANYChubb Limitedfinancial servicesinsurance violation2017VA-INS$6,261
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017WA-INS$30,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2017WA-INS$10,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$7,250
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$44,000
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2017NJ-ENV$5,000
ARYZTAAryztafood productsair pollution violation2017NJ-ENV$21,000
Transocean Ltd.Transoceanoilfield services and suppliesoil spill2017private lawsuit-federal$211,750,000
Credit Suisse Energy LLCUBSfinancial servicesutility service violation2017TX-PUC$7,500
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2017private lawsuit-federal$5,200,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
SWISSPORT USA, INC.Swissport Internationalbusiness servicesworkplace safety or health violation2017OSHA$5,500
PENTAIR FLOW TECHNOLOGIES, LLC*Pentairindustrial equipmentworkplace safety or health violation2017OSHA$30,000
ARYZTA LLCAryztafood productsworkplace safety or health violation2017OSHA$8,000
RUSSELL STOVER CHOCOLATES, LLCLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$8,000
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2017OSHA$8,963
PENTAIR FILTRATION SOLUTIONS LLCPentairindustrial equipmentworkplace safety or health violation2017OSHA$5,250
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$18,850
BARRY CALLEBAUT USA, L.L.C.Barry Callebautfood productsworkplace safety or health violation2017OSHA$6,112
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$5,250
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2017OSHA$88,000
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2017OSHA$7,000
NESTLE PIZZA DIVISIONNestlefood productsworkplace safety or health violation2017OSHA$10,140
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$23,775
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2017OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.