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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$9,000
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$5,080
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$14,373
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$5,961
Lafarge North America, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2011MSHA$20,000
Lafarge North America, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2011MSHA$5,000
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2011MSHA$5,080
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$7,578
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2011MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$16,867
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$5,503
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$11,306
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$8,209
Nestle Purina PetCare CompanyNestlefood productsworkplace safety or health violation2011MSHA$5,000
Noble Americas Corp.Vitolfinancial servicesrailroad safety violation2012FRA$15,000
SYSTECH ENVIRONMENTAL CORPORATIONHolcim Groupbuilding materialsrailroad safety violation2012FRA$5,000
Xstrata CopperGlencorefinancial servicesrailroad safety violation2012FRA$12,000
Russell Stover Candies, Inc.Lindt & Sprunglifood productswater pollution violation2012EPA$585,000
Holcim (US), Inc.Holcim Groupbuilding materialswater pollution violation2012EPA$36,500
BOSFuel Corp. and Swissport Fueling, Inc.Swissport Internationalbusiness servicesoil spill2012EPA$90,000
UBS Securities Japan Co. Ltd.UBSfinancial servicesprice-fixing or anti-competitive practices2012DOJ_ANTITRUST$500,000,000
Credit Suisse Securities (USA)UBSfinancial servicestoxic securities abuses2012SEC$120,000,000
UBS Financial Services Inc. of Puerto RicoUBSfinancial servicesinvestor protection violation2012SEC$26,600,000
UBS Global Asset ManagementUBSfinancial servicesinvestor protection violation2012SEC$300,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2012CFTC$700,000,000
ADC Telecommunications Inc.TE Connectivityelectrical and electronic equipmentFalse Claims Act and related2012DOJ_CIVIL$1,000,000
Baldor Electric Co.ABB Ltd.utilities and power generationemployment discrimination2012OFCCP$2,000,000
Vitol, Inc.Vitolfinancial servicesemployment discrimination2012EEOC$62,500
Aggregate Industries Management, Inc.Holcim Groupbuilding materialsemployment discrimination2012OFCCP$22,540
Reliance Electric, Inc.ABB Ltd.utilities and power generationwage and hour violation2012WHD$209,007
NESTLE PURINA PETCARENestlefood productsaviation safety violation2012FAA$80,000
NBTY Inc.Nestlefood productswage and hour violation2012private lawsuit-state$420,000
NovartisNovartispharmaceuticalswage and hour violation2012private lawsuit-federal$99,000,000
GenentechRochepharmaceuticalswage and hour violation2012private lawsuit-state$2,100,000
UBSUBSfinancial serviceswage and hour violation2012private lawsuit-federal$1,400,000
Hoffmann-La Roche, Inc.Rochepharmaceuticalsemployment discrimination2012private lawsuit-federal$545,833
Farmers Group, Inc.Zurich Insurancefinancial servicesbenefit plan administrator violation2012private lawsuit-federal$6,850,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2012MA-AG$395,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2012KY-AG$2,750,000
Novartis PharmaceuticalsNovartispharmaceuticalsoff-label or unapproved promotion of medical products2012TX-AG$6,638,250
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2012IN-INS$5,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2012MN-FIN$10,000
Chubb National Insurance Co.Chubb Limitedfinancial servicesinsurance violation2012MO-INS$68,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2012NH-BSR$72,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2012TX-INS$8,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2012TX-INS$27,500
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2012TX-INS$35,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2012TX-INS$6,960
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2012WA-INS$10,000
Nestle Purina PetCare CompanyNestlefood productspesticide violation2012CA-DPR$55,000
LAFARGE NORTH AMERICA, INC.Holcim Groupbuilding materialswater pollution violation2012IL-ENV$25,000
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingair pollution violation2012KY-ENV$13,500
CLARIANT CORP - FAIR LAWNClariantchemicalswater pollution violation2012NJ-ENV$9,000
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2012FINRA$2,354,584
Firestone Building ProductsHolcim Groupbuilding materialsair pollution violation2012CA-SCAQMD$400,000
Ace American InsuranceChubb Limitedfinancial serviceswage and hour violation2012MI-LEO$6,000
NBTY MANUFACTURING LLCNestlefood productsworkplace safety or health violation2012OSHA$5,898
NESTLE USANestlefood productsworkplace safety or health violation2012OSHA$5,850
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2012OSHA$8,995
AGGREGATE INDUSTRIES-SWR, INC.Holcim Groupbuilding materialsworkplace safety or health violation2012OSHA$31,500
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2012OSHA$9,000
A. FINKL & SONS CO.Swiss Steelmetalsworkplace safety or health violation2012OSHA$212,000
SCHINDLER ELEVATOR, CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2012OSHA$5,400
PENTAIR RESIDENTIAL FILTRATION, LLCPentairindustrial equipmentworkplace safety or health violation2012OSHA$7,000
THOMAS & BETTS CORPORATIONABB Ltd.utilities and power generationworkplace safety or health violation2012OSHA$12,780
ACCUTEST LABORATORIESSGS S.A.miscellaneous servicesworkplace safety or health violation2012OSHA$26,560
SWISSPORT/BOSFUELSwissport Internationalbusiness serviceswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000
Lafarge North America, Inc. (NC)(Lead)Holcim Groupbuilding materialswater pollution violation2012EPA$255,143
Lafarge Building Materials, Inc.Holcim Groupbuilding materialswater pollution violation2012EPA$120,000
Lafarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2012EPA$45,980
LAFARGE MID-ATLANTIC, LLCHolcim Groupbuilding materialswater pollution violation2012EPA$2,307,112
LAFARGE NORTH AMERICA, INC. (NATIONAL CASE) (READY MIX)Holcim Groupbuilding materialswater pollution violation2012EPA$43,578
Nestle Purina Petcare CompanyNestlefood productsenvironmental violation2012EPA$395,000
Nestle Professional Vitality (Chicago, IL)Nestlefood productsair pollution violation2012EPA$65,000
RUSSELL STOVER CANDIESLindt & Sprunglifood productswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $585,000
LaFargeHolcim Groupbuilding materialswater pollution violation2012EPA$1,084,166
HOLCIM (US) INCHolcim Groupbuilding materialswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $36,500
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$8,209
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2012MSHA$9,634
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$10,437
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$7,578
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,503
Lafarge Mid-Atlantic, LLCHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,080
Lafarge Mid-Atlantic, LLCHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,961
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2012MSHA$7,187
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,503
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2012MSHA$7,578
Lafarge Mid Atlantic, LLCHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$13,268
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,503
Holcim Quarries NY, INCHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,080
Holcim Quarries NY, INCHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$16,867
Holcim Quarries NY, INCHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,080
Lafarge North America IncHolcim Groupbuilding materialsworkplace safety or health violation2012MSHA$5,080
HolcimHolcim Groupbuilding materialsair pollution violation2013EPA$20,700,000
TransoceanTransoceanoilfield services and suppliesoil spill2013EPA$1,000,000,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2013FRA$9,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.