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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
UBS AGUBSfinancial servicesinvestor protection violation2010CFTC$130,000
Adecco USAAdeccobusiness servicesemployment discrimination2010EEOC$91,500
Adecco USA Inc.Adeccobusiness servicesemployment discrimination2010EEOC$62,500
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$565,065
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$209,170
UBS Inc.UBSfinancial serviceslabor relations violation2010NLRB$26,351
KUEHNE AND NAGEL INCKuehne & Nagelfreight and logisticsaviation safety violation2010FAA$15,000
Combined Insurance Company of AmericaChubb Limitedfinancial serviceswage and hour violation2010private lawsuit-federal$6,000,000
Novartis CorporationNovartispharmaceuticalsemployment discrimination2010private lawsuit-federal$175,000,000
ACE American Insurance Company ET AL.Chubb Limitedfinancial servicesFalse Claims Act and related2010NY-AG$70,000,000
Lafarge North America Inc.Holcim Groupbuilding materialswater pollution violation2010MO-AG$150,491
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,690,000
Metropolitan Property & CasualtyZurich Insurancefinancial servicesconsumer protection violation2010MA-AG$20,000
Metropolitan Property & Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2010MA-AG$3,500,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $88,258,694
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2010HI-AG$3,333,333
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $29,000,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2010ID-AG$1,650,000
UBSUBSfinancial servicesinvestor protection violation2010MI-AG$117,000,000
Zurich American Insurance Company et al.Zurich Insurancefinancial servicesFalse Claims Act and related2010NY-AG$37,500,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2010AK-DBS$733,465
Zurich Insurance GroupZurich Insurancefinancial servicesinsurance violation2010CT-INS$235,000
21st Century National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010NJ-DBI$10,000
Ace Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2010OR-FIN$7,900
UBS Securities LLCUBSfinancial servicesinvestor protection violation2010TX-SEC$6,640,432
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2010TX-INS$147,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$32,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$45,000
American Guarantee & Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$30,000
FOREMOST INSURANCE CO.Zurich Insurancefinancial servicesinsurance violation2010VA-INS$6,000
UBS FINANCIAL SERVICES, INC.UBSfinancial servicesinvestor protection violation2010VA-SEC$625,000
LONZA INCLonzachemicalsenvironmental violation2010PA-ENV$9,240
Thomas & BettsABB Ltd.utilities and power generationair pollution violation2010AR-ENV$18,000
ABB, Inc.ABB Ltd.utilities and power generationenvironmental violation2010AZ-DEQ$30,000
Baldor Electric Co.ABB Ltd.utilities and power generationenvironmental violation2010AZ-DEQ$10,000
Arch Chemicals, Inc.Arxadachemicalspesticide violation2010CA-DPR$19,360
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2010CO-DPHE$34,793
LAFARGE GYPSUM MANUFACTURING FACILITYHolcim Groupbuilding materialsdrinking water violation2010FL-DEP$5,200
Lafarge Corp.Holcim Groupbuilding materialsenvironmental violation2010IA-ENV$135,031
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2010IL-ENV$85,025
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2010NJ-ENV$18,000
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2010NJ-ENV$30,000
Lafarge North AmericaHolcim Groupbuilding materialsenvironmental violation2010OH-ENV$6,738
LAFARGE BUILDING MATERIALS INCHolcim Groupbuilding materialsair pollution violation2010SC-ENV$6,000
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2010OSHA$10,425
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2010OSHA$7,560
ALCON RESEARCH, LTDAlcon Inc.medical equipment and suppliesworkplace safety or health violation2010OSHA$30,300
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2010OSHA$69,300
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2010OSHA$5,000
SWISSPORT CARGO SERVICES L PSwissport Internationalbusiness servicesworkplace safety or health violation2010OSHA$19,120
AGGREGATE INDUSTRIES-NORTHEAST REGIONHolcim Groupbuilding materialsworkplace safety or health violation2010OSHA$6,300
NESTLE USANestlefood productsworkplace safety or health violation2010OSHA$6,750
LAFARGE NORTH AMERICA, INCHolcim Groupbuilding materialsair pollution violation2010EPA$315,481
LAFARGE NORTH AMERICA, INC. (NATIONAL CASE) (ARGOS CEMENT LLC)Holcim Groupbuilding materialsair pollution violation2010EPA$891,192
HOMAC MANUFACTURING COMPANYABB Ltd.utilities and power generationhazardous waste violation2010EPA$21,800
HOLCIM (US) INC. (HOLNAM INC. DUNCEE CEMENT)Holcim Groupbuilding materialsair pollution violation2010EPA$159,607
LONZA INCLonzachemicalsenvironmental violation2010EPA$7,500
Lafarge North America, Inc.Holcim Groupbuilding materialsair pollution violation2010EPA$315,481
LAFARGE NORTH AMERICA, INCHolcim Groupbuilding materialsair pollution violation2010EPA$1,026,192
LAFARGE CORPORATION SEATTLE PLANTHolcim Groupbuilding materialsair pollution violation2010EPA$315,481
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge MidwestHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,503
Lafarge MidwestHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$9,882
Lafarge Midwest IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$9,277
Holcim - NER, IncHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$15,971
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$27,259
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,080
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$25,163
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,503
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$23,229
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$23,229
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$23,229
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$23,229
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$23,229
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$23,229
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$9,634
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$16,867
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$9,634
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$62,291
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$6,624
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$21,442
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$12,248
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$40,180
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$5,080
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$16,867
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$16,867
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.