Violation Tracker

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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
UBS	$31,069,299,125	179
Novartis	$2,449,415,337	36
Transocean	$1,659,498,859	11
Glencore	$1,223,027,448	11
Holcim Group	$1,094,803,406	890
Sandoz Group	$693,683,118	12
Julius Baer Group	$626,000,000	2
ABB Ltd.	$566,854,938	53
Roche	$432,796,105	26
Zurich Insurance	$385,111,584	186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company	Current Parent	Current Parent Industry	Primary Offense Type	Year	Agency	Penalty Amount
ABB INC	ABB Ltd.	utilities and power generation	motor vehicle safety violation	2005	FMCSA	$6,680
NBTY, Inc.	Nestle	food products	consumer protection violation	2005	FTC	$2,000,000
Kuehne & Nagel, Inc.	Kuehne & Nagel	freight and logistics	economic sanction violation	2005	OFAC	$18,957
NESTLE PURINA PETCARE COMPANY	Nestle	food products	benefit plan administrator violation	2005	EBSA	$10,001
Lafarge Building Materials	Holcim Group	building materials	wage and hour violation	2005	WHD	$158,120
Lafarge North America - Gypsum Division	Holcim Group	building materials	labor relations violation	2005	NLRB	$6,034
Combined Insurance Company of America	Chubb Limited	financial services	employment discrimination	2005	private lawsuit-federal	$8,500,000
UBS Securities LLC	UBS	financial services	investor protection violation	2005	SEC	$700,000
Credit Suisse First Boston, LLC	UBS	financial services	investor protection violation	2005	SEC	$200,000
Geneva Pharmaceuticals	Novartis	pharmaceuticals	price-fixing or anti-competitive practices	2005	MULTI-AG	$15,350,000
Coast National Insurance Co.	Zurich Insurance	financial services	insurance violation	2005	CA-INS	$120,000
Federal Insurance Co.	Chubb Limited	financial services	insurance violation	2005	CO-INS	$16,000
Metropolitan Property and Casualty Insurance Co.	Zurich Insurance	financial services	insurance violation	2005	MN-FIN	$5,000
Farmers Insurance Company of Oregon	Zurich Insurance	financial services	insurance violation	2005	OR-FIN	$11,000
Combined Insurance Company of America	Chubb Limited	financial services	insurance violation	2005	PA-INS	$50,000
Foremost Insurance Company of Grand Rapids, Michigan	Zurich Insurance	financial services	insurance violation	2005	PA-INS	$5,000
LONZA INC	Lonza	chemicals	environmental violation	2005	PA-ENV	$31,145
Vitol	Vitol	financial services	air pollution violation	2005	CA-ARB	$20,000
Holcim (US) Inc.	Holcim Group	building materials	air pollution violation	2005	CO-DPHE	$9,000
AGGREGATE INDUSTRIES NORTHEAST REGION	Holcim Group	building materials	environmental violation	2005	MA-ENV	$63,000
LAFARGE BUILDING MATERIALS	Holcim Group	building materials	air pollution violation	2005	MD-ENV	$20,000
NESTLE USA INC BEVERAGE DIVISION	Nestle	food products	air pollution violation	2005	NJ-ENV	$16,960
NESTLE USA INC BEVERAGE DIVISION	Nestle	food products	air pollution violation	2005	NJ-ENV	$10,240
NESTLE USA INC BEVERAGE DIVISION	Nestle	food products	air pollution violation	2005	NJ-ENV	$12,800
UBS International Inc.	UBS	financial services	investor protection violation	2005	FINRA	$10,000
ADECCO EMPLOYMENT SERVICES	Adecco	business services	workplace safety or health violation	2005	OSHA	$5,000
NESTLE USA	Nestle	food products	workplace safety or health violation	2005	OSHA	$18,475
NESTLE USA	Nestle	food products	workplace safety or health violation	2005	OSHA	$18,635
GHIRARDELLI CHOCOLATE COMPANY	Lindt & Sprungli	food products	workplace safety or health violation	2005	OSHA	$7,955
AGGREGATE INDUSTRIES	Holcim Group	building materials	workplace safety or health violation	2005	OSHA	$5,000
TYCO ELECTRONICS/MADISON CABLE CORP.	TE Connectivity	electrical and electronic equipment	workplace safety or health violation	2005	OSHA	$5,625
KUHLMAN ELECTRIC CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$17,075
A. FINKL & SONS CO.	Swiss Steel	metals	workplace safety or health violation	2005	OSHA	$7,000
PENTAIR WATER POOL AND SPA, INC.	Pentair	industrial equipment	workplace safety or health violation	2005	OSHA	$8,085
SULZER EUROFLAMM US, INC.	Sulzer	construction and engineering	workplace safety or health violation	2005	OSHA	$6,250
ABB, INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$7,800
NESTLES PREPARED FOODS	Nestle	food products	workplace safety or health violation	2005	OSHA	$7,875
KUHLMAN ELECTRIC CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$5,000
THOMAS & BETTS INC	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$7,650
NESTLE PURINA PETCARE COMPANY	Nestle	food products	environmental violation	2005	EPA	$18,282
LONZA INCORPORATED	Lonza	chemicals	environmental violation	2005	EPA	$80,000
Vitol S.A., Inc.	Vitol	financial services	air pollution violation	2005	EPA	$41,600
Holcim (US) Incorporated	Holcim Group	building materials	workplace safety or health violation	2005	MSHA	$24,000
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2005	MSHA	$5,000
Holcim (US) Inc.	Holcim Group	building materials	workplace safety or health violation	2005	MSHA	$28,500
Holcim (US) Inc.	Holcim Group	building materials	workplace safety or health violation	2005	MSHA	$13,000
CAMBREX BIO SCIENCE WALKERSVILLE, INC	Lonza	chemicals	motor vehicle safety violation	2006	FMCSA	$6,050
NOVARTIS PHARMACEUTICALS CORPORATION	Novartis	pharmaceuticals	benefit plan administrator violation	2006	EBSA	$10,001
Adecco, USA	Adecco	business services	wage and hour violation	2006	WHD	$33,450
Pentair, Inc.	Pentair	industrial equipment	Family and Medical Leave Act	2006	WHD	$11,000
Aggregate Industries - WRC, Inc	Holcim Group	building materials	wage and hour violation	2006	WHD	$550,000
Aggregate Industries, Inc	Holcim Group	building materials	wage and hour violation	2006	WHD	$29,791
Aggregate Industries, Inc	Holcim Group	building materials	wage and hour violation	2006	WHD	$49,667
Aggregate Industries	Holcim Group	building materials	wage and hour violation	2006	WHD	$7,671
Baldor Electric Company, Inc.	ABB Ltd.	utilities and power generation	wage and hour violation	2006	WHD	$14,809
Nestle Purina PetCare	Nestle	food products	labor relations violation	2006	NLRB	$43,519
ABB Inc.	ABB Ltd.	utilities and power generation	labor relations violation	2006	NLRB	$20,000
Nestle USA Prepared Foods Division Inc.	Nestle	food products	employment discrimination	2006	OFCCP	$120,000
InterMune Inc.	Roche	pharmaceuticals	off-label or unapproved promotion of medical products	2006	FDA	$36,900,000
Lafarge Corp.	Holcim Group	building materials	wage and hour violation	2006	MO-DLIR	$5,500
Adecco USA	Adecco	business services	wage and hour violation	2006	private lawsuit-state	$848,964
Adecco USA	Adecco	business services	wage and hour violation	2006	private lawsuit-state	$3,000,000
UBS Global Asset Management	UBS	financial services	benefit plan administrator violation	2006	private lawsuit-federal	$5,493,000
ACE, Ltd	Chubb Limited	financial services	price-fixing or anti-competitive practices	2006	MULTI-AG	$80,000,000
ADC Telecommunications Inc.	TE Connectivity	electrical and electronic equipment	benefit plan administrator violation	2006	private lawsuit-federal	$3,250,000
Chubb	Chubb Limited	financial services	price-fixing or anti-competitive practices	2006	MULTI-AG	$17,000,000
InterMune Inc.	Roche	pharmaceuticals	off-label or unapproved promotion of medical products	2006	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,700,000
UBS Financial Services Inc.	UBS	financial services	investor protection violation	2006	NJ-AG	$24,750,000
Zurich American Insurance Company	Zurich Insurance	financial services	price-fixing or anti-competitive practices	2006	MULTI-AG	$171,700,000
Zurich American Insurance Company	Zurich Insurance	financial services	price-fixing or anti-competitive practices	2006	OH-AG	$7,000,000
Zurich American Insurance Co.	Zurich Insurance	financial services	insurance violation	2006	CA-INS	$15,000
Combined Insurance Company of America	Chubb Limited	financial services	insurance violation	2006	FL-OFR	$9,750
Universal Underwriters Insurance Company	Zurich Insurance	financial services	insurance violation	2006	IN-INS	$948,240
Metropolitan Property and Casualty Co.	Zurich Insurance	financial services	insurance violation	2006	KS-INS	$5,000
UBS Financial Services, Inc.	UBS	financial services	investor protection violation	2006	MT-FIN	$4,503,166
Combined Insurance Company of America	Chubb Limited	financial services	insurance violation	2006	OR-FIN	$9,000
ACE American Reinsurance Company	Chubb Limited	financial services	insurance violation	2006	OR-FIN	$8,300
Empire Fire & Marine Insurance Company	Zurich Insurance	financial services	insurance violation	2006	PA-INS	$20,000
BRISTOL WEST INSURANCE COMPANY	Zurich Insurance	financial services	insurance violation	2006	VA-INS	$20,000
Universal Underwriters Life Insurance Company	Zurich Insurance	financial services	insurance violation	2006	VA-INS	$24,000
HOLCIM (US) INC	Holcim Group	building materials	environmental violation	2006	PA-ENV	$41,500
Glencore	Glencore	financial services	air pollution violation	2006	CA-ARB	$10,000
Lonza Inc.	Lonza	chemicals	pesticide violation	2006	CA-DPR	$39,000
Arch Chemicals, Inc.	Arxada	chemicals	pesticide violation	2006	CA-DPR	$114,900
Aggregate Industries	Holcim Group	building materials	environmental violation	2006	CO-DPHE	$11,426
Arch Chemicals Inc	Arxada	chemicals	environmental violation	2006	LA-ENV	$6,109
AGGREGATE INDUSTRIES NORTHEAST REGION	Holcim Group	building materials	environmental violation	2006	MA-ENV	$13,000
AGGREGATE INDUSTRIES NORTHEAST	Holcim Group	building materials	environmental violation	2006	MA-ENV	$10,000
NESTLE USA INC BEVERAGE DIVISION	Nestle	food products	air pollution violation	2006	NJ-ENV	$6,000
ARYZTA	Aryzta	food products	water pollution violation	2006	NJ-ENV	$27,000
NESTLE USA INC BEVERAGE DIVISION	Nestle	food products	air pollution violation	2006	NJ-ENV	$14,720
LAFARGE BUILDING MATERIALS, INC.	Holcim Group	building materials	air pollution violation	2006	SC-ENV	$24,000
Credit Suisse Securities (USA), LLC	UBS	financial services	investor protection violation	2006	FINRA	$225,000
MALARKEY ROOFING PRODUCTS	Holcim Group	building materials	workplace safety or health violation	2006	OSHA	$7,500
SHURFLO PUMP MANUFACTURING	Pentair	industrial equipment	workplace safety or health violation	2006	OSHA	$5,245
TYCO ELECTRONICS	TE Connectivity	electrical and electronic equipment	workplace safety or health violation	2006	OSHA	$5,654
LAFARGE NORTH AMERICA	Holcim Group	building materials	workplace safety or health violation	2006	OSHA	$8,400
A. FINKL & SONS CO.	Swiss Steel	metals	workplace safety or health violation	2006	OSHA	$96,000
THOMAS & BETTS CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2006	OSHA	$6,750
NESTLE, INC.	Nestle	food products	environmental violation	2006	EPA	$23,075
Arch Wood Protection, Inc.	Arxada	chemicals	environmental violation	2006	EPA	$29,704