Violation Tracker Individual Record
Date:December 19, 2012
Primary Offense:interest rate benchmark manipulation
The U.S. Commodity Futures Trading Commission announced an Order against UBS AG and UBS Securities Japan Co. settling charges of manipulation, attempted manipulation and false reporting of certain global benchmark interest rates.
Level of Government:federal
Action Type:agency action
Agency:Commodity Futures Trading Commission
Civil or Criminal Case:civil
HQ Country of Parent:Switzerland
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
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