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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
UBS AGUBSfinancial servicesinvestor protection violation2021CFTC$500,000
Credit Suisse Group AGUBSfinancial servicesfraud2021DOJ_CRIMINAL$175,500,000
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2021MN-FIN$15,400
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2021SEC$99,000,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021TX-INS$19,500
Farmers Insurance Company of Washington et al.Zurich Insurancefinancial servicesinsurance violation2021WA-INS$20,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2021WA-INS$5,000
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2021WA-INS$10,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021WA-INS$20,000
Credit Suisse SecuritiesUBSfinancial servicesinvestor protection violation2022FINRA$9,000,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2021MO-INS$23,150
Zurich American Life Insurance Company of New YorkZurich Insurancefinancial servicesinsurance violation2020NY-DFS$25,000
Corpus Christi Alumina LLCGlencorefinancial servicesenvironmental violation2021TX-ENV$32,400
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$19,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$6,000
Chubb Seguros Mexico, S.A.Chubb Limitedfinancial servicesinsurance violation2022TX-INS$100,000
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2021TX-INS$45,000
Credit Suisse Energy LLCUBSfinancial servicesutility service violation2017TX-PUC$7,500
ACE American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2022ID-INS$156,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022NY-DFS$2,200,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$7,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$14,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2022TX-INS$6,500
Glencore International A.G. and Glencore Ltd.Glencorefinancial servicesForeign Corrupt Practices Act2022DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000
Glencore International A.G.Glencorefinancial servicesprice-fixing or anti-competitive practices2022CFTC$1,186,000,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$25,000,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$925,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$10,600
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$20,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$72,000
Credit SuisseUBSfinancial servicesinvestor protection violation2022CFTC$75,000,000
UBS AGUBSfinancial servicesinvestor protection violation2022CFTC$75,000,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2022FINRA$2,500,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2022SEC$125,000,000
UBS Securities LLC and UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$125,000,000
Credit Suisse Securities (USA) LLC et al.UBSfinancial servicesinvestor protection violation2022NJ-AG$495,000,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$17,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$7,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$22,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$58,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$21,800
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$34,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$60,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$97,200
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$24,750
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$12,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
Ace Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$6,250
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$12,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023UT-INS$79,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,875,000
Credit Suisse GroupAGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit Suisse Securities (USA) LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Glencore Ltd.Glencorefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$9,850,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$17,900,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
UBS Securities LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
UBSUBSfinancial servicesbanking violation2023TX-AG$850,000
Credit SuisseUBSfinancial servicesconsumer protection violation2016private lawsuit-federal$110,000,000
UBS Securities LLCUBSfinancial servicesconsumer protection violation2015private lawsuit-federal$78,333,333
Farmers Insurance CompanyZurich Insurancefinancial servicesconsumer protection violation2011private lawsuit-federal$10,975,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023CT-INS$72,500
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2022CT-INS$20,000
Metropolitan Group Property & Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022CT-INS$34,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022CT-INS$12,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$10,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$21,500
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$12,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$38,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$69,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$80,300
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$8,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$14,000
Chubb Indemnity Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$8,000
Mid-Century Insurance Company and Truck Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2023VA-INS$36,497
Credit Suisse Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$550,000
UBS Group AGUBSfinancial servicesbanking violation2023FED$268,500,000
UBS AGUBSfinancial servicestoxic securities abuses2023DOJ_CIVIL$1,435,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$13,750,000
Ace American InsuranceChubb Limitedfinancial serviceswage and hour violation2012MI-LEO$6,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$12,750
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$6,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$42,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$12,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$90,950
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.