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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$6,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit SuisseUBSfinancial servicesconsumer protection violation2016private lawsuit-federal$110,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
SULZER TURBO SERVICES HOUSTON, INC.Sulzerconstruction and engineeringworkplace safety or health violation2016OSHA$6,000
ABB INCORPORATEDABB Ltd.utilities and power generationworkplace safety or health violation2016OSHA$15,000
TE CONNECTIVITY LTDTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2016OSHA$7,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2016OSHA$13,000
ALCON LABORATORIES, INC.Alcon Inc.medical equipment and suppliesworkplace safety or health violation2016OSHA$16,480
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2016OSHA$33,850
BARRY CALLEBAUT USA, LLCBarry Callebautfood productsworkplace safety or health violation2016OSHA$5,070
NESTLE PREPARED FOODS COMPANYNestlefood productsworkplace safety or health violation2016OSHA$5,000
RUSSELL STOVER CHOCOLATES, LLC.Lindt & Sprunglifood productsworkplace safety or health violation2016OSHA$6,971
Givaudan Flavors CorporationGivaudanmiscellaneous manufacturingenvironmental violation2016EPA$94,500
HOLCIM (US) INC. GEOCYCLE (US), LLCHolcim Groupbuilding materialshazardous waste violation2016EPA$75,000
CHEMOIL CORPORATIONGlencorefinancial servicesair pollution violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Vitol, Inc.Vitolfinancial servicesair pollution violation2016EPA$17,934
Vitol Inc.Vitolfinancial servicesair pollution violation2016EPA$9,814
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$15,103
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$11,880
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,338
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$31,557
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$6,367
Lafarge West, IncHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,000
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,338
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2016MSHA$10,289
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2016MSHA$5,861
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2016MSHA$6,500
UBS AGUBSfinancial servicesbanking violation2015FED$342,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$203,000,000
UBS Willow Management LLC and UBS Fund Advisor LLCUBSfinancial servicesinvestor protection violation2015SEC$17,500,000
UBS AGUBSfinancial servicesinvestor protection violation2015SEC$19,500,000
UBS Financial Services Inc. of Puerto RicoUBSfinancial servicesinvestor protection violation2015SEC$15,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesdata submission deficiencies2015SEC$4,250,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2015SEC$14,400,000
Novartis PharmaceuticalsNovartispharmaceuticalskickbacks and bribery2015USAO$390,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2015OFAC$1,700,100
SGSSGS S.A.miscellaneous servicesrailroad safety violation2015FRA$6,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2015HHSOIG$12,640,000
Aryzta Holdings IV LLCAryztafood productswage and hour violation2015WHD$165,921
Lafarge North America, IncHolcim Groupbuilding materialswage and hour violation2015WHD$404,500
Accutest Corp. aka Accutest LaboratoriesSGS S.A.miscellaneous servicesfraud2015USAO$3,000,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2015SEC$480,000
UBSUBSfinancial serviceswage and hour violation2015private lawsuit-federal$1,312,500
Accutest LaboratoriesSGS S.A.miscellaneous servicesAmericans with Disabilities Act2015NJ-AG$2,000,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous serviceshazardous waste violation2015MA-AG$100,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $83,129,754
TransoceanTransoceanoilfield services and suppliesoil spill2015AL-AG$20,000,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$58,000
Foremost Property & Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$21,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015ID-INS$5,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2015MD-INS$25,000
Empire Fire and Marine Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2015MD-INS$8,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$87,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2015NY-DFS$50,000
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$36,500
21st Century National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$25,000
Metropolitan Group Property and Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$30,000
Foremost Insurance Group et al.Zurich Insurancefinancial servicesinsurance violation2015SD-INS$750,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015SD-INS$100,000
ACE American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$250,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$9,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$16,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$49,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$6,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$9,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$90,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$9,900
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$15,200
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$7,000
American Guarantee and Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$15,000
FEDERAL INSURANCE CO.,Chubb Limitedfinancial servicesinsurance violation2015VA-INS$132,761
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$100,000
Bankers Standard Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015WA-INS$25,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$300,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2015PA-ENV$5,991
Baldor Electric CompanyABB Ltd.utilities and power generationhazardous waste violation2015AR-ENV$7,500
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2015CO-DPHE$9,800
Aggregate Industries - WCR, Inc.Holcim Groupbuilding materialsmining environmental violation2015CO-DRMS$35,000
Pentair Pump Group, Inc.Pentairindustrial equipmentenvironmental violation2015LA-ENV$8,114
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingwater pollution violation2015NJ-ENV$12,000
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2015NM-ENV$50,400
LaFarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2015NY-ENV$59,000
UBS Financial Services Incorporated of Puerto RicoUBSfinancial servicesinvestor protection violation2015FINRA$18,500,000
UBS Securities LLCUBSfinancial servicesconsumer protection violation2015private lawsuit-federal$78,333,333
Ghiradelli Chocolate Co.Lindt & Sprunglifood productsconsumer protection violation2015private lawsuit-federal$5,250,000
BARRY CALLEBAUT U.S.A., LLCBarry Callebautfood productsworkplace safety or health violation2015OSHA$6,350
ARYZTAAryztafood productsworkplace safety or health violation2015OSHA$15,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2015OSHA$5,600
PENTAIR, INC.Pentairindustrial equipmentworkplace safety or health violation2015OSHA$14,400
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2015OSHA$6,501
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2015OSHA$7,000
BARRY CALLEBAUT U.S.A. LLCBarry Callebautfood productsworkplace safety or health violation2015OSHA$7,560
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.