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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000$41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Holcim (Texas) Limited PartnershipHolcim Groupbuilding materialsenvironmental violation2019TX-ENV$5,871
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2019FINRA$6,500,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2019FINRA$2,000,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$10,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$50,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2019OSHA$12,725
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2019OSHA$12,725
ADECCO USA, INC.Adeccobusiness servicesworkplace safety or health violation2019OSHA$8,700
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2019OSHA$32,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2019OSHA$34,099
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2019OSHA$21,356
CLARIANT PLASTICS & COATINGS USA INC.Clariantchemicalsworkplace safety or health violation2019OSHA$9,282
PENTAIR WATER FILTRATION COMPANYPentairindustrial equipmentworkplace safety or health violation2019OSHA$22,163
HOLCIM INC.Holcim Groupbuilding materialsworkplace safety or health violation2019OSHA$31,880
PENTAIR AQUATIC ECO-SYSTEMS, INC.Pentairindustrial equipmentworkplace safety or health violation2019OSHA$5,683
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$11,566
ARYZTA LLCAryztafood productsworkplace safety or health violation2019OSHA$7,711
BARRY CALLEBAUT USA, LLC.Barry Callebautfood productsworkplace safety or health violation2019OSHA$8,502
PENTAIR FLOW TECHNOLOGIES, LLCPentairindustrial equipmentworkplace safety or health violation2019OSHA$31,809
FIRESTONE BUILDING PRODUCTSHolcim Groupbuilding materialsworkplace safety or health violation2019OSHA$6,073
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,214
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2019MSHA$10,746
Aggregate Industries SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$8,468
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,214
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,341
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,341
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,239
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,239
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,239
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,239
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$6,148
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$20,416
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,676
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$18,846
Holcim - MWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$6,148
Holcim SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,214
Holcim SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,214
Holcim SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$15,206
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$9,173
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$9,173
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,504
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$6,148
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$11,661
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$9,173
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$10,764
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$26,411
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$11,867
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,817
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$6,258
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,817
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,817
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$14,823
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,817
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$12,632
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$22,113
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$9,173
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$7,817
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$11,661
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$28,114
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$6,148
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$14,823
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$11,661
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$28,114
Lafarge North America IncHolcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,676
Lafarge North America IncHolcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,676
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$6,230
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,776
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$5,776
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2019MSHA$9,173
UBS AGUBSfinancial servicesinvestor protection violation2018CFTC$15,000,000
Regus ManagementInternational Workplace Groupbusiness serviceswage and hour violation2018private lawsuit-state$5,300,000
Credit Suisse (Hong Kong) LimitedUBSfinancial servicesForeign Corrupt Practices Act2018DOJ_CRIMINAL$47,029,916
UBS Financial Services Inc.UBSfinancial serviceswage and hour violation2018WHD$6,246
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2018SEC$29,700,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2018SEC$5,000,000
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2018private lawsuit-state$1,268,283
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$7,500
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2018SEC$5,000,000
UBS Financial Services Inc.UBSfinancial servicesanti-money-laundering deficiencies2018FINCEN$5,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2018NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018MULTI-AG$68,000,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2018NY-AG$230,000,000
SGS North America, Inc.SGS S.A.miscellaneous serviceswage and hour violation2018WHD$16,981
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2018MT-FIN$20,000
Chubb Ltd.Chubb Limitedfinancial servicesinsurance violation2018NY-DFS$1,300,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$53,750
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$42,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$40,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$22,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.