Holcim (Texas) Limited Partnership | Holcim Group | building materials | environmental violation | 2019 | TX-ENV | $5,871 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2019 | FINRA | $6,500,000 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2019 | FINRA | $2,000,000 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $5,000 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,500 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $5,000 |
CLARIANT CORPORATION | Clariant | chemicals | railroad safety violation | 2019 | FRA | $5,000 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $10,500 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,250 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,250 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,250 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $5,000 |
SGS NORTH AMERICA, INC. | SGS S.A. | miscellaneous services | workplace safety or health violation | 2019 | OSHA | $50,000 |
ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $12,725 |
ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $12,725 |
ADECCO USA, INC. | Adecco | business services | workplace safety or health violation | 2019 | OSHA | $8,700 |
NESTLE USA, INC. | Nestle | food products | workplace safety or health violation | 2019 | OSHA | $32,000 |
ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $34,099 |
ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $21,356 |
CLARIANT PLASTICS & COATINGS USA INC. | Clariant | chemicals | workplace safety or health violation | 2019 | OSHA | $9,282 |
PENTAIR WATER FILTRATION COMPANY | Pentair | industrial equipment | workplace safety or health violation | 2019 | OSHA | $22,163 |
HOLCIM INC. | Holcim Group | building materials | workplace safety or health violation | 2019 | OSHA | $31,880 |
PENTAIR AQUATIC ECO-SYSTEMS, INC. | Pentair | industrial equipment | workplace safety or health violation | 2019 | OSHA | $5,683 |
SGS NORTH AMERICA, INC. | SGS S.A. | miscellaneous services | workplace safety or health violation | 2019 | OSHA | $11,566 |
ARYZTA LLC | Aryzta | food products | workplace safety or health violation | 2019 | OSHA | $7,711 |
BARRY CALLEBAUT USA, LLC. | Barry Callebaut | food products | workplace safety or health violation | 2019 | OSHA | $8,502 |
PENTAIR FLOW TECHNOLOGIES, LLC | Pentair | industrial equipment | workplace safety or health violation | 2019 | OSHA | $31,809 |
FIRESTONE BUILDING PRODUCTS | Holcim Group | building materials | workplace safety or health violation | 2019 | OSHA | $6,073 |
Holcim (US) Incorporated | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
Holcim (US) Incorporated | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $10,746 |
Aggregate Industries SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $8,468 |
Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
Holcim - MAMR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,341 |
Holcim - MAMR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,341 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $20,416 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,676 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $18,846 |
Holcim - MWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
Holcim SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
Holcim SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
Holcim SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $15,206 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,504 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $11,661 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $10,764 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $26,411 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $11,867 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,817 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,258 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,817 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,817 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $14,823 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,817 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $12,632 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $22,113 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,817 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $11,661 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $28,114 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $14,823 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $11,661 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $28,114 |
Lafarge North America Inc | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,676 |
Lafarge North America Inc | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,676 |
Holcim - MAR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,230 |
Holcim - MAR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,776 |
Holcim - MAR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,776 |
Holcim - MAR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
UBS AG | UBS | financial services | investor protection violation | 2018 | CFTC | $15,000,000 |
Regus Management | International Workplace Group | business services | wage and hour violation | 2018 | private lawsuit-state | $5,300,000 |
Credit Suisse (Hong Kong) Limited | UBS | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
UBS Financial Services Inc. | UBS | financial services | wage and hour violation | 2018 | WHD | $6,246 |
Roche Diagnostics Corporation | Roche | pharmaceuticals | employment discrimination | 2018 | OFCCP | $261,782 |
Credit Suisse Group AG | UBS | financial services | Foreign Corrupt Practices Act | 2018 | SEC | $29,700,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2018 | SEC | $5,000,000 |
Adecco USA, Inc. | Adecco | business services | wage and hour violation | 2018 | private lawsuit-state | $1,268,283 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2018 | FRA | $10,000 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2018 | FRA | $5,000 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2018 | FRA | $10,000 |
SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2018 | FRA | $7,500 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2018 | SEC | $5,000,000 |
UBS Financial Services Inc. | UBS | financial services | anti-money-laundering deficiencies | 2018 | FINCEN | $5,000,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2018 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | MULTI-AG | $68,000,000 |
UBS Securities LLC | UBS | financial services | toxic securities abuses | 2018 | NY-AG | $230,000,000 |
SGS North America, Inc. | SGS S.A. | miscellaneous services | wage and hour violation | 2018 | WHD | $16,981 |
Federal Insurance Co. | Chubb Limited | financial services | insurance violation | 2018 | MT-FIN | $20,000 |
Chubb Ltd. | Chubb Limited | financial services | insurance violation | 2018 | NY-DFS | $1,300,000 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2018 | TX-INS | $53,750 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2018 | TX-INS | $42,000 |
Security National Insurance Company | Zurich Insurance | financial services | insurance violation | 2018 | TX-INS | $40,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2018 | TX-INS | $22,000 |