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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000$41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,011
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,011
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$12,754
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$24,186
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,290
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$12,754
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,290
Holcim SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$26,202
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,208
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,208
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,620
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$24,186
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,285
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$33,310
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$12,754
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,208
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,290
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$11,772
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$20,612
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$16,213
Holcim US Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,208
Holcim US Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim US Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$11,772
Holcim US Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,725
Holcim US Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
SGS North America IncSGS S.A.miscellaneous servicesenvironmental violation2021FL-DEP$19,500
Aggregate Industries - Northeast Region, Inc.Holcim Groupbuilding materialsair pollution violation2021MA-AG$990,000
Holcim Inc.Holcim Groupbuilding materialsenvironmental violation2021NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $850,000
Farmers InsuranceZurich Insurancefinancial servicesinsurance violation2021OK-AG$25,000,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2021UT-INS$41,500
Metropolitan Property and Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2021VT-FIN$13,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicesmoney laundering2021DOJ_CRIMINAL$79,000,000
Swiss Life Holding AG et al.Swiss Life Groupfinancial servicestax violations2021DOJ_TAX$77,374,337
Holcim (US) Inc.Holcim Groupbuilding materialswater pollution violation2021USAO$850,000
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2021AL-ENV$50,750
Credit SuisseUBSfinancial servicesinvestor protection violation2021CFTC$1,500,000
Lonza America LLCLonzachemicalsemployment discrimination2021EEOC$150,000
Nestle USA, Inc.Nestlefood productsenvironmental violation2021IN-ENV$9,000
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021MD-INS$7,000
Holcim (US) Inc. dba LaFarge Alpena PlantHolcim Groupbuilding materialsair pollution violation2021MI-ENV$170,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2021OR-FIN$15,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2021SEC$8,112,174
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2021TX-INS$19,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021TX-INS$5,000
Foremost Insurance Company Grand Rapids MichiganZurich Insurancefinancial servicesinsurance violation2021WA-INS$75,000
Nestle Purina Petcare Company, Inc.Nestlefood productsenvironmental violation2021private lawsuit-federal$800,000
Holcim, Inc.Holcim Groupbuilding materialsenvironmental violation2021AL-ENV$75,000
Holcim (US) Inc.Holcim Groupbuilding materialsenvironmental violation2021CO-DPHE$246,500
UBS AGUBSfinancial servicesinvestor protection violation2021CFTC$500,000
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2021IL-ENV$28,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2021DOJ_CIVIL$185,000,000
Credit Suisse Group AGUBSfinancial servicesfraud2021DOJ_CRIMINAL$175,500,000
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2021MN-FIN$15,400
ARYZTAAryztafood productsenvironmental violation2021NJ-ENV$8,000
Malarkey Roofing CompanyHolcim Groupbuilding materialsenvironmental violation2021OR-ENV$2,105,405
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2021SEC$99,000,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021TX-INS$19,500
Farmers Insurance Company of Washington et al.Zurich Insurancefinancial servicesinsurance violation2021WA-INS$20,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2021WA-INS$5,000
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2021WA-INS$10,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021WA-INS$20,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2021MO-INS$23,150
Corpus Christi Alumina LLCGlencorefinancial servicesenvironmental violation2021TX-ENV$32,400
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2021TX-INS$45,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
Roche Diagnostics Corp.RochepharmaceuticalsFalse Claims Act and related2021private lawsuit-federal$6,250,000
TE CONNECTIVITYTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2021OSHA$34,050
REDLAND QUARRIES NY INC.Holcim Groupbuilding materialsworkplace safety or health violation2021OSHA$40,959
ADECCO INC.Adeccobusiness servicesworkplace safety or health violation2021OSHA$10,000
BARRY CALLEBAUT USA LLCBarry Callebautfood productsworkplace safety or health violation2021OSHA$11,400
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2021OSHA$41,000
BARRY CALLEBAUT USA, L.L.C.Barry Callebautfood productsworkplace safety or health violation2021OSHA$84,570
ROCHE MOLECULAR SYSTEMS, INC.Rochepharmaceuticalsworkplace safety or health violation2021OSHA$9,300
RUSSELL STOVER CANDIESLindt & Sprunglifood productsworkplace safety or health violation2021OSHA$14,502
HOLCIM (US) INC/GEOCYCLE LLCHolcim Groupbuilding materialshazardous waste violation2021EPA$9,100
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.