Violation Tracker

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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
UBS	$31,069,299,125	179
Novartis	$2,449,415,337	36
Transocean	$1,659,498,859	11
Glencore	$1,223,027,448	11
Holcim Group	$1,094,803,406	890
Sandoz Group	$693,683,118	12
Julius Baer Group	$626,000,000	2
ABB Ltd.	$566,854,938	53
Roche	$432,796,105	26
Zurich Insurance	$385,111,584	186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company	Current Parent	Current Parent Industry	Primary Offense Type	Year	Agency	Penalty Amount
Arch Wood Protection, Inc.	Arxada	chemicals	environmental violation	2006	EPA	$29,704
Arch Chemicals, Inc	Arxada	chemicals	environmental violation	2006	EPA	$10,400
A. FINKL & SONS CO.	Swiss Steel	metals	air pollution violation	2006	EPA	$423,622
ROBERT GRUBER	Arxada	chemicals	environmental violation	2006	EPA	$52,000
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2006	MSHA	$5,500
Holcim - SOR, Inc	Holcim Group	building materials	workplace safety or health violation	2006	MSHA	$36,800
SIKA CORPORATION	Sika AG	chemicals	motor vehicle safety violation	2007	FMCSA	$11,280
Swiss Re Financial Products Corporation	Swiss Re	financial services	investor protection violation	2007	SEC	$95,000
Zurich Capital Markets Inc.	Zurich Insurance	financial services	investor protection violation	2007	SEC	$16,800,000
Sulzer Enpro Inc.	Sulzer	construction and engineering	wage and hour violation	2007	WHD	$6,789
UBS Financial Services, Inc.	UBS	financial services	wage and hour violation	2007	WHD	$27,152
Otis Spunkmeyer, Inc.	Aryzta	food products	wage and hour violation	2007	WHD	$46,063
Lattimore Materials Co.	Holcim Group	building materials	labor relations violation	2007	NLRB	$342,916
Kuehne & Nagel	Kuehne & Nagel	freight and logistics	labor relations violation	2007	NLRB	$14,616
Aggregate Industries Northeast Region Inc.	Holcim Group	building materials	fraud	2007	USAO	$50,000,000
UBS	UBS	financial services	wage and hour violation	2007	private lawsuit-federal	$44,000,000
UBS	UBS	financial services	wage and hour violation	2007	private lawsuit-federal	$45,000,000
ACE Limited	Chubb Limited	financial services	price-fixing or anti-competitive practices	2007	PA-AG	$9,000,000
ACE Group Holdings, Inc.	Chubb Limited	financial services	price-fixing or anti-competitive practices	2007	MULTI-AG	$4,500,000
Aggregate Industries Northeast Region, Inc.	Holcim Group	building materials	False Claims Act and related	2007	MA-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
UBS Financial Services, Inc.	UBS	financial services	investor protection violation	2007	NY-AG	$23,300,000
VITOL, S.A.	Vitol	financial services	kickbacks and bribery	2007	NY-MANDA	$17,500,000
21st Century Insurance Co. and 21st Century Casualty Co.	Zurich Insurance	financial services	insurance violation	2007	CA-INS	$50,000
UBS Financial Services Inc.	UBS	financial services	investor protection violation	2007	CT-SEC	$5,500,000
Ace American Insurance Co.	Chubb Limited	financial services	insurance violation	2007	FL-OFR	$56,000
Universal Underwriters Insurance Co.	Zurich Insurance	financial services	insurance violation	2007	MO-INS	$6,530
UBS Financial Services, Inc.	UBS	financial services	investor protection violation	2007	MO-SEC	$697,210
Universal Underwriters Insurance Company	Zurich Insurance	financial services	insurance violation	2007	NH-INS	$28,125
Farmers Insurance Company of Oregon	Zurich Insurance	financial services	insurance violation	2007	OR-FIN	$20,000
Mid-Century Insurance Company	Zurich Insurance	financial services	insurance violation	2007	OR-FIN	$20,000
ACE American Insurance Company	Chubb Limited	financial services	insurance violation	2007	OR-FIN	$15,000
Farmers Insurance Company of Oregon	Zurich Insurance	financial services	insurance violation	2007	OR-FIN	$10,000
UBS FINANCIAL SERVICES, INC.	UBS	financial services	investor protection violation	2007	VA-SEC	$100,000
Metropolitan Property and Casualty	Zurich Insurance	financial services	insurance violation	2007	VA-INS	$5,000
CHUBB INDEMNITY INSURANCE, ET AL.	Chubb Limited	financial services	insurance violation	2007	VA-INS	$5,000
Vitol	Vitol	financial services	air pollution violation	2007	CA-ARB	$150,000
Holcim (US) Inc.	Holcim Group	building materials	air pollution violation	2007	CO-DPHE	$50,000
CLARIANT PLASTICS & COATINGS USA	Clariant	chemicals	environmental violation	2007	MA-ENV	$16,848
LAFARGE NORTH AMERICA GYPSUM DIV	Holcim Group	building materials	air pollution violation	2007	NJ-ENV	$5,000
ARYZTA	Aryzta	food products	air pollution violation	2007	NJ-ENV	$20,900
CLARIANT CORPORATION	Clariant	chemicals	water pollution violation	2007	SC-ENV	$11,050
UBS Financial Services, Inc.	UBS	financial services	investor protection violation	2007	FINRA	$370,000
NBTY MANUFACTURING LLC	Nestle	food products	workplace safety or health violation	2007	OSHA	$5,300
NESTLE USA INC.	Nestle	food products	workplace safety or health violation	2007	OSHA	$11,000
OTIS SPUNKMEYER, INC.	Aryzta	food products	workplace safety or health violation	2007	OSHA	$8,370
ARCH WOOD PROTECTION	Arxada	chemicals	workplace safety or health violation	2007	OSHA	$8,750
ADECCO USA, INC.	Adecco	business services	workplace safety or health violation	2007	OSHA	$6,200
AGGREGATE INDUSTRIES	Holcim Group	building materials	workplace safety or health violation	2007	OSHA	$5,000
A. FINKL & SONS CO.	Swiss Steel	metals	workplace safety or health violation	2007	OSHA	$84,000
SWISSPORT USA, INC.	Swissport International	business services	workplace safety or health violation	2007	OSHA	$11,500
CLARIANT CORPORATION	Clariant	chemicals	environmental violation	2007	EPA	$211,200
RUSSELL STOVER CANDIES, INC.	Lindt & Sprungli	food products	air pollution violation	2007	EPA	$62,824
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$6,996
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$6,458
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,099
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$15,570
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,421
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,961
Lafarge North America Inc	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$21,877
Lafarge West Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,300
Lafarge West Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,300
Lafarge Aggregates Southeast Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,080
Lafarge Aggregates Southeast	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$20,373
Lafarge Aggregates Southeast	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$11,306
Lafarge Aggregates Southeast	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$11,306
Lafarge Aggregates Southeast	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$7,578
Lafarge Aggregates Southeast	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$7,578
Lafarge Corporation	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$12,248
Lafarge Utica Inc	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$7,500
Lafarge Midwest Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$9,600
Aggregate Industries Northeast Region Inc	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,080
Holcim (US) Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,503
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,000
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$6,996
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$6,996
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$10,000
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$5,000
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$26,248
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$8,893
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$29,529
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$29,529
Lafarge Building Materials Incorporated	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$6,458
Holcim (US) Inc.	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$37,416
Holcim (US) Inc.	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$7,578
Holcim (US) Inc.	Holcim Group	building materials	workplace safety or health violation	2007	MSHA	$9,634