LaFarge North America Inc. | Holcim Group | building materials | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $23,000,000 |
Pentair Water Pool and Spa Inc. | Pentair | industrial equipment | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $6,000,000 |
Pentair Water Pool and Spa Inc. | Pentair | industrial equipment | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $600,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $32,000,000 |
UBS Group AG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Credit Suisse | UBS | financial services | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | False Claims Act and related | 2016 | private lawsuit-federal | $35,000,000 |
SULZER TURBO SERVICES HOUSTON, INC. | Sulzer | construction and engineering | workplace safety or health violation | 2016 | OSHA | $6,000 |
ABB INCORPORATED | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2016 | OSHA | $15,000 |
TE CONNECTIVITY LTD | TE Connectivity | electrical and electronic equipment | workplace safety or health violation | 2016 | OSHA | $7,000 |
SGS NORTH AMERICA, INC. | SGS S.A. | miscellaneous services | workplace safety or health violation | 2016 | OSHA | $13,000 |
ALCON LABORATORIES, INC. | Alcon Inc. | medical equipment and supplies | workplace safety or health violation | 2016 | OSHA | $16,480 |
GIVAUDAN FLAVORS CORPORATION | Givaudan | miscellaneous manufacturing | workplace safety or health violation | 2016 | OSHA | $33,850 |
BARRY CALLEBAUT USA, LLC | Barry Callebaut | food products | workplace safety or health violation | 2016 | OSHA | $5,070 |
NESTLE PREPARED FOODS COMPANY | Nestle | food products | workplace safety or health violation | 2016 | OSHA | $5,000 |
RUSSELL STOVER CHOCOLATES, LLC. | Lindt & Sprungli | food products | workplace safety or health violation | 2016 | OSHA | $6,971 |
Givaudan Flavors Corporation | Givaudan | miscellaneous manufacturing | environmental violation | 2016 | EPA | $94,500 |
HOLCIM (US) INC. GEOCYCLE (US), LLC | Holcim Group | building materials | hazardous waste violation | 2016 | EPA | $75,000 |
CHEMOIL CORPORATION | Glencore | financial services | air pollution violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000 |
Vitol, Inc. | Vitol | financial services | air pollution violation | 2016 | EPA | $17,934 |
Vitol Inc. | Vitol | financial services | air pollution violation | 2016 | EPA | $9,814 |
Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $15,103 |
Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $11,880 |
Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $5,338 |
Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $31,557 |
Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $6,367 |
Lafarge West, Inc | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $5,000 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $8,209 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $8,209 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $5,338 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $10,289 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $5,861 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2016 | MSHA | $6,500 |
UBS AG | UBS | financial services | banking violation | 2015 | FED | $342,000,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $203,000,000 |
UBS Willow Management LLC and UBS Fund Advisor LLC | UBS | financial services | investor protection violation | 2015 | SEC | $17,500,000 |
UBS AG | UBS | financial services | investor protection violation | 2015 | SEC | $19,500,000 |
UBS Financial Services Inc. of Puerto Rico | UBS | financial services | investor protection violation | 2015 | SEC | $15,000,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | data submission deficiencies | 2015 | SEC | $4,250,000 |
UBS Securities LLC | UBS | financial services | investor protection violation | 2015 | SEC | $14,400,000 |
Novartis Pharmaceuticals | Novartis | pharmaceuticals | kickbacks and bribery | 2015 | USAO | $390,000,000 |
UBS AG | UBS | financial services | economic sanction violation | 2015 | OFAC | $1,700,100 |
SGS | SGS S.A. | miscellaneous services | railroad safety violation | 2015 | FRA | $6,000 |
Sandoz, Inc. | Sandoz Group | pharmaceuticals | HHS civil monetary penalties | 2015 | HHSOIG | $12,640,000 |
Aryzta Holdings IV LLC | Aryzta | food products | wage and hour violation | 2015 | WHD | $165,921 |
Lafarge North America, Inc | Holcim Group | building materials | wage and hour violation | 2015 | WHD | $404,500 |
Accutest Corp. aka Accutest Laboratories | SGS S.A. | miscellaneous services | fraud | 2015 | USAO | $3,000,000 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2015 | SEC | $480,000 |
UBS | UBS | financial services | wage and hour violation | 2015 | private lawsuit-federal | $1,312,500 |
Accutest Laboratories | SGS S.A. | miscellaneous services | Americans with Disabilities Act | 2015 | NJ-AG | $2,000,000 |
Accutest Laboratories of New England, Inc. | SGS S.A. | miscellaneous services | hazardous waste violation | 2015 | MA-AG | $100,000 |
Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | kickbacks and bribery | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $83,129,754 |
Transocean | Transocean | oilfield services and supplies | oil spill | 2015 | AL-AG | $20,000,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | financial services | insurance violation | 2015 | AZ-DIFI | $58,000 |
Foremost Property & Casualty Insurance Co. | Zurich Insurance | financial services | insurance violation | 2015 | AZ-DIFI | $21,000 |
Zurich American Insurance Co. | Zurich Insurance | financial services | insurance violation | 2015 | ID-INS | $5,000 |
Federal Insurance Co. et al. | Chubb Limited | financial services | insurance violation | 2015 | MD-INS | $25,000 |
Empire Fire and Marine Insurance Co. et al. | Zurich Insurance | financial services | insurance violation | 2015 | MD-INS | $8,000 |
Security National Insurance Co. | Zurich Insurance | financial services | insurance violation | 2015 | MO-INS | $16,090 |
Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2015 | MO-INS | $87,000 |
Combined Life Insurance Company of New York | Chubb Limited | financial services | insurance violation | 2015 | NY-DFS | $50,000 |
21st Century Centennial Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | NY-DFS | $36,500 |
21st Century National Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | NY-DFS | $25,000 |
Metropolitan Group Property and Casualty Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | NY-DFS | $30,000 |
Foremost Insurance Group et al. | Zurich Insurance | financial services | insurance violation | 2015 | SD-INS | $750,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | SD-INS | $100,000 |
ACE American Insurance Company | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $250,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $9,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $6,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $16,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $49,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $6,000 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | TX-INS | $9,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | TX-INS | $90,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $9,900 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | TX-INS | $15,200 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | TX-INS | $7,000 |
American Guarantee and Liability Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | TX-INS | $6,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $15,000 |
FEDERAL INSURANCE CO., | Chubb Limited | financial services | insurance violation | 2015 | VA-INS | $132,761 |
Farmers Insurance Company Of Washington | Zurich Insurance | financial services | insurance violation | 2015 | WA-INS | $100,000 |
Bankers Standard Insurance Company | Chubb Limited | financial services | insurance violation | 2015 | WA-INS | $25,000 |
Farmers Insurance Company Of Washington | Zurich Insurance | financial services | insurance violation | 2015 | WA-INS | $300,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2015 | PA-ENV | $5,991 |
Baldor Electric Company | ABB Ltd. | utilities and power generation | hazardous waste violation | 2015 | AR-ENV | $7,500 |
Holcim (US) Inc. | Holcim Group | building materials | air pollution violation | 2015 | CO-DPHE | $9,800 |
Aggregate Industries - WCR, Inc. | Holcim Group | building materials | mining environmental violation | 2015 | CO-DRMS | $35,000 |
Pentair Pump Group, Inc. | Pentair | industrial equipment | environmental violation | 2015 | LA-ENV | $8,114 |
GIVAUDAN FLAVORS CORP | Givaudan | miscellaneous manufacturing | water pollution violation | 2015 | NJ-ENV | $12,000 |
Lafarge North America, Inc. | Holcim Group | building materials | environmental violation | 2015 | NM-ENV | $50,400 |
LaFarge Building Materials, Inc. | Holcim Group | building materials | environmental violation | 2015 | NY-ENV | $59,000 |
UBS Financial Services Incorporated of Puerto Rico | UBS | financial services | investor protection violation | 2015 | FINRA | $18,500,000 |
UBS Securities LLC | UBS | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Ghiradelli Chocolate Co. | Lindt & Sprungli | food products | consumer protection violation | 2015 | private lawsuit-federal | $5,250,000 |
BARRY CALLEBAUT U.S.A., LLC | Barry Callebaut | food products | workplace safety or health violation | 2015 | OSHA | $6,350 |
ARYZTA | Aryzta | food products | workplace safety or health violation | 2015 | OSHA | $15,000 |
ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2015 | OSHA | $5,600 |
PENTAIR, INC. | Pentair | industrial equipment | workplace safety or health violation | 2015 | OSHA | $14,400 |
NESTLE PURINA PETCARE | Nestle | food products | workplace safety or health violation | 2015 | OSHA | $6,501 |
SIKA CORPORATION | Sika AG | chemicals | workplace safety or health violation | 2015 | OSHA | $7,000 |
BARRY CALLEBAUT U.S.A. LLC | Barry Callebaut | food products | workplace safety or health violation | 2015 | OSHA | $7,560 |