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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
Novartis Pharmaceuticals Corp.Novartispharmaceuticalskickbacks and bribery2020MULTI-AG$103,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2020SEC$112,800,000
ROCHE DIAGNOSTICS CORPRochepharmaceuticalsenvironmental violation2001IN-ENV$13,200
HOFFMAN LAROCHE INCRochepharmaceuticalsenvironmental violation2002NJ-ENV$5,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2021DOJ_CIVIL$185,000,000
Hoffmann-La RocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000private lawsuit-federal$130,000,000
Hoffmann-La Roche Inc.Rochepharmaceuticalsprice-fixing or anti-competitive practices2008private lawsuit-federal$11,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$85,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2011private lawsuit-federal$150,000,000
Novartis AGNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$126,850,000
GenentechRochepharmaceuticalsenvironmental violation2023EPA$158,208
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$30,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$13,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$5,885
Roche Diagnostics Corp.RochepharmaceuticalsFalse Claims Act and related2021private lawsuit-federal$6,250,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
CHIRON CORPORATIONNovartispharmaceuticalsworkplace safety or health violation2000OSHA$90,140
GENENTECHRochepharmaceuticalsworkplace safety or health violation2003OSHA$11,240
ROCHE MOLECULAR SYSTEMS INCRochepharmaceuticalsworkplace safety or health violation2002OSHA$9,225
NOVARTIS CONSUMER HEALTH INC.Novartispharmaceuticalsworkplace safety or health violation2013OSHA$6,078
ROCHE MOLECULAR SYSTEMS, INC.Rochepharmaceuticalsworkplace safety or health violation2021OSHA$9,300
Roche Molecular Systems, Inc.Rochepharmaceuticalsenvironmental violation2011EPA$90,000
GenentechRochepharmaceuticalsenvironmental violation2023EPA$158,209
NOVARTIS PRODUCTSNovartispharmaceuticalsenvironmental violation2000EPA$13,200
NOVARTIS CONSUMER HEALTH, INC.Novartispharmaceuticalsenvironmental violation2000EPA$5,000
TransoceanTransoceanoilfield services and suppliesenvironmental violation2013EPA$1,000,000,000
Transocean Deepwater Inc.Transoceanoilfield services and suppliesenvironmental violation2013EPA$400,000,000
Transocean Inc.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010DOJ_CRIMINAL$13,440,000
Transocean Inc.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010SEC$7,265,080
GlobalSantaFe Corp.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010SEC$5,858,165
Transocean Sedco ForexTransoceanoilfield services and supplieswage and hour violation2002WHD$131,614
TransoceanTransoceanoilfield services and suppliesenvironmental violation2015AL-AG$20,000,000
Transocean Ltd.Transoceanoilfield services and suppliesenvironmental violation2017private lawsuit-federal$211,750,000
Transocean Offshore Deepwater Drilling, IncTransoceanoilfield services and suppliesenvironmental violation2023EPA$507,000
Transocean Offshore Deepwwater Drilling, Inc.Transoceanoilfield services and suppliesenvironmental violation2011EPA$40,000
TRANSOCEAN OFFSHORE DEEP.DRILLTransoceanoilfield services and suppliesenvironmental violation2024EPA$507,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2011FRA$6,900
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2015FRA$6,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$7,500
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$10,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
SGSSGS S.A.miscellaneous serviceswage and hour violation2008WHD$23,101
Accutest Corp. aka Accutest LaboratoriesSGS S.A.miscellaneous servicesfraud2015USAO$3,000,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$20,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$7,500
Accutest LaboratoriesSGS S.A.miscellaneous servicesAmericans with Disabilities Act2015NJ-AG$2,000,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous servicesenvironmental violation2015MA-AG$100,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous servicesenvironmental violation2014MA-AG$350,000
SGS North America, Inc.SGS S.A.miscellaneous serviceswage and hour violation2018WHD$16,981
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2014NJ-ENV$72,500
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2013NJ-ENV$15,300
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2013NJ-ENV$6,175
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2010NJ-ENV$30,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$55,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$6,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$5,000
SGS North America IncSGS S.A.miscellaneous servicesenvironmental violation2021FL-DEP$19,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$10,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS NORTH AMERICA CONSUMER TESTING SERVICESSGS S.A.miscellaneous servicesworkplace safety or health violation2011OSHA$5,000
ACCUTEST LABORATORIESSGS S.A.miscellaneous servicesworkplace safety or health violation2012OSHA$26,560
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2016OSHA$13,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$50,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$11,566
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2022OSHA$25,900
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2022OSHA$8,287
Schindler Elevator CorporationSchindlermiscellaneous manufacturingemployment discrimination2013EEOC$35,000
Schindler Elevator CorportationSchindlermiscellaneous manufacturingwage and hour violation2013WHD$34,081
Givaudan Fragrances CorporationGivaudanmiscellaneous manufacturinglabor relations violation2009NLRB$5,457
Givaudan Fragrances Corp.Givaudanmiscellaneous manufacturinglabor relations violation2008NLRB$14,365
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingenvironmental violation2012KY-ENV$13,500
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingenvironmental violation2019NJ-ENV$5,400
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingenvironmental violation2018NJ-ENV$15,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.