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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000$41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
GenentechRochepharmaceuticalsenvironmental violation2023EPA$158,209
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,246
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,246
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,246
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$21,029
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$18,926
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$13,743
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$38,880
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$8,501
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$8,501
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$42,119
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,246
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,246
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$8,501
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$73,078
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$33,130
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,699
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$30,584
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$57,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$23,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$42,119
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$10,810
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,699
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$11,709
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$12,684
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,688
Holcim-WCR, IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,703
Holcim-WCR, IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,703
Holcim-WCR, IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,703
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,688
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,246
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,688
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,013
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$10,302
Holcim Quarries NY, IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$7,849
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$38,880
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$11,709
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$30,584
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,699
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$17,469
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$17,469
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$17,469
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$17,469
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$17,469
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$13,743
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,688
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$6,174
Holcim US Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$9,211
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2023MSHA$5,262
Credit Suisse SecuritiesUBSfinancial servicesinvestor protection violation2022FINRA$9,000,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$19,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$6,000
Chubb Seguros Mexico, S.A.Chubb Limitedfinancial servicesinsurance violation2022TX-INS$100,000
ACE American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2022ID-INS$156,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022NY-DFS$2,200,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$7,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$14,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2022TX-INS$6,500
Clariant Corp.Clariantchemicalsenvironmental violation2022KY-LMAPCD$481,500
Glencore International A.G. and Glencore Ltd.Glencorefinancial servicesForeign Corrupt Practices Act2022DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000
Glencore International A.G.Glencorefinancial servicesprice-fixing or anti-competitive practices2022CFTC$1,186,000,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$25,000,000
HOLCIM (US) INC.Holcim Groupbuilding materialsenvironmental violation2022CO-DPHE$378,000
Holcim CementHolcim Groupbuilding materialsenvironmental violation2022MD-ENV$110,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$925,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.