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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
Foremost Insurance Group et al.Zurich Insurancefinancial servicesinsurance violation2015SD-INS$750,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2020WA-INS$750,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $740,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2010AK-DBS$733,465
UBS Securities LLCUBSfinancial servicesinvestor protection violation2005SEC$700,000
HOLCIM (US), INC.Holcim Groupbuilding materialsenvironmental violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $700,000
Thomas & BettsABB Ltd.utilities and power generationemployment discrimination2003private lawsuit-federal$698,610
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2007MO-SEC$697,210
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2011IN-SEC$677,000
Credit SuisseUBSfinancial servicesinvestor protection violation2016CFTC$665,000
UBS FINANCIAL SERVICES, INC.UBSfinancial servicesinvestor protection violation2010VA-SEC$625,000
Thomas & Betts Corp.ABB Ltd.utilities and power generationenvironmental violation2016CA-DTSC$625,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2008PA-ENV$612,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2020SEC$600,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
Russell Stover Candies, Inc.Lindt & Sprunglifood productsenvironmental violation2012EPA$585,000
RUSSELL STOVER CANDIESLindt & Sprunglifood productsenvironmental violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $585,000
Nestle USA, Inc.Nestlefood productswage and hour violation2009WHD$578,824
Lonza IncLonzachemicalsenvironmental violation2008EPA$575,000
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$565,065
Lonza Inc.Lonzachemicalsenvironmental violation2009EPA$552,000
Aggregate Industries - WRC, IncHolcim Groupbuilding materialswage and hour violation2006WHD$550,000
Credit Suisse Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$550,000
Hoffmann-La Roche, Inc.Rochepharmaceuticalsemployment discrimination2012private lawsuit-federal$545,833
Chubb Group Of CompaniesChubb Limitedfinancial servicesinsurance violation2011WA-INS$534,000
Aggregate Industries-Northeast Region, Inc.Holcim Groupbuilding materialsenvironmental violation2008MA-AG$512,000
Transocean Offshore Deepwater Drilling, IncTransoceanoilfield services and suppliesenvironmental violation2023EPA$507,000
TRANSOCEAN OFFSHORE DEEP.DRILLTransoceanoilfield services and suppliesenvironmental violation2024EPA$507,000
UBS PaineWebber, Inc.UBSfinancial servicesinvestor protection violation2003SEC$500,000
Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2003WA-INS$500,000
UBS AGUBSfinancial servicesinvestor protection violation2021CFTC$500,000
Clariant Corp.Clariantchemicalsenvironmental violation2022KY-LMAPCD$481,500
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2015SEC$480,000
NESTLE USA INCNestlefood productswage and hour violation2011KY-DWS$471,490
Nestle USANestlefood productswage and hour violation2008WHD$461,158
A. FINKL & SONS CO.Swiss Steelmetalsenvironmental violation2006EPA$423,622
NBTY Inc.Nestlefood productswage and hour violation2012private lawsuit-state$420,000
Lafarge North America, IncHolcim Groupbuilding materialswage and hour violation2015WHD$404,500
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2003CA-INS$403,652
Firestone Building ProductsHolcim Groupbuilding materialsenvironmental violation2012CA-SCAQMD$400,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2012MA-AG$395,000
Nestle Purina Petcare CompanyNestlefood productsenvironmental violation2012EPA$395,000
HOLCIM (US) INC.Holcim Groupbuilding materialsenvironmental violation2022CO-DPHE$378,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2007FINRA$370,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous servicesenvironmental violation2014MA-AG$350,000
Jennings Technology Company, LLCABB Ltd.utilities and power generationenvironmental violation2011CA-DTSC$347,000
CLARIANT CORPORATIONClariantchemicalsenvironmental violation2017EPA$346,715
Lattimore Materials Co.Holcim Groupbuilding materialslabor relations violation2007NLRB$342,916
NestleNestlefood productsconsumer protection violation2009MULTI-AG$325,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016WV-AG$325,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2014VT-FIN$325,000
Arch Chemicals, Inc.Arxadachemicalsenvironmental violation2014CA-DPR$318,740
LAFARGE NORTH AMERICA, INCHolcim Groupbuilding materialsenvironmental violation2010EPA$315,481
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2010EPA$315,481
LAFARGE CORPORATION SEATTLE PLANTHolcim Groupbuilding materialsenvironmental violation2010EPA$315,481
UBS Global Asset ManagementUBSfinancial servicesinvestor protection violation2012SEC$300,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$300,000
Lafarge North America IncHolcim Groupbuilding materialsenvironmental violation2014EPA$300,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2019VA-SEC$288,970
NBTY, IncNestlefood productsenvironmental violation2002EPA$280,000
Lafarge North America Inc. et al.Holcim Groupbuilding materialsenvironmental violation2016OH-ENV$275,000
Credit Suisse Securities (USA), LLCUBSfinancial servicesinvestor protection violation2009FINRA$275,000
UBS SecuritiesUBSfinancial servicesinvestor protection violation2009FINRA$268,000
SYSTECH ENVIRONMENTAL CORPORATION (FKA LAFARGE CORHolcim Groupbuilding materialsenvironmental violation2015EPA$268,000
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
Nestle ProfessionalNestlefood productswage and hour violation2008WHD$261,191
Logitech. Inc.Logitech Internationalelectrical and electronic equipmentenvironmental violation2011EPA$261,000
LAFARGE BLDG MATERIALS INC - RAVENA CEMENT PLANTHolcim Groupbuilding materialsenvironmental violation2013EPA$260,231
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$255,500
Lafarge North America, Inc. (NC)(Lead)Holcim Groupbuilding materialsenvironmental violation2012EPA$255,143
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
Swissport Fueling, Inc.Swissport Internationalbusiness servicesemployment discrimination2014EEOC$250,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2016MO-INS$250,000
ACE American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$250,000
LAFARGE CORPORATIONHolcim Groupbuilding materialsenvironmental violation2003KY-ENV$250,000
Holcim (US) Inc.Holcim Groupbuilding materialsenvironmental violation2021CO-DPHE$246,500
The Chubb Corp.Chubb Limitedfinancial servicesconsumer protection violation2009MA-AG$239,011
Zurich Insurance GroupZurich Insurancefinancial servicesinsurance violation2010CT-INS$235,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2011HHSOIG$230,000
Aryzta LLCAryztafood productswage and hour violation2014WHD$226,527
Credit Suisse Securities (USA), LLCUBSfinancial servicesinvestor protection violation2006FINRA$225,000
Aggregate Industries (Middlesex Materials NE)Holcim Groupbuilding materialslabor relations violation2004NLRB$223,976
HOLCIM TEXAS LIMITED PARTNERSHIPHolcim Groupbuilding materialsenvironmental violation2002TX-ENV$223,125
A. FINKL & SONS CO.Swiss Steelmetalsworkplace safety or health violation2012OSHA$212,000
CLARIANT CORPORATIONClariantchemicalsenvironmental violation2007EPA$211,200
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$209,170
Reliance Electric, Inc.ABB Ltd.utilities and power generationwage and hour violation2012WHD$209,007
PENTAIR AQUATIC ECO-SYSTEMS, INCPentairindustrial equipmentenvironmental violation2023EPA$206,600
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2004FINRA$200,666
UBS SecuritiesUBSfinancial servicesdata submission deficiencies2010CFTC$200,000
Credit Suisse First Boston, LLCUBSfinancial servicesinvestor protection violation2005SEC$200,000
Sika Corp.Sika AGchemicalsFalse Claims Act and related2009MA-AG$200,000
Universal Underwriter Insurance Co.Zurich Insurancefinancial servicesinsurance violation2004MN-FIN$200,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020NY-DFS$200,000
UBS Securities, LLCUBSfinancial servicesinvestor protection violation2008FINRA$200,000
Alcon Research, Ltd.Alcon Inc.medical equipment and supplieswage and hour violation2011WHD$199,443
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2018OSHA$187,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004PA-ENV$175,500
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2009MO-SEC$170,175
Holcim (US) Inc. dba LaFarge Alpena PlantHolcim Groupbuilding materialsenvironmental violation2021MI-ENV$170,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.