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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,398,347,522
Number of Records: 7,169
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . Current ParentPrimary Offense TypeYearAgencyPenalty Amount
CONTINENTAL WESTERN INSURANCE COMPANYW.R. Berkleyinsurance violation2020WA-INS$10,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2019CT-INS$23,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2008KS-INS$10,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2012KS-INS$6,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2007MO-INS$7,708
Continental Western Insurance Co.W.R. Berkleyinsurance violation2014MO-INS$12,000
Continental American Insurance Co.Aflacconsumer protection violation2010MA-AG$25,000
Continental American Insurance Co.Aflacinsurance violation2019CT-INS$10,000
Conseco, Inc.CNO Financialinvestor protection violation2004SEC$15,000,000
Conseco, Inc.CNO Financialinvestor protection violation2004NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $15,000,000
Conseco Senior Health Insurance Company and Bankers Life and Casualty CompanyCNO Financialinsurance violation2008MULTI-FIN$2,342,728
Conseco Senior Health Insurance CompanyCNO Financialinsurance violation2001ND-INS$5,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2009CA-INS$500,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2000FL-OFR$5,500
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2001FL-OFR$22,500
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2004MN-FIN$5,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2008WI-INS$100,000
CONSECO SENIOR HEALTH INS.CNO Financialinsurance violation2005VA-INS$7,500
CONSECO SENIOR & CONSECO LIFECNO Financialinsurance violation2011VA-INS$25,000
Conseco Medical Insurance Co.CNO Financialinsurance violation2009MO-INS$75,018
Conseco Life Insurance CompanyCNO Financialinsurance violation2003OR-FIN$8,300
Conseco Life Insurance CompanyCNO Financialinsurance violation2004SC-INS$6,000
Conseco Life Insurance CompanyCNO Financialinsurance violation2010MULTI-FIN$11,000,000
Conseco Life Insurance Co.CNO Financialinsurance violation2000FL-OFR$5,625
Conseco Life Insurance Co.CNO Financialinsurance violation2007IA-INS$750,000
Conseco Life Insurance Co.CNO Financialinsurance violation2014MN-FIN$250,000
Conseco Life Insurance Co.CNO Financialinsurance violation2003MS-INS$50,000
CONSECO HEALTH INSURANCE COMPANYCNO Financialinsurance violation2001VA-INS$19,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004ME-INS$10,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004MN-FIN$5,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004WI-INS$11,000
Conseco Health Insurance Co.CNO Financialinsurance violation2009WI-INS$20,000
Conseco Finance Servicing Corp.CNO Financialwage and hour violation2002WHD$145,512
Conseco Finance Servicing Corp.CNO Financialconsumer protection violation2002KS-BKG$7,275,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$116,400,000
CompuCredit CorporationAtlanticus Holdingsconsumer protection violation2008FTC$114,000,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$806,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$558,000
Compass BankPNC Financial Servicesbanking violation2009FED$70,625
Compass BankPNC Financial Servicesdiscriminatory practices (non-employment)2007DOJ_RIGHTS$1,750,000
Compass BankPNC Financial Serviceswage and hour violation2005WHD$810,122
Compass BankPNC Financial Serviceswage and hour violation2005WHD$5,105
Compass BankPNC Financial Serviceswage and hour violation2015private lawsuit-federal$500,000
Compass BankPNC Financial Serviceseconomic sanction violation2013OFAC$19,125
Compass BankPNC Financial Serviceseconomic sanction violation2010OFAC$607,500
Companion Life Insurance CompanyBlueCross BlueShield of South Carolinainsurance violation2013NY-DFS$150,000
Companion Life Insurance CompanyBlueCross BlueShield of South Carolinainsurance violation2016NY-DFS$146,485
Companion Life Insurance CompanyBlueCross BlueShield of South Carolinainsurance violation2017SD-INS$40,000
Companion Life Insurance CompanyBlueCross BlueShield of South Carolinainsurance violation2019VT-FIN$1,656,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2019CO-INS$147,775
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2016DE-INS$487,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2017KS-INS$100,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2012MT-INS$12,500
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2019NY-DFS$648,122
COMPANION LIFE INSURANCE CO.BlueCross BlueShield of South Carolinainsurance violation2016VA-INS$44,220
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2021MULTI-FIN$5,000,000
COMMUNICORP INC.Aflacworkplace safety or health violation2011OSHA$9,900
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2006CA-INS$4,499,997
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2011MD-INS$30,000
COMMONWEALTH LAND TITLE INSURANCE CO. ET AL.Fidelity National Financialinsurance violation2006VA-INS$300,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2000CO-INS$20,750
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2015MD-INS$10,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$188,976
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2018MO-INS$22,500
COMMERZBANK AGCommerzbankbanking violation2015FED$200,000,000
Commerzbank AGCommerzbankeconomic sanction violation2015DOJ_CRIMINAL$642,000,000
Commerzbank AGCommerzbankeconomic sanction violation2014OFAC$258,660,796
Commerzbank AGCommerzbankeconomic sanction violation2004OFAC$5,500
Commerzbank AGCommerzbankinvestor protection violation2018CFTC$12,000,000
Commerzbank AGCommerzbankeconomic sanction violation2011OFAC$175,500
Commerzbank AGCommerzbankeconomic sanction violation2015NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000
CommerzbankCommerzbankeconomic sanction violation2015NY-DFS$610,000,000
CommerceWest BankCommerceWest Bankfraud2015DOJ_CRIMINAL$4,900,000
COMMERCE AND INDUSTRY INSURANCE COMPANYAmerican International Groupinsurance violation2001FL-OFR$11,500
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2014NY-DFS$48,500
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2007OR-FIN$10,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2012OR-FIN$20,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2010TX-INS$60,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$5,800
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$34,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$15,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$12,500
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2018TX-INS$20,000
Commerce and Industry Insurance Co.American International Groupinsurance violation2005CO-INS$6,000
Commerce and Industry Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
COMMERCE & INDUSTRY INSURANCEAmerican International Groupinsurance violation2012VA-INS$44,518
Comerica Securities, Inc.Comericainvestor protection violation2015SEC$60,000
Comerica Securities, Inc.Comericainvestor protection violation2019SEC$186,377
Comerica Securities, Inc.Comericainvestor protection violation2008FINRA$750,000
Comerica SecuritiesComericainvestor protection violation2015FINRA$347,757
Comerica IncorporatedComericabenefit plan administrator violation2013private lawsuit-federal$11,000,000
Comerica IncorporatedComericabenefit plan administrator violation2007private lawsuit-federal$2,020,000
Comerica BankComericatoxic securities abuses2008MI-AG$110,000
Comenity Bank and Comenity Capital BankBread Financial Holdingsbanking violation2015FDIC$63,950,000
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2015NY-DFS$50,000
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2017NY-DFS$23,740
Combined Insurance Company of AmericaChubb Limitedwage and hour violation2010private lawsuit-federal$6,000,000
Combined Insurance Company of AmericaChubb Limitedemployment discrimination2005private lawsuit-federal$8,500,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2006FL-OFR$9,750
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.