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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
HSBC Bank USA N.A.HSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
HSBC Holdings PLCHSBCprice-fixing or anti-competitive practices2016private lawsuit-federal$35,000,000
HSBC Holdings PLCHSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$45,000,000
HSBC Holdings PLCHSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$285,000,000
HSBC HoldingsPLCHSBCprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
HSBC Securities (USA) Inc.HSBCprice-fixing or anti-competitive practices2021private lawsuit-federal$30,000,000
HSBC Securities (USA) Inc.HSBCprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
HSBC Bank USA, N.A.HSBCinvestor protection violation2023CFTC$45,000,000
HSBC Bank PLCHSBCinvestor protection violation2023CFTC$30,000,000
HSBC Securities (USA) Inc.HSBCinvestor protection violation2023SEC$15,000,000
HSBC Bank U.S.A. N.A.HSBCconsumer protection violation2016private lawsuit-state$32,000,000
HSBC Bank USA N.A.HSBCconsumer protection violation2012private lawsuit-federal$23,500,000
HSBC Bank USA, N.A.HSBCconsumer protection violation2014private lawsuit-federal$16,000,000
HSBC Mortgage Services Inc.HSBCconsumer protection violation2015private lawsuit-federal$900,000
HSBC North AmericaHSBCenvironmental violation2010EPA$36,083
TCF National BankHuntington Bancsharesbanking violation2016OCC$56,500
TCF National BankHuntington Bancsharesbanking violation2013OCC$10,000,000
Citizens Republic Bancorp Inc.Huntington Bancsharesbanking violation2011DOJ_RIGHTS$3,600,000
Hutchinson, Shockey, Erley & Co.Huntington Bancsharesinvestor protection violation2015SEC$220,000
Huntington Bancshares, Inc.Huntington Bancsharesaccounting fraud or deficiencies2005SEC$7,500,000
Huntington Bancshares IncorporatedHuntington BancsharesFamily and Medical Leave Act2015WHD$7,788
The Huntington National BankHuntington Bancshareswage and hour violation2013WHD$32,553
Huntington National BankHuntington Bancshareswage and hour violation2010WHD$10,007
Huntington National BankHuntington Bancshareswage and hour violation2005WHD$51,259
Huntington BancsharesHuntington Bancshareswage and hour violation2013private lawsuit-federal$3,100,000
TCF National BankHuntington Bancsharesconsumer protection violation2018CFPB$28,000,000
TCF National BankHuntington Bancsharesbanking violation2018OCC$3,000,000
Huntington Bancshares Inc.Huntington Bancsharesbenefit plan administrator violation2011private lawsuit-federal$1,450,000
Huntington National BankHuntington Bancshareswage and hour violation2011MI-LEO$11,434
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2010PHMSA$402,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$290,000
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2014PHMSA$271,300
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2011PHMSA$141,200
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$102,800
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2010PHMSA$100,000
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2015PHMSA$89,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$83,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2011PHMSA$81,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$78,900
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2011PHMSA$74,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$69,100
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$66,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$47,800
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$36,200
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$22,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$17,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$11,800
Buckeye PartnersIFM Investorsrailroad safety violation2011FRA$7,500
Buckeye PartnersIFM Investorsrailroad safety violation2014FRA$50,000
Buckeye Pipe Line Co.IFM Investorsoil spill2010EPA$78,780
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2009PHMSA$7,500
Buckeye Partners LPIFM Investorspipeline safety violation2017PHMSA$50,400
Buckeye Partners LPIFM Investorspipeline safety violation2017PHMSA$193,000
Buckeye Partners, LPIFM Investorspipeline safety violation2017PHMSA$36,600
Buckeye PartnersIFM Investorsrailroad safety violation2017FRA$10,000
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2018PHMSA$36,600
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$7,000
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$6,250
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$10,000
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$5,000
Buckeye Partners, LPIFM Investorswage and hour violation2017WHD$284,265
Buckeye Partners, LPIFM Investorspipeline safety violation2020PHMSA$209,002
BUCKEYE TERM LLCIFM Investorsenvironmental violation2013PA-ENV$7,000
Buckeye TerminalsIFM Investorsair pollution violation2019CA-ARB$6,000
BUCKEYE PIPE LINE & WEST SHORE PIPE LINEIFM Investorsenvironmental violation2014IL-ENV$125,000
BUCKEYE PIPELINEIFM Investorsenvironmental violation2009IL-ENV$82,845
BUCKEYE PARTNERSIFM Investorsenvironmental violation2009IL-ENV$354,540
BUCKEYE PIPE LINE CO LPIFM Investorsenvironmental violation2019IN-ENV$22,500
BUCKEYE TERMINALS LLCIFM Investorsair pollution violation2016IN-ENV$49,750
BUCKEYE TERMINALS LLC - HAMMONDIFM Investorsair pollution violation2015IN-ENV$158,000
BUCKEYE PIPE LINE COIFM Investorsair pollution violation2021NJ-ENV$16,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2015NJ-ENV$13,000
BUCKEYE PIPE LINE CO LINDEN STATIONIFM Investorsair pollution violation2014NJ-ENV$5,000
BUCKEYE RARITAN BAY TERMINALIFM Investorsair pollution violation2013NJ-ENV$10,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2012NJ-ENV$231,875
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsair pollution violation2012NJ-ENV$5,250
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2012NJ-ENV$425,000
BUCKEYE PORT READING TERMINALIFM Investorswater pollution violation2009NJ-ENV$7,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2009NJ-ENV$9,550
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2009NJ-ENV$9,700
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2009NJ-ENV$8,200
BUCKEYE PIPELINE CO LLPIFM Investorsair pollution violation2008NJ-ENV$10,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2007NJ-ENV$5,700
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2007NJ-ENV$11,760
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsair pollution violation2006NJ-ENV$28,200
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2006NJ-ENV$20,005
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2005NJ-ENV$103,600
BUCKEYE PIPELINE CO LLPIFM Investorsair pollution violation2005NJ-ENV$31,500
BUCKEYE PIPELINE CO LLPIFM Investorsair pollution violation2000NJ-ENV$14,000
Buckeye Albany Terminals, LLCIFM Investorsenvironmental violation2018NY-ENV$15,750
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2016NY-ENV$30,000
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2014NY-ENV$36,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2007OH-ENV$30,000
Buckeye Pipline Co.IFM Investorsoil spill2006PA-ENV$150,000
Buckeye Terminals LLCIFM Investorsair pollution violation2013SC-ENV$15,000
Buckeye Texas Processing LLCIFM Investorsenvironmental violation2020TX-ENV$607,617
Buckeye Texas HUB LLCIFM Investorsenvironmental violation2018TX-RRC$6,000
Buckeye Terminals, LLCIFM Investorsenvironmental violation2017VA-ENV$9,537
Buckeye Terminals, LLCIFM Investorsenvironmental violation2013VA-ENV$14,262
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
Buckeye Terminals, LLCIFM Investorsenvironmental violation2021VA-ENV$78,045
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.