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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2010TX-INS$153,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2010TX-INS$30,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2011TX-INS$18,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2012TX-INS$15,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2012TX-INS$16,500
Wausau Business Insurance CompanyLiberty Mutual Insuranceinsurance violation2012TX-INS$16,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2012TX-INS$5,000
Wausau Underwriters Insurance CompanyLiberty Mutual Insuranceinsurance violation2012TX-INS$5,000
Wausau Business Insurance CompanyLiberty Mutual Insuranceinsurance violation2012TX-INS$12,000
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2012TX-INS$8,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2012TX-INS$62,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2013TX-INS$7,000
Wausau Underwriters Insurance CompanyLiberty Mutual Insuranceinsurance violation2013TX-INS$8,000
Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$6,801
Peerless Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$15,500
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2014TX-INS$5,325
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2014TX-INS$56,000
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$24,000
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$6,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2014TX-INS$9,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$20,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$32,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$6,000
Wausau Underwriters Insurance CompanyLiberty Mutual Insuranceinsurance violation2015TX-INS$8,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2015TX-INS$35,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$21,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$8,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$70,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$6,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$5,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$8,000
American Fire and Casualty CoLiberty Mutual Insuranceinsurance violation2016TX-INS$20,000
American States Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$27,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$7,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$6,300
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2017TX-INS$18,000
Wausau Underwriters Insurance CompanyLiberty Mutual Insuranceinsurance violation2017TX-INS$40,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2017TX-INS$13,750
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2017TX-INS$30,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$19,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$5,000
Employer's Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2018TX-INS$12,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$10,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$42,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019TX-INS$32,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2019TX-INS$10,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2019TX-INS$6,500
Liberty Mutual General Insurance CompanyLiberty Mutual Insuranceinsurance violation2016UT-INS$5,000
Liberty Mutual General Insurance CompanyLiberty Mutual Insuranceinsurance violation2016UT-INS$10,000
Liberty Mutual InsuranceLiberty Mutual Insuranceinsurance violation2017UT-INS$5,000
LM General Insurance CompanyLiberty Mutual Insuranceinsurance violation2019UT-INS$70,000
SAFECO INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2002VA-INS$28,200
PEERLESS INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2003VA-INS$28,100
LIBERTY MUTUAL INSURANCE CO., ET ALLiberty Mutual Insuranceinsurance violation2004VA-INS$37,000
LIBERTY MUTUAL INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2005VA-INS$30,000
LIBERTY INSURANCE CORP. ET AL.Liberty Mutual Insuranceinsurance violation2007VA-INS$15,000
LIBERTY INSURANCE CORP., ET ALLiberty Mutual Insuranceinsurance violation2009VA-INS$6,000
American Economy Insurance CompanyLiberty Mutual Insuranceinsurance violation2009VA-INS$8,000
American States Preferred Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2010VA-INS$205,463
PEERLESS INDEMNITY INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2011VA-INS$40,057
American Economy Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2011VA-INS$12,000
American Economy Insurance Co.Liberty Mutual Insuranceinsurance violation2012VA-INS$5,000
PEERLESS INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2012VA-INS$8,000
LIBERTY INSURANCE CORPORATIONLiberty Mutual Insuranceinsurance violation2015VA-INS$32,675
LIBERTY INSURANCE CORP et al.Liberty Mutual Insuranceinsurance violation2017VA-INS$8,652
LIBERTY MUTUAL FIRE INSURANCELiberty Mutual Insuranceinsurance violation2018VA-INS$108,053
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$27,828
American Fire and Casualty Company and Ohio Security Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$148,910
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2016VT-FIN$28,000
Liberty Mutual InsuranceLiberty Mutual Insuranceinsurance violation2017VT-FIN$20,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2010WA-INS$35,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2019WA-INS$25,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019WA-INS$30,000
Liberty Insurance Underwriters Inc.Liberty Mutual Insuranceinsurance violation2000WI-INS$10,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2020DE-INS$20,000
AMERICAN ECONOMY INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2020WA-INS$6,000
AMERICAN ECONOMY INSURANCE COMPANY ET AL.Liberty Mutual Insuranceinsurance violation2020WA-INS$10,000
LIBERTY MUTUAL INSURANCE CO IH LABLiberty Mutual Insuranceenvironmental violation2011MA-ENV$8,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021MN-FIN$10,000
Liberty Northwest Insurance Corp.Liberty Mutual Insuranceinsurance violation2021OR-FIN$5,000
Safeco Insurance Company of OregonLiberty Mutual Insuranceinsurance violation2021OR-FIN$5,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2020TX-INS$8,500
Liberty Mutual Group Inc. and Safeco Insurance Company of OregonLiberty Mutual Insuranceinsurance violation2021OR-FIN$120,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$7,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$40,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$14,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021WA-INS$100,000
American States Preferred Insurance CompanyLiberty Mutual Insuranceinsurance violation2021MD-INS$111,176
SAFECO Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021MD-INS$196,044
American Fire & Casualty CompanyLiberty Mutual Insuranceinsurance violation2021MO-INS$64,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$11,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2021TX-INS$38,000
Liberty Mutual Insurance CompanyLiberty Mutual Insurancewage and hour violation2009CA-LCO$11,916
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$7,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$20,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$12,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$8,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$24,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2023TX-INS$22,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.