Bear Stearns & Co. LLC | JPMorgan Chase | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Chase Bank | JPMorgan Chase | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
Chase Bank USA N.A. | JPMorgan Chase | consumer protection violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000 |
Chase Bank USA, N.A. | JPMorgan Chase | consumer protection violation | 2009 | NY-AG | $4,400,000 |
First USA | JPMorgan Chase | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | toxic securities abuses | 2013 | CA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000 |
J.P. Morgan Securities | JPMorgan Chase | investor protection violation | 2014 | DE-AG | $51,400 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2010 | FL-AG | $25,000,000 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | NJ-AG | $50,460 |
JP Morgan Chase | JPMorgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
JP Morgan Chase | JPMorgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
JP Morgan Chase & Co. | JPMorgan Chase | investor protection violation | 2008 | MULTI-AG | $3,525,000,000 |
JP Morgan Chase Bank N.A. | JPMorgan Chase | wage and hour violation | 2019 | WHD | $38,336 |
JPMorgan Chase | JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
JPMorgan Chase | JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
JPMorgan Chase | JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
JPMorgan Chase | JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | investor protection violation | 2010 | NJ-AG | $1,149,028 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2013 | WV-AG | $1,950,000 |
JPMorgan Chase and Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2014 | WV-AG | $400,000 |
JPMorgan Chase Bank | JPMorgan Chase | mortgage abuses | 2015 | MD-AG | $400,000 |
Providian Financial Corp. | JPMorgan Chase | consumer protection violation | 2000 | CA-AG | $305,500,000 |
Providian Financial Corp. | JPMorgan Chase | consumer protection violation | 2000 | CT-AG | $1,600,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | employment discrimination | 2019 | private lawsuit-federal | $5,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | wage and hour violation | 2019 | private lawsuit-federal | $1,850,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2020 | SEC | $1,822,438 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | AK-DBS | $51,120 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2014 | CT-SEC | $53,800 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2018 | DC-DISB | $5,000 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | investor protection violation | 2005 | IL-SEC | $10,000 |
JPMorgan Chase & Co. | JPMorgan Chase | investor protection violation | 2016 | IN-SEC | $905,000 |
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2016 | IN-SEC | $950,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2020 | KY-FIN | $325,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2017 | MD-SEC | $100,000 |
J P Morgan Securities LLC | JPMorgan Chase | insurance violation | 2018 | NY-DFS | $11,750 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities | JPMorgan Chase | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
J.P. Morgan Chase | JPMorgan Chase | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
Bank One, KY, N.A. | JPMorgan Chase | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
JPMorgan Chase & Company | JPMorgan Chase | investor protection violation | 2020 | CFTC | $920,200,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2020 | OCC | $250,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | employment discrimination | 2020 | OFCCP | $9,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2020 | SEC | $35,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
JP Morgan Chase | JPMorgan Chase | environmental violation | 2011 | TX-ENV | $6,555 |
JPMorgan Chase | JPMorgan Chase | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2019 | FINRA | $280,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2019 | FINRA | $1,100,000 |
J.P. Morgan Securities | JPMorgan Chase | investor protection violation | 2017 | FINRA | $2,800,000 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2017 | FINRA | $1,250,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2017 | FINRA | $800,000 |
JP Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2014 | FINRA | $5,000,000 |
JP Morgan | JPMorgan Chase | investor protection violation | 2012 | FINRA | $623,376 |
Chase Investment Services Corporation | JPMorgan Chase | investor protection violation | 2011 | FINRA | $3,600,000 |
Chase Investment Services Corp. | JPMorgan Chase | investor protection violation | 2009 | FINRA | $250,000 |
Chase Investment Services Corp. | JPMorgan Chase | investor protection violation | 2009 | FINRA | $32,500 |
Banc One Securities Corporation | JPMorgan Chase | investor protection violation | 2008 | FINRA | $225,000 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | investor protection violation | 2008 | FINRA | $150,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2007 | FINRA | $500,000 |
Chase Investment Services Corporation | JPMorgan Chase | investor protection violation | 2006 | FINRA | $500,000 |
Chase Investment Services | JPMorgan Chase | investor protection violation | 2005 | FINRA | $290,262 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $160,000 |
Chase Investment Services Corp. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $60,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $150,000 |
Chase Investment Services | JPMorgan Chase | investor protection violation | 2005 | FINRA | $2,000,000 |
Banc One Securities Corporation | JPMorgan Chase | investor protection violation | 2005 | FINRA | $400,000 |
Chase Investment Services Corp. | JPMorgan Chase | investor protection violation | 2004 | FINRA | $250,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2004 | FINRA | $4,950,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2004 | FINRA | $280,469 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2003 | FINRA | $6,000,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
J. P. Morgan Securities Inc. | JPMorgan Chase | investor protection violation | 2000 | FINRA | $200,000 |
JP Morgan Chase Bank | JPMorgan Chase | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
JP Morgan Chase Bank, NA | JPMorgan Chase | employment discrimination | 2019 | CA-CRD | $60,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2021 | CFTC | $75,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2021 | SEC | $125,000,000 |
Washington Mutual Bank, F. A. | JPMorgan Chase | air pollution violation | 2005 | CA-SCAQMD | $23,264 |
J.P. Morgan Securities LLC | JPMorgan Chase | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Washington Mutual Mortgage Securities Corp. | JPMorgan Chase | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
El Paso Electric Company | JPMorgan Chase | utility administrative violation | 2010 | NM-PRC | $5,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2018 | TX-PUC | $20,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2016 | TX-PUC | $7,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2015 | TX-PUC | $6,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2014 | TX-PUC | $9,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2011 | TX-PUC | $18,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2011 | TX-PUC | $18,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2011 | TX-PUC | $27,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2010 | TX-PUC | $38,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2010 | TX-PUC | $50,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2009 | TX-PUC | $100,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2006 | TX-PUC | $27,000 |
First Republic Investment Management, Inc. | JPMorgan Chase | investor protection violation | 2022 | SEC | $1,825,953 |
JPMorgan Chase Bank | JPMorgan Chase | wage and hour violation | 2013 | CA-LCO | $9,111 |