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Violation Tracker Industry Summary Page

Industry: heavy equipment
Penalty Total since 2000: $416,931,254
Number of Records: 345
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Hyundai Heavy Industries$179,093,0005
Caterpillar Inc.$109,420,172120
Trinity Industries$57,368,64328
FreightCar America Inc.$32,895,27510
Bollinger Shipyards$17,640,52215
Terex$10,744,14622
Komatsu$3,175,34819
Greenbrier Companies$2,497,91055
Kubota$2,137,02712
Austal$853,10213

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Austal USA and Ameri-Force Craft Services, Inc., Joint Employers, d/b/a Austal USAAustallabor relations violation2012NLRB$54,120
Austal USAAustallabor relations violation2012NLRB$63,768
AUSTAL USAAustallabor relations violation2011NLRB$522,601
Austal USA LLCAustalemployment discrimination2019OFCCP$124,500
Austal USA, LLCAustalenvironmental violation2023AL-ENV$13,040
AUSTAL USA, LLCAustalworkplace safety or health violation2003OSHA$5,000
AUSTAL USA, LLCAustalworkplace safety or health violation2007OSHA$6,750
AUSTAL USA, LLCAustalworkplace safety or health violation2013OSHA$12,000
AUSTAL USA, LLCAustalworkplace safety or health violation2013OSHA$15,000
AUSTAL USA, LLCAustalworkplace safety or health violation2014OSHA$6,800
AUSTAL USA, LLCAustalworkplace safety or health violation2014OSHA$13,100
AUSTAL USA, LLCAustalworkplace safety or health violation2015OSHA$7,000
AUSTAL USA, LLCAustalworkplace safety or health violation2017OSHA$9,423
Bollinger ShipyardsBollinger ShipyardsFalse Claims Act and related2015DOJ_CIVIL$8,500,000
Bollinger Shipyards Lockport LLCBollinger Shipyardsemployment discrimination2006OFCCP$90,000
Bollinger Shipyards Inc.Bollinger Shipyardsenvironmental violation2004LA-ENV$8,700,000
BOLLINGER CALCASIEU LLCBollinger Shipyardsworkplace safety or health violation2002OSHA$10,000
BOLLINGER GRETNA LLCBollinger Shipyardsworkplace safety or health violation2003OSHA$7,875
BOLLINGER SHIPYARDS, INC.Bollinger Shipyardsworkplace safety or health violation2004OSHA$9,540
BOLLINGER AMELIA REPAIR, LLCBollinger Shipyardsworkplace safety or health violation2004OSHA$6,925
BOLLINGER GULF REPAIR L.L.C.Bollinger Shipyardsworkplace safety or health violation2005OSHA$31,250
BOLLINGER MORGAN CITY, LLCBollinger Shipyardsworkplace safety or health violation2006OSHA$23,300
BOLLINGER GRETNA, L.L.C.Bollinger Shipyardsworkplace safety or health violation2006OSHA$104,000
BOLLINGER QUICK REPAIR, LLCBollinger Shipyardsworkplace safety or health violation2006OSHA$22,500
BOLLINGER CALCASIEU LLCBollinger Shipyardsworkplace safety or health violation2009OSHA$7,500
BOLLINGER QUICK REPAIR, LLCBollinger Shipyardsworkplace safety or health violation2021OSHA$24,862
Bollinger ShipyardBollinger Shipyardsenvironmental violation2003EPA$65,000
Bollinger Gulf RprBollinger Shipyardshazardous waste violation2004EPA$37,770
Progress Rail Services CorporationCaterpillar Inc.railroad safety violation2010FRA$10,000
Caterpillar Inc.Caterpillar Inc.air pollution violation2011EPA$2,550,000
BUCYRUS FIELD SERVICES INCCaterpillar Inc.motor vehicle safety violation2009FMCSA$5,910
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.motor vehicle safety violation2008FMCSA$30,960
Caterpillar, Inc.Caterpillar Inc.economic sanction violation2003OFAC$18,000
Caterpillar, Inc.Caterpillar Inc.Family and Medical Leave Act2013WHD$7,812
Caterpillar Logistic Services Inc.Caterpillar Inc.wage and hour violation2010WHD$18,990
Caterpillar, IncCaterpillar Inc.wage and hour violation2007WHD$7,634
CATERPILLAR LOGISTICS, INC.Caterpillar Inc.labor relations violation2017NLRB$88,445
Progress Rail ServicesCaterpillar Inc.labor relations violation2008NLRB$7,250
Caterpillar, Inc.Caterpillar Inc.labor relations violation2004NLRB$65,000
United Industries LLCCaterpillar Inc.environmental violation2017USAO$25,000,000
Electro-Motive Diesel, Inc.Caterpillar Inc.export control violation2014BIS$26,350
SOLAR TURBINES, INCCaterpillar Inc.aviation safety violation2012FAA$10,000
Caterpillar Inc.Caterpillar Inc.Family and Medical Leave Act2017WHD$7,992
CaterpillarCaterpillar Inc.employment discrimination2001private lawsuit-federal$256,303
Caterpillar Inc.Caterpillar Inc.benefit plan administrator violation2010private lawsuit-federal$16,500,000
Caterpillar Insurance Services Corp.Caterpillar Inc.insurance violation2003IN-INS$10,000
Caterpillar Insurance Services CorporationCaterpillar Inc.insurance violation2003MA-INS$25,000
CATERPILLAR INSURANCE SERVICES CORPCaterpillar Inc.insurance violation2003VA-INS$5,000
Progress Rail Services CorporationCaterpillar Inc.hazardous waste violation2014AL-ENV$45,000
Caterpillar, Inc.Caterpillar Inc.air pollution violation2012AR-ENV$6,300
Progress Rail ServicesCaterpillar Inc.air pollution violation2014CA-ARB$390,733
Caterpillar, Inc.Caterpillar Inc.air pollution violation2012CA-ARB$510,000
Solar Turbines, Inc.Caterpillar Inc.hazardous waste violation2010CA-DTSC$38,000
Solar Turbines, Inc.Caterpillar Inc.hazardous waste violation2006CA-DTSC$73,754
CATERPILLAR INC.Caterpillar Inc.water pollution violation2016IL-ENV$25,000
CATERPILLAR, INC.Caterpillar Inc.water pollution violation2010IL-ENV$85,000
Caterpillar, Inc.Caterpillar Inc.air pollution violation2002IL-ENV$20,000
CATERPILLAR INCCaterpillar Inc.air pollution violation2016IN-ENV$15,050
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2016IN-ENV$12,063
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2014IN-ENV$6,563
CATERPILLAR INCCaterpillar Inc.air pollution violation2013IN-ENV$12,500
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2006IN-ENV$105,000
CATERPILLAR, INC.Caterpillar Inc.air pollution violation2004SC-ENV$25,000
CATERPILLAR, INC.Caterpillar Inc.hazardous waste violation2002SC-ENV$15,000
Caterpillar Inc.Caterpillar Inc.environmental violation2013TX-ENV$6,161
Caterpillar Inc.Caterpillar Inc.product safety violation2016private lawsuit-federal$60,000,000
Progress Rail Services CorporationCaterpillar Inc.railroad safety violation2021FRA$7,500
Solar Turbines Inc.Caterpillar Inc.wage and hour violation2022private lawsuit-federal$1,800,000
Caterpillar Inc.Caterpillar Inc.air pollution violation2022CA-ARB$15,494
Solar Turbines IncorporatedCaterpillar Inc.air pollution violation2023TX-ENV$23,480
CATERPILLAR INC.Caterpillar Inc.wage and hour violation2023IL-DOL$8,738
CATERPILLAR INC.Caterpillar Inc.wage and hour violation2023IL-DOL$8,738
PROGRESS RAIL SERVICES, INC.Caterpillar Inc.workplace safety or health violation2001OSHA$6,300
ANCHOR COUPLING COCaterpillar Inc.workplace safety or health violation2000OSHA$5,225
CATERPILLAR PAVING PRODUCTS INCCaterpillar Inc.workplace safety or health violation2000OSHA$6,370
PROGRESS RAIL SERVICES, INC.Caterpillar Inc.workplace safety or health violation2001OSHA$12,600
CATERPILLAR,INC.-HIGH PERFORMANCE EXTRUSIONS GROUPCaterpillar Inc.workplace safety or health violation2003OSHA$11,050
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2002OSHA$5,000
HAYNES CORPORATIONCaterpillar Inc.workplace safety or health violation2004OSHA$6,975
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2006OSHA$20,340
CATERPILLAR, INC., TRACK-TYPE TRACTORS DIVCaterpillar Inc.workplace safety or health violation2007OSHA$7,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2007OSHA$5,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2008OSHA$8,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2008OSHA$15,500
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2008OSHA$8,900
PROGRESS RAIL SERVICES DBA CHEMETRON RAILWAYCaterpillar Inc.workplace safety or health violation2009OSHA$5,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2008OSHA$9,500
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2009OSHA$7,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2009OSHA$10,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2009OSHA$6,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2010OSHA$5,000
ELECTRO-MOTIVE DIESELCaterpillar Inc.workplace safety or health violation2010OSHA$12,000
ELECTRO-MOTIVE DIESELCaterpillar Inc.workplace safety or health violation2010OSHA$6,375
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2010OSHA$7,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2010OSHA$11,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2010OSHA$13,200
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2011OSHA$7,000
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2012OSHA$8,500
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2013OSHA$7,000
PROGRESS RAIL SERVICES CORPCaterpillar Inc.workplace safety or health violation2014OSHA$5,000
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2013OSHA$13,375
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.