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Violation Tracker Industry Summary Page

Industry: heavy equipment
Penalty Total since 2000: $416,931,254
Number of Records: 345
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Hyundai Heavy Industries$179,093,0005
Caterpillar Inc.$109,420,172120
Trinity Industries$57,368,64328
FreightCar America Inc.$32,895,27510
Bollinger Shipyards$17,640,52215
Terex$10,744,14622
Komatsu$3,175,34819
Greenbrier Companies$2,497,91055
Kubota$2,137,02712
Austal$853,10213

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Terex CorporationTerexaccounting fraud or deficiencies2009SEC$8,000,000
Caterpillar Inc.Caterpillar Inc.air pollution violation2011EPA$2,550,000
Hyundai Construction Equipment Americas Inc.Hyundai Heavy Industriesair pollution violation2018EPA$1,950,000
Hyundai Construction Equipment Americas Inc. and Hyundai Heavy Industries Co. Ltd.Hyundai Heavy Industriesair pollution violation2019EPA$47,000,000
Joy Global ConveyorsKomatsuair pollution violation2020AL-ENV$50,000
Caterpillar, Inc.Caterpillar Inc.air pollution violation2012AR-ENV$6,300
Progress Rail ServicesCaterpillar Inc.air pollution violation2014CA-ARB$390,733
Caterpillar, Inc.Caterpillar Inc.air pollution violation2012CA-ARB$510,000
Supreme CorporationWabash Nationalair pollution violation2004GA-ENV$7,000
GREENBRIER RAIL SERVICEGreenbrier Companiesair pollution violation2020IL-ENV$10,000
Chicago Castings Company, LLCGreenbrier Companiesair pollution violation2006IL-ENV$16,440
Caterpillar, Inc.Caterpillar Inc.air pollution violation2002IL-ENV$20,000
WABASH NATL CORPWabash Nationalair pollution violation2018IN-ENV$15,563
CATERPILLAR INCCaterpillar Inc.air pollution violation2016IN-ENV$15,050
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2016IN-ENV$12,063
WABASH NATL CORPWabash Nationalair pollution violation2016IN-ENV$68,750
WABASH NATL CORPWabash Nationalair pollution violation2015IN-ENV$33,750
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2014IN-ENV$6,563
CATERPILLAR INCCaterpillar Inc.air pollution violation2013IN-ENV$12,500
ALLOY CUSTOM PRODUCTS LLCTrinity Industriesair pollution violation2013IN-ENV$6,250
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2006IN-ENV$105,000
TRANSCRAFT CORPORATIONWabash Nationalair pollution violation2001KY-ENV$7,500
GUNDERSON LLCGreenbrier Companiesair pollution violation2007OR-ENV$5,200
CATERPILLAR, INC.Caterpillar Inc.air pollution violation2004SC-ENV$25,000
Caterpillar Inc.Caterpillar Inc.air pollution violation2022CA-ARB$15,494
Solar Turbines IncorporatedCaterpillar Inc.air pollution violation2023TX-ENV$23,480
CATERPILLAR INCCaterpillar Inc.air pollution violation2012EPA$20,000
ALLIANCE CASTINGGreenbrier Companiesair pollution violation2018EPA$193,570
CATERPILLAR INCCaterpillar Inc.air pollution violation2006EPA$300,000
Kubota Engine America CorporationKubotaair pollution violation2011EPA$6,400
TEREX CRANES WILMINGTON, INC.Terexair pollution violation2007EPA$35,000
Komatsu America CorporationKomatsuair pollution violation2007EPA$162,000
Caterpillar, Inc.Caterpillar Inc.air pollution violation2011EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,550,000
Caterpillar, Inc.Caterpillar Inc.air pollution violation2008EPA$96,750
CATERPILLAR INCCaterpillar Inc.air pollution violation2008EPA$30,500
Caterpillar Inc.Caterpillar Inc.air pollution violation2012EPA$20,000
KUBOTA TRACTOR CORPKubotaair pollution violation2012EPA$27,000
HYUNDAI CONSTRUCTION EQUIPMENT AMERICASHyundai Heavy Industriesair pollution violation2019EPA$47,000,000
KOMATSU LTDKomatsuair pollution violation2000EPA$100,000
KOMATSU AMERICA INTERNATIONAL COKomatsuair pollution violation2000EPA$7,500
Komatsu LtdKomatsuair pollution violation2003EPA$20,000
SOLAR TURBINES, INCCaterpillar Inc.aviation safety violation2012FAA$10,000
Caterpillar Inc.Caterpillar Inc.benefit plan administrator violation2010private lawsuit-federal$16,500,000
Freightcar America, Inc.FreightCar America Inc.benefit plan administrator violation2016private lawsuit-federal$32,750,000
Terex Corp.Terexbenefit plan administrator violation2015private lawsuit-federal$2,500,000
Kubota North America CorporationKubotaconsumer protection violation2024FTC$2,000,000
Terex CorporationTerexeconomic sanction violation2005OFAC$7,000
Caterpillar, Inc.Caterpillar Inc.economic sanction violation2003OFAC$18,000
Bollinger Shipyards Lockport LLCBollinger Shipyardsemployment discrimination2006OFCCP$90,000
CaterpillarCaterpillar Inc.employment discrimination2001private lawsuit-federal$256,303
Austal USA LLCAustalemployment discrimination2019OFCCP$124,500
United Industries LLCCaterpillar Inc.environmental violation2017USAO$25,000,000
GBW Railcar Services, LLCGreenbrier Companiesenvironmental violation2018EPA$150,731
Trinity Industries Railcar CorporationTrinity Industriesenvironmental violation2006PA-AG$304,502
TRINITY IND INCTrinity Industriesenvironmental violation2006PA-ENV$5,000
SUPREME MID ATLANTIC CORPWabash Nationalenvironmental violation2004PA-ENV$6,500
TRINITY RAIL GROUPTrinity Industriesenvironmental violation2013IL-ENV$30,000
Bollinger Shipyards Inc.Bollinger Shipyardsenvironmental violation2004LA-ENV$8,700,000
Gunderson, LLCGreenbrier Companiesenvironmental violation2019OR-ENV$9,273
Gunderson, LLCGreenbrier Companiesenvironmental violation2018OR-ENV$9,000
GUNDERSON LLC AND GUNDERSON MARINE LLCGreenbrier Companiesenvironmental violation2008OR-ENV$254,362
GUNDERSON LLCGreenbrier Companiesenvironmental violation2008OR-ENV$5,143
GBW RAILCAR SERVICES, L.L.C.Greenbrier Companiesenvironmental violation2019TX-ENV$5,622
TrinityRail Maintenance Services, Inc.Trinity Industriesenvironmental violation2019TX-ENV$15,900
Trinity Tank Car, Inc.Trinity Industriesenvironmental violation2016TX-ENV$90,000
Trinity Industries, Inc.Trinity Industriesenvironmental violation2014TX-ENV$12,419
Trinity Industries, Inc.Trinity Industriesenvironmental violation2014TX-ENV$20,492
Caterpillar Inc.Caterpillar Inc.environmental violation2013TX-ENV$6,161
Trinity Industries, Inc.Trinity Industriesenvironmental violation2007TX-ENV$9,600
Gunderson LLCGreenbrier Companiesenvironmental violation2023OR-ENV$63,000
Austal USA, LLCAustalenvironmental violation2023AL-ENV$13,040
JOY TECHNOLOGIES, INC. D/B/A JOY MININGKomatsuenvironmental violation2001EPA$1,500,000
SUPREME CORPWabash Nationalenvironmental violation2001EPA$11,500
Joy Global Surface Mining Inc.Komatsuenvironmental violation2017EPA$30,017
TRINITY INDUSTRIES, INC.Trinity Industriesenvironmental violation2002EPA$90,351
Bollinger ShipyardBollinger Shipyardsenvironmental violation2003EPA$65,000
terex miningTerexenvironmental violation2003EPA$10,026
Trinity Rail Group, LLCTrinity Industriesenvironmental violation2023EPA$8,532
KOEHRING CRANES, INCTerexenvironmental violation2004EPA$5,000
GENIE INDUSTRIES, INC.Terexenvironmental violation2001EPA$18,000
GENIE INDS. MOSES LAKETerexenvironmental violation2004EPA$5,000
Trinity Industries IncTrinity Industriesenvironmental violation2004EPA$25,000
Electro-Motive Diesel, Inc.Caterpillar Inc.export control violation2014BIS$26,350
Bollinger ShipyardsBollinger ShipyardsFalse Claims Act and related2015DOJ_CIVIL$8,500,000
Caterpillar, Inc.Caterpillar Inc.Family and Medical Leave Act2013WHD$7,812
Caterpillar Inc.Caterpillar Inc.Family and Medical Leave Act2017WHD$7,992
Progress Rail Services CorporationCaterpillar Inc.hazardous waste violation2014AL-ENV$45,000
Solar Turbines, Inc.Caterpillar Inc.hazardous waste violation2010CA-DTSC$38,000
Solar Turbines, Inc.Caterpillar Inc.hazardous waste violation2006CA-DTSC$73,754
SUPREME CORPWabash Nationalhazardous waste violation2001IN-ENV$9,000
GUNDERSON LLCGreenbrier Companieshazardous waste violation2011OR-ENV$10,000
CATERPILLAR, INC.Caterpillar Inc.hazardous waste violation2002SC-ENV$15,000
TRINITY INDUSTRIES, INC.Trinity Industrieshazardous waste violation2000EPA$22,875
Bollinger Gulf RprBollinger Shipyardshazardous waste violation2004EPA$37,770
Trinity Industries, Inc.Trinity Industrieshazardous waste violation2021EPA$9,353
GBW RAILCAR SERVICES LLCGreenbrier Companieshazardous waste violation2018EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,731
Caterpillar Insurance Services Corp.Caterpillar Inc.insurance violation2003IN-INS$10,000
Caterpillar Insurance Services CorporationCaterpillar Inc.insurance violation2003MA-INS$25,000
CATERPILLAR INSURANCE SERVICES CORPCaterpillar Inc.insurance violation2003VA-INS$5,000
Greenbrier Companies Inc.Greenbrier Companiesinvestor protection violation2023SEC$1,000,000
CATERPILLAR LOGISTICS, INC.Caterpillar Inc.labor relations violation2017NLRB$88,445
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.