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Violation Tracker Industry Summary Page
Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $87,286,650,890 | 328 |
| JPMorgan Chase | $39,688,888,209 | 277 |
| UBS | $31,069,299,125 | 179 |
| Wells Fargo | $27,616,269,231 | 266 |
| Citigroup | $26,945,611,792 | 181 |
| Deutsche Bank | $20,011,467,563 | 99 |
| Goldman Sachs | $17,729,358,987 | 111 |
| NatWest Group PLC | $14,370,701,618 | 43 |
| Morgan Stanley | $10,780,502,443 | 203 |
| BNP Paribas | $10,363,464,666 | 23 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Current Parent  | Primary Offense Type | Year | Agency | Penalty Amount |
| Zurich American Life Insurance Company of New York | Zurich Insurance | insurance violation | 2020 | NY-DFS | $25,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $6,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | NY-DFS | $2,200,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $7,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $14,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $72,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $22,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,500 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $12,000 |
| Security National Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $12,000 |
| Farmers Insurance Company | Zurich Insurance | consumer protection violation | 2011 | private lawsuit-federal | $10,975,000 |
| Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2022 | CT-INS | $20,000 |
| Metropolitan Group Property & Casualty Insurance Company | Zurich Insurance | insurance violation | 2022 | CT-INS | $34,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | CT-INS | $12,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $21,500 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $12,500 |
| Security National Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $14,000 |
| Mid-Century Insurance Company and Truck Insurance Exchange | Zurich Insurance | insurance violation | 2023 | VA-INS | $36,497 |
| Security National Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $6,500 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $17,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $27,000 |
| Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2024 | NY-DFS | $150,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $18,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2024 | TX-INS | $17,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $12,000 |
| American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $7,500 |
