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Violation Tracker Summary for Offense Group
Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $41,332,842,096 | 155 |
| UBS | $27,709,494,893 | 134 |
| JPMorgan Chase | $27,007,359,167 | 119 |
| Citigroup | $19,742,743,935 | 103 |
| Deutsche Bank | $15,634,467,278 | 66 |
| Goldman Sachs | $13,126,412,841 | 57 |
| NatWest Group PLC | $12,235,546,857 | 25 |
| Wells Fargo | $10,735,220,989 | 127 |
| Morgan Stanley | $9,877,862,956 | 163 |
| BNP Paribas | $9,164,773,000 | 10 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
| LABE BANK | | | banking violation | 2006 | FDIC | $5,000 |
| FIRST GASTON BANK OF NORTH CAROLINA | | | banking violation | 2006 | FDIC | $6,000 |
| FIRST SENTRY BANK, INC. | | | banking violation | 2006 | FDIC | $10,875 |
| OMNI BANK | | | banking violation | 2006 | FDIC | $22,330 |
| FIRST SECURITY STATE BANK | | | banking violation | 2006 | FDIC | $20,000 |
| FARMERS & MERCHANTS STATE BANK | | | banking violation | 2006 | FDIC | $36,290 |
| JEFFERSON STATE BANK | | | banking violation | 2006 | FDIC | $9,550 |
| LAKESIDE COMMUNITY BANK | | | banking violation | 2006 | FDIC | $5,550 |
| LITTLE RIVER BANK | | | banking violation | 2006 | FDIC | $13,750 |
| PEOPLES STATE BANK | | | banking violation | 2006 | FDIC | $16,100 |
| SALT LICK DEPOSIT BANK | | | banking violation | 2006 | FDIC | $8,100 |
| UNION BANK & TRUST COMPANY | | | banking violation | 2006 | FDIC | $9,500 |
| SECURITY STATE BANK | | | banking violation | 2006 | FDIC | $7,000 |
| PORT WASHINGTON STATE BANK | | | banking violation | 2005 | FDIC | $8,600 |
| THE DICKINSON COUNTY BANK | | | banking violation | 2005 | FDIC | $15,600 |
| REPUBLIC BANK OF CHICAGO | | | banking violation | 2005 | FDIC | $11,000 |
| ORIENTAL BANK AND TRUST | | | banking violation | 2005 | FDIC | $10,000 |
| HUDSON VALLEY BANK | | | banking violation | 2005 | FDIC | $5,000 |
| MAIN STREET BANK | | | banking violation | 2005 | FDIC | $6,600 |
| FIRST COMMUNITY BANK OF BATESVILLE | | | banking violation | 2005 | FDIC | $16,000 |
| COLONY BANK WORTH | | | banking violation | 2005 | FDIC | $6,000 |
| FIRST SECURITY BANK | | | banking violation | 2005 | FDIC | $20,700 |
| SECURITY STATE BANK | | | banking violation | 2005 | FDIC | $8,000 |
| AMERICANWEST BANK | | | banking violation | 2005 | FDIC | $9,000 |
| KENTUCKY BANK | | | banking violation | 2005 | FDIC | $6,000 |
| AMERICAN STATE BANK | | | banking violation | 2005 | FDIC | $7,125 |
| AMERICAN STATE BANK | | | banking violation | 2005 | FDIC | $10,000 |
| THE PRAIRIE STATE BANK | | | banking violation | 2005 | FDIC | $16,500 |
| CITIZENS STATE BANK | | | banking violation | 2005 | FDIC | $6,800 |
| DEWITT BANK & TRUST COMPANY | | | banking violation | 2005 | FDIC | $11,150 |
| MIDWESTONE BANK | | | banking violation | 2005 | FDIC | $5,200 |
| HILLS BANK AND TRUST COMPANY | | | banking violation | 2004 | FDIC | $43,700 |
| HILLS BANK AND TRUST COMPANY | | | banking violation | 2004 | FDIC | $15,000 |
| FARMERS STATE BANK OF HOFFMAN | | | banking violation | 2004 | FDIC | $5,500 |
| ELDERTON STATE BANK | | | banking violation | 2004 | FDIC | $6,300 |
| CENTRAL STATE BANK | | | banking violation | 2004 | FDIC | $8,050 |
| FIRST PEOPLES BANK OF TENNESSEE | | | banking violation | 2004 | FDIC | $6,000 |
| THE PEOPLES BANK & TRUST COMPANY | | | banking violation | 2004 | FDIC | $17,900 |
| THE COULEE STATE BANK | | | banking violation | 2004 | FDIC | $12,000 |
| STOCK YARDS BANK & TRUST COMPANY | | | banking violation | 2004 | FDIC | $8,000 |
| FAR WEST BANK | | | banking violation | 2004 | FDIC | $10,000 |
| SCOTIABANK DE PUERTO RICO | | | banking violation | 2003 | FDIC | $8,000 |
| THE PROVIDENT BANK | | | banking violation | 2003 | FDIC | $10,000 |
| SENATH STATE BANK | | | banking violation | 2003 | FDIC | $25,500 |
| THE HALSTEAD BANK | | | banking violation | 2003 | FDIC | $6,300 |
| HUDSON UNITED BANK | | | banking violation | 2003 | FDIC | $10,000 |
| WEST GATE BANK | | | banking violation | 2003 | FDIC | $16,400 |
| SEVIER COUNTY BANK | | | banking violation | 2003 | FDIC | $6,000 |
| UNITED BANK | | | banking violation | 2003 | FDIC | $7,000 |
| COWLITZ BANK | | | banking violation | 2003 | FDIC | $27,000 |
| COMMUNITY BANKS | | | banking violation | 2003 | FDIC | $8,000 |
| THE UNION BANK | | | banking violation | 2003 | FDIC | $5,600 |
| BANK OF NEW MADRID | | | banking violation | 2003 | FDIC | $11,600 |
| THE PEOPLES BANK OF BULLITT COUNTY | | | banking violation | 2002 | FDIC | $9,800 |
| BANK OF MINGO | | | banking violation | 2002 | FDIC | $12,400 |
| SOUTHWEST BANK OF ST. LOUIS | | | banking violation | 2002 | FDIC | $10,000 |
| AMERICREST BANK | | | banking violation | 2002 | FDIC | $10,150 |
| FIRST MARINER BANK | | | banking violation | 2002 | FDIC | $7,000 |
| THE POCA VALLEY BANK, INC. | | | banking violation | 2002 | FDIC | $5,500 |
| ENTERPRISE BANK | | | banking violation | 2002 | FDIC | $5,150 |
| ROSLYN SAVINGS BANK | | | banking violation | 2002 | FDIC | $5,000 |
| SOUTHERN MISSOURI BANK AND TRUST COMPANY | | | banking violation | 2002 | FDIC | $7,300 |
| FIRST COMMUNITY BANK, MISSOURI, | | | banking violation | 2002 | FDIC | $6,400 |
| THE PEOPLES STATE BANK | | | banking violation | 2001 | FDIC | $10,000 |
| UNICO BANK | | | banking violation | 2001 | FDIC | $12,000 |
| SHOREBANK | | | banking violation | 2001 | FDIC | $5,500 |
| M C BANK & TRUST COMPANY | | | banking violation | 2001 | FDIC | $8,000 |
| THE COTTONPORT BANK | | | banking violation | 2001 | FDIC | $12,250 |
| RANCHERS BANKS | | | banking violation | 2001 | FDIC | $35,950 |
| FIRST TUSKEGEE BANK | | | banking violation | 2001 | FDIC | $5,500 |
| WESTERN STATE BANK | | | banking violation | 2001 | FDIC | $6,000 |
| WEST DES MOINES STATE BANK | | | banking violation | 2001 | FDIC | $5,000 |
| FRANCES SLOCUM BANK AND TRUST COMPANY | | | banking violation | 2001 | FDIC | $10,400 |
| NOVATO COMMUNITY BANK | | | banking violation | 2001 | FDIC | $7,500 |
| UNITED SOUTHERN BANK | | | banking violation | 2001 | FDIC | $13,500 |
| R-G PREMIER BANK OF PUERTO RICO | | | banking violation | 2001 | FDIC | $5,000 |
| SIMMESPORT STATE BANK | | | banking violation | 2001 | FDIC | $10,400 |
| CAPITOL THRIFT AND LOAN ASSOCIATION | | | banking violation | 2001 | FDIC | $5,500 |
| PEOPLES COMMUNITY BANK | | | banking violation | 2001 | FDIC | $5,500 |
| MORTON COMMUNITY BANK | | | banking violation | 2001 | FDIC | $6,000 |
| SOUTHERN PACIFIC BANK | | | banking violation | 2000 | FDIC | $7,500 |
| Farmers and Merchants Bank | | | banking violation | 2007 | FED | $9,240 |
| Chemical Bank | | | banking violation | 2007 | FED | $16,245 |
| RBC Centura Bank | | | banking violation | 2007 | FED | $106,930 |
| Pacific Mercantile Bank | | | banking violation | 2007 | FED | $6,850 |
| Planters Bank and Trust Company | | | banking violation | 2006 | FED | $6,750 |
| First Baird Bancshares, Inc. | | | banking violation | 2006 | FED | $87,500 |
| United Bank | | | banking violation | 2006 | FED | $16,350 |
| County Bank | | | banking violation | 2005 | FED | $19,960 |
| Frontier Bank | | | banking violation | 2005 | FED | $12,500 |
| Bank of Pontiac | | | banking violation | 2005 | FED | $32,550 |
| First Bank & Trust Company | | | banking violation | 2005 | FED | $7,750 |
| Irwin Union Bank | | | banking violation | 2005 | FED | $22,300 |
| The Bank | | | banking violation | 2005 | FED | $46,050 |
| HomeFederal Bank | | | banking violation | 2005 | FED | $57,250 |
| Five Points Bank | | | banking violation | 2004 | FED | $10,000 |
| Hocking Valley Bank | | | banking violation | 2004 | FED | $9,500 |
| Provident Bank | | | banking violation | 2003 | FED | $34,100 |
| The Bank of Currituck | | | banking violation | 2003 | FED | $16,000 |
| WestLB AG | | | banking violation | 2003 | FED | $3,000,000 |
| Community State Bank | | | banking violation | 2003 | FED | $5,250 |
