Cortrust Bank National Association | | | banking violation | 2004 | OCC | $5,250 |
Blo Blow Dry Bar Inc. | | | tax violations | 2015 | CT-AG | $5,250 |
Custom Exterior Systems, Inc. | | | tax violations | 2016 | CT-AG | $5,250 |
EXCHANGE BANK | | | banking violation | 2010 | FDIC | $5,250 |
Western Growers Financial Services, Inc. | | | investor protection violation | 2006 | IL-SEC | $5,250 |
American Alternative Investments, LLC | | | investor protection violation | 2020 | ID-SEC | $5,250 |
Validea Capital Management LLC | | | investor protection violation | 2023 | CT-SEC | $5,250 |
COLLINS CAPITAL LLC | | | investor protection violation | 2024 | IN-SEC | $5,250 |
Syzygy 3, Inc. | | | tax violations | 2013 | CT-AG | $5,265 |
COULEE BANK | | | banking violation | 2009 | FDIC | $5,270 |
Premier Valley Bank | | | banking violation | 2015 | FDIC | $5,280 |
Gant Private Financial Management | | | investor protection violation | 2015 | PA-BKG | $5,296 |
Parker Street Securities LLC | | | investor protection violation | 2023 | CO-SEC | $5,300 |
KLM Cargo | Air France-KLM | airlines | economic sanction violation | 2010 | OFAC | $5,336 |
Parker Street Securities LLC | | | investor protection violation | 2023 | CT-SEC | $5,340 |
Northern Michigan Bank & Trust | | | banking violation | 2012 | FDIC | $5,345 |
BANK OF ONTARIO | | | banking violation | 2009 | FDIC | $5,350 |
Cuba Paquetes | | | economic sanction violation | 2003 | OFAC | $5,361 |
Financial Vision Advisory Services, LLC | | | investor protection violation | 2020 | CT-BKG | $5,375 |
Financial Vision Advisory Services, LLC | | | investor protection violation | 2020 | CT-SEC | $5,375 |
Patapsco Securities, Inc. dba Chapin Davis | | | investor protection violation | 2008 | AL-SEC | $5,377 |
Safra National Bank | | | economic sanction violation | 2003 | OFAC | $5,380 |
J. D'Addario & Company, Inc. | | | economic sanction violation | 2005 | OFAC | $5,385 |
Colonial Medical Supply Co., Inc. | | | tax violations | 2016 | CT-AG | $5,385 |
Elliott Enterprises, Inc. | | | tax violations | 2014 | CT-AG | $5,385 |
Presidio International, Inc. | | | tax violations | 2013 | CT-AG | $5,385 |
Veracode, Inc. | | | tax violations | 2014 | CT-AG | $5,385 |
PEOPLE'S BANK AND TRUST COMPANY OF PICKETT COUNTY | | | banking violation | 2009 | FDIC | $5,390 |
Stockman Bank of Montana | | | banking violation | 2015 | FDIC | $5,400 |
SOUND BANKING COMPANY | | | banking violation | 2009 | FDIC | $5,400 |
American Tax Funding Servicing, LLC | | | tax violations | 2015 | CT-AG | $5,400 |
Celldex Therapeutics, Inc. | | | tax violations | 2012 | CT-AG | $5,400 |
Diamond Properties Management LLC | | | tax violations | 2014 | CT-AG | $5,400 |
GoPro, Inc. | | | tax violations | 2015 | CT-AG | $5,400 |
Impala USA, Inc. | | | tax violations | 2015 | CT-AG | $5,400 |
Kamunting Street Capital Management, LP | | | tax violations | 2014 | CT-AG | $5,400 |
Pacific Resources Benefits Advisors, LLC | Brown & Brown | financial services | tax violations | 2014 | CT-AG | $5,400 |
Peoplelink, LLC | | | tax violations | 2012 | CT-AG | $5,400 |
Seagate US LLC | | | tax violations | 2016 | CT-AG | $5,400 |
WPP Group USA, Inc. | WPP | business services | tax violations | 2016 | CT-AG | $5,400 |
Valley Bank | | | banking violation | 2012 | FDIC | $5,400 |
BANK OF NEW GLARUS, THE | | | banking violation | 2010 | FDIC | $5,400 |
ASF, Inc. | | | economic sanction violation | 2011 | OFAC | $5,400 |
DREAM DINNERS, INC. | | | investor protection violation | 2010 | VA-SEC | $5,400 |
AMERICAN COMMUNITY BANK | | | banking violation | 2010 | FDIC | $5,405 |
Western Bank | | | banking violation | 2014 | FED | $5,410 |
William and Alice Mortensen Foundation, Inc. | | | tax violations | 2014 | CT-AG | $5,415 |
WEST BANK | | | banking violation | 2006 | FDIC | $5,440 |
Oracle Ten Fund, L.P. | | | tax violations | 2014 | CT-AG | $5,445 |
Green Forest Investments and Development Company, LLC | | | investor protection violation | 2009 | MO-SEC | $5,460 |
Paez Real Estate Funding | | | investor protection violation | 2006 | IL-SEC | $5,462 |
Solium Financial Services LLC | Morgan Stanley | financial services | investor protection violation | 2020 | KY-FIN | $5,465 |
Citizens State Bank | | | banking violation | 2014 | FDIC | $5,470 |
CITIZENS BANK AND TRUST COMPANY OF CHICAGO | | | banking violation | 2009 | FDIC | $5,500 |
COATESVILLE SAVINGS BANK | | | banking violation | 2009 | FDIC | $5,500 |
SPENCER SAVINGS BANK | | | banking violation | 2009 | FDIC | $5,500 |
SUN SECURITY BANK | | | banking violation | 2009 | FDIC | $5,500 |
CENTURY BANK OF GEORGIA | | | banking violation | 2008 | FDIC | $5,500 |
CHELSEA SAVINGS BANK | | | banking violation | 2007 | FDIC | $5,500 |
FIRST UNITED BANK | | | banking violation | 2006 | FDIC | $5,500 |
FARMERS STATE BANK OF HOFFMAN | | | banking violation | 2004 | FDIC | $5,500 |
THE POCA VALLEY BANK, INC. | | | banking violation | 2002 | FDIC | $5,500 |
SHOREBANK | | | banking violation | 2001 | FDIC | $5,500 |
FIRST TUSKEGEE BANK | | | banking violation | 2001 | FDIC | $5,500 |
CAPITOL THRIFT AND LOAN ASSOCIATION | | | banking violation | 2001 | FDIC | $5,500 |
PEOPLES COMMUNITY BANK | | | banking violation | 2001 | FDIC | $5,500 |
Community First Bank & Trust | | | banking violation | 2003 | FED | $5,500 |
Confi-Dental Products, Co. | | | economic sanction violation | 2008 | OFAC | $5,500 |
Diversified Business Communications | | | economic sanction violation | 2007 | OFAC | $5,500 |
La Salle Bank Midwest, N.A. | | | economic sanction violation | 2008 | OFAC | $5,500 |
Lubrizol Corporation | Berkshire Hathaway | diversified | economic sanction violation | 2006 | OFAC | $5,500 |
Atlantic Bank | | | economic sanction violation | 2005 | OFAC | $5,500 |
Union Bank of California | U.S. Bancorp | financial services | economic sanction violation | 2005 | OFAC | $5,500 |
Wachovia Bank | Wells Fargo | financial services | economic sanction violation | 2005 | OFAC | $5,500 |
American Express Company | American Express | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
Arab Banking Corp. | Arab Banking Corp. | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
Banco de Chile | | | economic sanction violation | 2004 | OFAC | $5,500 |
Bank of New York | Bank of New York Mellon | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
California Federal Bank | | | economic sanction violation | 2004 | OFAC | $5,500 |
Citibank | Citigroup | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
Corporate One Federal Credit Union | | | economic sanction violation | 2004 | OFAC | $5,500 |
Deutsche Bank | Deutsche Bank | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
ICN Pharmaceuticals, Inc | Bausch Health | pharmaceuticals | economic sanction violation | 2004 | OFAC | $5,500 |
Maersk Line, Ltd. | Maersk | freight and logistics | economic sanction violation | 2004 | OFAC | $5,500 |
P.J. Caputo Shipping, Inc | | | economic sanction violation | 2004 | OFAC | $5,500 |
SeaMates International, Inc. | | | economic sanction violation | 2004 | OFAC | $5,500 |
Stanford Research Systems | | | economic sanction violation | 2004 | OFAC | $5,500 |
Trade Arbed, Inc | | | economic sanction violation | 2004 | OFAC | $5,500 |
World-Wide Sires Inc. | | | economic sanction violation | 2004 | OFAC | $5,500 |
Credit Lyonnais, NY | Credit Agricole | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
Deutsche Bank A.G. | Deutsche Bank | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
Felins USA Inc | | | economic sanction violation | 2003 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
MashreqBank | | | economic sanction violation | 2003 | OFAC | $5,500 |
National City Bank | PNC Financial Services | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
Polsteam USA, Inc. | | | economic sanction violation | 2003 | OFAC | $5,500 |
State Bank of India | | | economic sanction violation | 2003 | OFAC | $5,500 |
Uptown National Bank of Chicago | | | economic sanction violation | 2003 | OFAC | $5,500 |